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US 12,182,144 B1Granted
Innovative disclosure document evaluation and compliance system and method
AssigneeMorgan Stanley Services Group Inc.
InventorsAnshuman Behera, Sujit Eapen, Vidhan Dhagai, Debi Hota, Shrikant Patil, Raka Rajanigandha
Life of this patent
Estimating the term…
Abstract
In one or more implementations, a computer-implemented system and method are provided for assessing relevance and accuracy of confirmation documents with respect to disclosure materials associated with completed activity.
Claims20
A method for assessing relevance and accuracy of confirmation documents with respect to disclosure materials associated with completed activity, the method comprising:
- receiving, by at least one computing device configured by executing programming instructions stored on non-transitory processor readable media, electronic information associated with a confirmation document, wherein the confirmation document includes information representing at least one transaction disclosure;
- generating, by the at least one computing device processing the electronic information associated with the confirmation document, a first query to be transmitted to at least one first model;
- calculating, by the at least one computing device, a first relevance score representing a correlation of the electronic information associated with the confirmation document with information received from the at least one first model in response to the transmitted first query;
- accessing, by the at least one computing device, knowledge base information stored in at least one database associated with each of a plurality of transaction disclosures corresponding to the electronic information associated with the confirmation document;
- generating, by the at least one computing device processing the knowledge base information and the electronic information associated with the confirmation document, a second query to be transmitted to at least one second model;
- calculating, by the at least one computing device, a second relevance score representing a correlation of the electronic information associated with the confirmation document with information received from the at least one second model in response to the transmitted second query;
- accessing, by the at least one computing device, historical information stored in at least one database associated with each of a plurality of historical records corresponding to the electronic information associated with the confirmation document;
- generating, by the at least one computing device processing the historical information and the electronic information associated with the confirmation document, a third query to be transmitted to at least one third model;
- calculating, by the at least one computing device, a third relevance score representing a correlation of the electronic information associated with the confirmation document with information received from the at least one third model in response to the transmitted third query;
- assigning, by the at least one computing device, respective weighting factors to each of the first relevance score, the second relevance score, and the third relevance score;
- aggregating, by the at least one computing device, the respectively weighted first, second, and third relevance scores to generate a weighted relevance;
- generating, by the at least one computing device as a function of the weighted relevance, information representing at least one of relevance and accuracy of the confirmation document;
- and
- transmitting, by the at least one computing device, the generated information representing the least one of relevance and accuracy of the confirmation document to at least one other computing device.
11 more elements
A computer-implemented system for assessing relevance and accuracy of confirmation documents with respect to disclosure materials associated with completed activity, the system comprising:
- at least one computing device configured by executing programming instructions stored on non-transitory processor readable media for:
- receiving electronic information associated with a confirmation document, wherein the confirmation document includes information representing at least one transaction disclosure;
- generating, by processing the electronic information associated with the confirmation document, a first query to be transmitted to at least one first model;
- calculating a first relevance score representing a correlation of the electronic information associated with the confirmation document with information received from the at least one first model in response to the transmitted first query;
- accessing knowledge base information stored in at least one database associated with each of a plurality of transaction disclosures corresponding to the electronic information associated with the confirmation document;
- generating, by processing the knowledge base information and the electronic information associated with the confirmation document, a second query to be transmitted to at least one second model;
- calculating a second relevance score representing a correlation of the electronic information associated with the confirmation document with information received from the at least one second model in response to the transmitted second query;
- accessing historical information stored in at least one database associated with each of a plurality of historical records corresponding to the electronic information associated with the confirmation document;
- generating, by processing the historical information and the electronic information associated with the confirmation document, a third query to be transmitted to at least one third model;
- calculating a third relevance score representing a correlation of the electronic information associated with the confirmation document with information received from the at least one third model in response to the transmitted third query;
- assigning respective weighting factors to each of the first relevance score, the second relevance score, and the third relevance score;
- aggregating the respectively weighted first, second, and third relevance scores to generate a weighted relevance;
- generating, as a function of the weighted relevance, information representing at least one of relevance and accuracy of the confirmation document;
- and
- transmitting the generated information representing the least one of relevance and accuracy of the confirmation document to at least one other computing device.
12 more elements
Dependencies are inferred from the claim text.