# US 9,883,404 B2 · LTE/LTE—A uplink carrier aggregation using unlicensed spectrum > Agents: this data is available as JSON from the patentgrep API and MCP server — see https://patentgrep.com/llms.txt - Number: US 9,883,404 B2 - Document ID: US9883404B2 - Status: Granted - Kind: B2 - Application number: 14/096,686 - Filed: 2013-12-04 - Published: 2014-12-11 - Granted: 2018-01-30 - Earliest claimed: 2013-06-11 - Assignees: QUALCOMM Incorporated - Applicants: QUALCOMM Incorporated - Inventors: Durga Prasad Malladi; Naga Bhushan; Tao Luo; Yongbin Wei - Web page: https://patentgrep.com/patent/US9883404B2 ## CPC - H04W 16/14: Spectrum sharing arrangements {between different networks} - H04L 5/001: {the frequencies being arranged in component carriers} - H04L 5/0092: {Indication of how the channel is divided} - H04L 27/0006: {Assessment of spectral gaps suitable for allocating digitally modulated signals, e.g. for carrier allocation in cognitive radio (for spectrum sharing between different networks H04W16/14)} - H04W 72/542: using measured or perceived quality - H04W 74/0808: using carrier sensing, e.g. carrier sense multiple access [CSMA] - H04L 5/0023: {Time-frequency-space} - H04L 5/0048: {Allocation of pilot signals, i.e. of signals known to the receiver (allocation of control signalling H04L5/0053; use of control signalling H04L5/0091)} - H04L 5/14: Two-way operation using the same type of signal, i.e. duplex - H04W 72/20: Control channels or signalling for resource management - H04W: WIRELESS COMMUNICATION NETWORKS (broadcast communication H04H; communication systems using wireless links for non-selective communication, e.g. wireless extensions H04M1/72) - H04L: TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION (arrangements common to telegraphic and telephonic communication H04M) ## Abstract Methods, systems, and apparatuses are described for wireless communications. In one method, an uplink grant may be received over a licensed spectrum. A clear channel assessment (CCA) may be performed in response to the uplink grant to determine availability of an unlicensed spectrum. The CCA may be performed prior to a transmission associated with the uplink grant. In another method, scheduling information may be received over a licensed spectrum. An uplink grant may be transmitted over the licensed spectrum. The uplink grant may be based at least in part on the scheduling information. The uplink grant may be configured to trigger a CCA to determine availability of an unlicensed spectrum prior to a transmission associated with the uplink grant. ## Claims ### Claim 1 A method for wireless communications, comprising: receiving, at a user equipment (UE) capable of transmitting over both a licensed spectrum and an unlicensed spectrum, an uplink grant over the licensed spectrum, wherein the uplink grant indicates that a first set of resources on the unlicensed spectrum and a second set of fallback resources on the licensed spectrum are reserved for the UE; performing, by the UE, a clear channel assessment (CCA) in response to the uplink grant to determine an availability of the first set of resources on the unlicensed spectrum, the CCA being performed prior to an occurrence of the first set of resources and the second set of fallback resources; performing, by the UE, a transmission using the first set of resources on the unlicensed spectrum instead of the second set of fallback resources on the licensed spectrum when the performed CCA indicates that the first set of resources is available; and performing, by the UE, a fallback transmission using the second set of fallback resources on the licensed spectrum instead of the first set of resources on the unlicensed spectrum when the performed CCA indicates that the first set of resources is not available. ### Claim 2 (depends on 1) The method of claim 1, further comprising: transmitting signaling using the licensed spectrum indicating unavailability of the unlicensed spectrum when the CCA indicates that the first set of resources is not available. ### Claim 3 (depends on 1) The method of claim 1, wherein each of the first set of resources and the second set of resources is specified in terms of one or more of: a number of subframes, a time interval between successive subframes, and an initial offset between a time of reception of the uplink grant and a first occurrence of a subframe in the first set of resources subset or the second set of fallback resources. ### Claim 4 (depends on 1) The method of claim 1, wherein the first set of resources overlap in time with the second set of fallback resources. ### Claim 5 (depends on 1) The method of claim 1, wherein the first set of resources and the second set of resources start in a same subframe. ### Claim 6 (depends on 1) The method of claim 1, wherein: the first set of resources starts in a first subframe; and the second set of resources starts in a second subframe delayed from the first subframe. ### Claim 7 (depends on 1) The method of claim 1, wherein: the uplink grant comprises a prioritized sequence of uplink grants, each uplink grant in the prioritized sequence of uplink grants being associated with a respective component carrier; and wherein performing the CCA comprises performing one or more CCAs on one or more component carriers of the respective component carriers associated with the prioritized sequence of uplink grants to determine an availability of the one or more respective component carriers, the method further comprising: identifying a component carrier of the one or more component carriers as available based at least in part on the one or more CCAs. ### Claim 8 (depends on 7) The method of claim 7, wherein the identifying comprises identifying a plurality of component carriers of the one or more component carriers as available, the plurality of component carriers corresponding to a subset of uplink grants in the prioritized sequence of uplink grants, and wherein the identified component carrier is selected from the plurality of component carriers and corresponds to a second uplink grant with a highest priority in the subset of uplink grants. ### Claim 9 (depends on 7) The method of claim 7, wherein each uplink grant in the prioritized sequence of uplink grants further comprises one or more of: a set of physical resource blocks (PRBs) for the respective component carrier; and a subset of subframes for which the uplink grant is applicable. ### Claim 10 (depends on 9) The method of claim 9, wherein the subset of subframes is specified in terms of one or more of: a number of subframes in the subset of subframes, a time interval between successive subframes in the subset of subframes, and an initial offset between a time of reception of the uplink grant and a first occurrence of a subframe in the subset of subframes. ### Claim 11 (depends on 7) The method of claim 7, wherein a parameter in a second uplink grant in the prioritized sequence of uplink grants is determined implicitly from a respective parameter in another uplink grant in the prioritized sequence of uplink grants. ### Claim 12 (depends on 7) The method of claim 7, wherein an implicit relationship between parameters in different uplink grants of the prioritized sequence is specified at least in part through radio resource control (RRC) signaling. ### Claim 13 (depends on 1) The method of claim 1, further comprising: receiving over the licensed spectrum, an indication of a maximum uplink data rate over the unlicensed spectrum for a set of PRBs; and performing the CCA in a subframe in response to the indication, the CCA being performed to determine availability of a component carrier for the set of PRBs in the unlicensed spectrum for performing the transmission in a next subframe. ### Claim 14 (depends on 13) The method of claim 13, further comprising: performing the transmission using the unlicensed spectrum based at least in part on the uplink grant when the CCA indicates that the component carrier for the set of PRBs in the unlicensed spectrum is available; and performing the CCA in the next subframe based at least in part on the uplink grant when the CCA indicates that the component carrier for the set of PRBs in the unlicensed spectrum is not available. ### Claim 15 (depends on 13) The method of claim 13, further comprising: performing the transmission using the unlicensed spectrum based at least in part on the uplink grant when the CCA indicates that the component carrier for the set of PRBs in the unlicensed spectrum is available; and performing the transmission using the licensed spectrum based at least in part on the uplink grant when the CCA indicates that the component carrier for the set of PRBs in the unlicensed spectrum is not available. ### Claim 16 (depends on 13) The method of claim 13, wherein the same set of PRBs are assigned to each of a plurality of users on an uplink of the unlicensed spectrum. ### Claim 17 (depends on 16) The method of claim 16, wherein data transmitted from the plurality of users assigned the same set of PRBs is decoded using successive interference cancellation (SIC). ### Claim 18 (depends on 16) The method of claim 16, wherein the plurality of users assigned the same set of PRBs are assigned orthogonal demodulation reference signals (DM-RS) sequences. ### Claim 19 (depends on 18) The method of claim 18, wherein each of the plurality of users is assigned a distinct scrambling code. ### Claim 20 (depends on 13) The method of claim 13, wherein when the CCA indicates that the component carrier for the set of PRBs in the unlicensed spectrum is available, the method further comprises: transmitting one or more of: uplink data, uplink control signals, and uplink reference signals according to one or both of an assigned orthogonal DM-RS sequence and an assigned scrambling code. ### Claim 21 (depends on 20) The method of claim 20, further comprising: transmitting, along with the one or more of: the uplink data, the uplink control signals, and the uplink reference signals, a signal indicating one or more of: a transmit format selection, a Hybrid Automatic Repeat Request identifier (HARQ-ID), and a HARQ redundancy version (RV). ### Claim 22 (depends on 1) The method of claim 1, further comprising: transmitting one or more of: a scheduling request, a buffer status report, and a power headroom report for a base station to schedule the uplink grant. ### Claim 23 (depends on 22) The method of claim 22, wherein the power headroom report indicates a first power headroom associated with the licensed spectrum and a second power headroom associated with the unlicensed spectrum. ### Claim 24 (depends on 1) The method of claim 1, further comprising: identifying a change from a modulation coding scheme (MCS) indicated by the uplink grant; and transmitting a message over a set of resource elements within PRBs allocated by the uplink grant, the message indicating the identified change in MCS. ### Claim 25 (depends on 1) The method of claim 1, wherein the uplink grant allocates PRBs for uplink transmission without allocating MCS for uplink transmission, the method further comprising: determining the MCS for uplink transmission upon receiving the uplink grant; and transmitting a message over a set of resource elements within the PRBs allocated for uplink transmission, the message indicating the MCS determined for uplink transmission. ### Claim 26 An apparatus for wireless communications, comprising: a processor; memory in electronic communication with the processor; and instructions stored in the memory, the instructions being executable by the processor to: receive, at a user equipment (UE) capable of transmitting over both a licensed spectrum and an unlicensed spectrum, an uplink grant over the licensed spectrum, wherein the uplink grant indicates that a first set of resources on the unlicensed spectrum and a second set of fallback resources on the licensed spectrum are reserved for the UE; perform, by the UE, a clear channel assessment (CCA) in response to the uplink grant to determine an availability of the first set of resources on the unlicensed spectrum, the CCA being performed prior to an occurrence of the first set of resources and the second set of fallback resources; perform, by the UE, a transmission using the first set of resources on the unlicensed spectrum instead of the second set of fallback resources on the licensed spectrum when the performed CCA indicates that the first set of resources is available; and perform, by the UE, a fallback transmission using the second set of fallback resources on the licensed spectrum instead of the first set of resources on the unlicensed spectrum when the performed CCA indicates that the first set of resources is not available. ### Claim 27 (depends on 26) The apparatus of claim 26, wherein the instructions are executable by the processor to: transmit signaling using the licensed spectrum indicating unavailability of the unlicensed spectrum when the CCA indicates that the first set of resources not available. ### Claim 28 (depends on 26) The apparatus of claim 26, wherein each of the first set of resources and the second set of resources is specified in terms of one or more of: a number of subframes, a time interval between successive subframes, and an initial offset between a time of reception of the uplink grant and a first occurrence of a subframe in the first set of resources or the second set of fallback resources. ### Claim 29 (depends on 26) The apparatus of claim 26, wherein: the first set of resources starts in a first subframe; and the second set of resources starts in a second subframe delayed from the first subframe. ### Claim 30 (depends on 26) The apparatus of claim 26, wherein: the uplink grant comprises a prioritized sequence of uplink grants, each uplink grant in the prioritized sequence of uplink grants being associated with a respective component carrier; and the instructions to perform the CCA are further executable by the processor to: perform one or more CCAs on one or more component carriers of the respective component carriers associated with the prioritized sequence of uplink grants to determine an availability of the one or more respective component carriers, the instructions executable by the processor to: identify a component carrier of the one or more component carriers as available based at least in part on the one or more CCAs. ### Claim 31 (depends on 30) The apparatus of claim 30, wherein each uplink grant in the prioritized sequence of uplink grants further comprises one or more of: a set of physical resource blocks (PRBs) for the respective component carrier; and a subset of subframes for which the uplink grant is applicable. ### Claim 32 (depends on 31) The apparatus of claim 31, wherein the subset of subframes is specified in terms of one or more of: a number of subframes in the subset of subframes, a time interval between successive subframes in the subset of subframes, and an initial offset between a time of reception of the uplink grant and a first occurrence of a subframe in the subset of subframes. ### Claim 33 (depends on 30) The apparatus of claim 30, wherein an implicit relationship between parameters in different uplink grants of the prioritized sequence is specified at least in part through radio resource control (RRC) signaling. ### Claim 34 (depends on 26) The apparatus of claim 26, wherein the instructions are executable by the processor to: receive over the licensed spectrum, an indication of a maximum uplink data rate over the unlicensed spectrum for a set of PRBs; and perform the CCA in a subframe in response to the indication, the CCA being performed to determine availability of a component carrier for the set of PRBs in the unlicensed spectrum for performing the transmission in a next subframe. ### Claim 35 (depends on 34) The apparatus of claim 34, wherein the instructions are executable by the processor to: perform the transmission using the unlicensed spectrum based at least in part on the uplink grant when the CCA indicates that the component carrier for the set of PRBs in the unlicensed spectrum is available; and perform the CCA in the next subframe based at least in part on the uplink grant when the CCA indicates that the component carrier for the set of PRBs in the unlicensed spectrum is not available. ### Claim 36 (depends on 34) The apparatus of claim 34, wherein the instructions are executable by the processor to: perform the transmission using the unlicensed spectrum based at least in part on the uplink grant when the CCA indicates that the component carrier for the set of PRBs in the unlicensed spectrum is available; and perform the transmission using the licensed spectrum based at least in part on the uplink grant when the CCA indicates that the component carrier for the set of PRBs in the unlicensed spectrum is not available. ### Claim 37 (depends on 34) The apparatus of claim 34, wherein the same set of PRBs are assigned to each of a plurality of users on an uplink of the unlicensed spectrum. ### Claim 38 (depends on 37) The apparatus of claim 37, wherein data transmitted from the plurality of users assigned the same set of PRBs is decoded using successive interference cancellation (SIC). ### Claim 39 (depends on 37) The apparatus of claim 37, wherein the plurality of users assigned the same set of PRBs are assigned orthogonal demodulation reference signals (DM-RS) sequences. ### Claim 40 (depends on 39) The apparatus of claim 39, wherein each of the plurality of users is assigned a distinct scrambling code. ### Claim 41 (depends on 34) The apparatus of claim 34, wherein when the CCA indicates that the component carrier for the set of PRBs in the unlicensed spectrum is available, the instructions are executable by the processor to: transmit one or more of: uplink data, uplink control signals, and uplink reference signals according to one or both of an assigned orthogonal DM-RS sequence and an assigned scrambling code. ### Claim 42 (depends on 41) The apparatus of claim 41, wherein the instructions are executable by the processor to: transmit, along with the one or more of: the uplink data, the uplink control signals, and the uplink reference signals, a signal indicating one or more of: a transmit format selection, a Hybrid Automatic Repeat Request identifier (HARQ-ID), and a HARQ redundancy version (RV). ### Claim 43 (depends on 26) The apparatus of claim 26, wherein the instructions are executable by the processor to: transmit one or more of: a scheduling request, a buffer status report, and a power headroom report for a base station to schedule the uplink grant. ### Claim 44 (depends on 26) The apparatus of claim 26, wherein: the uplink grant allocates PRBs for uplink transmission without allocating a modulation coding scheme (MCS) for uplink transmission; and the instructions are executable by the processor to: determine the MCS for uplink transmission upon receiving the uplink grant; and transmit a message over a set of resource elements within the PRBs allocated for uplink transmission, the message indicating the MCS determined for uplink transmission. ### Claim 45 An apparatus for wireless communications, comprising: means for receiving, at a user equipment (UE) capable of transmitting over both a licensed spectrum and an unlicensed spectrum, an uplink grant over the licensed spectrum, wherein the uplink grant indicates that a first set of resources on the unlicensed spectrum and a second set of fallback resources on the licensed spectrum are reserved for the UE; means for performing, by the UE, a clear channel assessment (CCA) in response to the uplink grant to determine an availability of the first set of resources on the unlicensed spectrum, the CCA being performed prior to an occurrence of the first set of resources and the second set of fallback resources; means for performing, by the UE, a transmission using the first set of resources on the unlicensed spectrum instead of the second set of fallback resources on the licensed spectrum when the performed CCA indicates that the first set of resources is available; and means for performing, by the UE, a fallback transmission using the second set of fallback resources on the licensed spectrum instead of the first set of resources on the unlicensed spectrum when the performed CCA indicates that the first set of resources is not available. ### Claim 46 (depends on 45) The apparatus of claim 45, further comprising: means for transmitting signaling using the licensed spectrum indicating unavailability of the unlicensed spectrum when the CCA indicates that the first set of resources is not available. ### Claim 47 A computer program product for wireless communications, the computer program product comprising a non-transitory computer-readable medium storing instructions executable by a processor to: receive, at a user equipment (UE) capable of transmitting over both a licensed spectrum and an unlicensed spectrum, an uplink grant over the licensed spectrum, wherein the uplink grant indicates that a first set of resources on the unlicensed spectrum and a second set of fallback resources on the licensed spectrum are reserved for the UE; perform, by the UE, a clear channel assessment (CCA) in response to the uplink grant to determine an availability of the first set of resources on the unlicensed spectrum, the CCA being performed prior to an occurrence of the first set of resources and the second set of fallback resources; perform, by the UE, a transmission using the first set of resources on the unlicensed spectrum instead of the second set of fallback resources on the licensed spectrum when the performed CCA indicates that the first set of resources is available; and perform, by the UE, a fallback transmission using the second set of fallback resources on the licensed spectrum instead of the first set of resources on the unlicensed spectrum when the performed CCA indicates that the first set of resources is not available. ### Claim 48 (depends on 47) The computer program product of claim 47, wherein the instructions are executable by the processor to: transmit signaling using the licensed spectrum indicating unavailability of the unlicensed spectrum when the CCA indicates that the first set of resources is not available. ### Claim 49 A method for wireless communications, comprising: receiving scheduling information over a licensed spectrum; transmitting an uplink grant over the licensed spectrum to a user equipment (UEs) capable of transmitting over both the licensed and an unlicensed spectrum, the uplink grant being based at least in part on the scheduling information and indicating that a first set of resources on the unlicensed spectrum and a second set of fallback resources on the licensed spectrum are reserved for the UE, and the uplink grant being configured to trigger a clear channel assessment (CCA) for determining availability of the first set of resources on the unlicensed spectrum prior to an occurrence of the first set of resources and the second set of fallback resources; receiving a transmission over the first set of resources on the unlicensed spectrum when the CCA indicates that the first set of resources is available; and receiving a fallback transmission over the second set of fallback resources on the licensed spectrum when the CCA indicates that the first set of resources is not available. ### Claim 50 (depends on 49) The method of claim 49, wherein the first set of resources overlap in time with the second set of fallback resources. ### Claim 51 (depends on 49) The method of claim 49, wherein the first set of resources and the second set of resources start in a same subframe. ### Claim 52 (depends on 49) The method of claim 49, wherein: the first set of resources starts in a first subframe; and the second set of resources starts in a second subframe delayed from the first subframe. ### Claim 53 (depends on 52) The method of claim 52, further comprising: releasing the second set of fallback resources in the licensed spectrum when the transmission is received over the first set of resources in the unlicensed spectrum. ### Claim 54 (depends on 49) The method of claim 49, wherein the scheduling information comprises one or more of: a scheduling request; a buffer status report; and a power headroom report indicating a first power headroom associated with the licensed spectrum and a second power headroom associated with the unlicensed spectrum. ### Claim 55 (depends on 49) The method of claim 49, further comprising: assigning a same set of physical resource blocks (PRBs) to a plurality of users on an uplink of the unlicensed spectrum based at least in part on the transmitted uplink grant; receiving uplink data from the plurality of users using the assigned PRBs; and decoding the uplink data using a successive interference cancellation (SIC). ### Claim 56 (depends on 55) The method of claim 55, further comprising: assigning one or both of an orthogonal demodulation reference signals (DM-RS) sequence and a scrambling code to each of the plurality of users for transmission of the uplink data. ### Claim 57 (depends on 55) The method of claim 55, further comprising: receiving from each of the plurality of users, along with the uplink data, a signal indicating one or more of: a transmit format selection, a Hybrid Automatic Repeat Request identifier (HARQ-ID), and a HARQ redundancy version (RV). ### Claim 58 An apparatus for wireless communications, comprising: a processor; memory in electronic communication with the processor; and instructions stored in the memory, the instructions being executable by the processor to: receive scheduling information over a licensed spectrum; transmit an uplink grant over the licensed spectrum to a user equipment (UEs) capable of transmitting over both the licensed and an unlicensed spectrum, the uplink grant being based at least in part on the scheduling information and indicating that a first set of resources on the unlicensed spectrum and a second set of fallback resources on the licensed spectrum are reserved for the UE, and the uplink grant being configured to trigger a clear channel assessment (CCA) for determining availability of the first set of resources on the unlicensed spectrum prior to an occurrence of the first set of resources and the second set of fallback resources; receive a transmission over the first set of resources on the unlicensed spectrum when the CCA indicates that the first set of resources is available; and receive a fallback transmission over the second set of fallback resources on the licensed spectrum when the CCA indicates that the first set of resources is not available. ### Claim 59 (depends on 58) The apparatus of claim 58, wherein the scheduling information comprises one or more of: a scheduling request; a buffer status report; and a power headroom report indicating a first power headroom associated with the licensed spectrum and a second power headroom associated with the unlicensed spectrum. ### Claim 60 An apparatus for wireless communications, comprising: means for receiving scheduling information over a licensed spectrum; means for transmitting an uplink grant over the licensed spectrum to a user equipment (UEs) capable of transmitting over both the licensed and an unlicensed spectrum, the uplink grant being based at least in part on the scheduling information and indicating that a first set of resources on the unlicensed spectrum and a second set of fallback resources on the licensed spectrum are reserved for the UE, and the uplink grant being configured to trigger a clear channel assessment (CCA) for determining availability of the first set of resources on the unlicensed spectrum prior to an occurrence of the first set of resources and the second set of fallback resources; means for receiving a transmission over the first set of resources on the unlicensed spectrum when the CCA indicates that the first set of resources is available; and means for receiving a fallback transmission over the second set of fallback resources on the licensed spectrum when the CCA indicates that the first set of resources is not available. ### Claim 61 A computer program product for wireless communications, the computer program product comprising a non-transitory computer-readable medium storing instructions executable by a processor to: receive scheduling information over a licensed spectrum; transmit an uplink grant over the licensed spectrum to a user equipment (UEs) capable of transmitting over both the licensed and an unlicensed spectrum, the uplink grant being based at least in part on the scheduling information and indicating that a first set of resources on the unlicensed spectrum and a second set of fallback resources on the licensed spectrum are reserved for the UE, and the uplink grant being configured to trigger a clear channel assessment (CCA) for determining availability of the first set of resources on the unlicensed spectrum prior to an occurrence of the first set of resources and the second set of fallback resources; receive a transmission over the first set of resources on the unlicensed spectrum when the CCA indicates that the first set of resources is available; and receive a fallback transmission over the second set of fallback resources on the licensed spectrum when the CCA indicates that the first set of resources is not available.