# US 9,517,091 B2 · Locking mechanism

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- Number: US 9,517,091 B2
- Document ID: US9517091B2
- Status: Granted
- Kind: B2
- Application number: 13/840,405
- Filed: 2013-03-15
- Published: 2014-09-18
- Granted: 2016-12-13
- Earliest claimed: 2013-03-15
- Assignees: Warsaw Orthopediac, Inc.
- Applicants: Warsaw Orthopedic, Inc.
- Inventors: Eric C. Lange; Darren L. Davis
- Web page: https://patentgrep.com/patent/US9517091B2

## CPC

- A61B 17/7059: {Cortical plates (A61B17/7007, A61B17/7058 take precedence)}
- A61B 17/7068: {Devices comprising separate rigid parts, assembled in situ, to bear on each side of spinous processes; Tools therefor}
- A61B 17/8047: {wherein the additional element surrounds the screw head in the plate hole (A61B17/8052 takes precedence)}
- A61B: DIAGNOSIS; SURGERY; IDENTIFICATION (usefulness limited to only animals A61D)

## Abstract

A spinal implant includes a locking mechanism. The locking mechanism includes an inner surface defining a tapered passageway. A tapered collet is configured for disposal in the tapered passageway. The tapered collet has an inner surface defining a passageway configured for disposal of a longitudinal member. The tapered collet is configured to translate within the tapered passageway between a non-locking orientation in which the longitudinal member is moveable relative to the tapered collet and a locking orientation in which the longitudinal member is fixed relative to the tapered collet.

## Claims

### Claim 1

A spinal implant including a locking mechanism, the locking mechanism comprising:
a spinal plate;
an arcuate collar rotatably disposed in the spinal plate, the arcuate collar comprising an inner surface defining a tapered passageway;
a longitudinal member; and
a tapered collet configured for disposal in the tapered passageway, the tapered collet having an inner surface defining a passageway configured for disposal of the longitudinal member,
wherein the tapered collet is configured to translate between a non-locking orientation in which the longitudinal member is moveable within the passageway of the tapered collet and a locking orientation in which the longitudinal member is fixed relative to the arcuate collar and the tapered collet to prevent translation of the longitudinal member while allowing rotation of the arcuate collar and the longitudinal member relative to the spinal plate.

### Claim 2 (depends on 1)

A spinal implant as recited in claim 1, wherein the spinal plate includes a first surface and a second surface configured to engage tissue, the plate defining a spherical passageway having the arcuate collar rotatably disposed therein, the spherical passageway extending between the first and second surfaces.

### Claim 3 (depends on 2)

A spinal implant as recited in claim 2, wherein the tapered collet extends between a proximal end and a distal end, the distal end including an abutting edge configured to engage a side surface of the arcuate collar that extends transverse to the first and second surfaces when the tapered collet is in the non-locking orientation.

### Claim 4 (depends on 3)

A spinal implant as recited in claim 3, wherein the passageway of the arcuate collar is tapered and includes an arcuate groove, the tapered collet including an arcuate projection disposed adjacent to the abutting edge, the arcuate projection being configured for disposal in the arcuate groove when the tapered collet is in the non-locking orientation.

### Claim 5 (depends on 1)

A spinal implant as recited in claim 1, wherein the tapered collet has a conical configuration.

### Claim 6 (depends on 1)

A spinal implant as recited in claim 1, wherein the tapered collet includes a wedge.

### Claim 7 (depends on 2)

A spinal implant as recited in claim 2, wherein the spinal implant includes a second spinal plate disposed about a distal end of the longitudinal member.

### Claim 8 (depends on 1)

A spinal implant as recited in claim 1, wherein the arcuate collar extends between a proximal end and a distal end, the passageway of the arcuate collar being tapered from the proximal end of the arcuate collar to the distal end of the arcuate collar.

### Claim 9 (depends on 1)

A spinal implant as recited in claim 1, wherein the spinal plate includes an inner surface defining a spherical passageway configured for disposal of the arcuate collar such that the arcuate collar is rotatable within the spherical passageway.

### Claim 10 (depends on 9)

A spinal implant as recited in claim 9, wherein the tapered collet has a conical configuration.

### Claim 11 (depends on 9)

A spinal implant as recited in claim 9, wherein the arcuate collar includes a slit extending between proximal and distal ends of the arcuate collar, and wherein when the tapered collet is axially translated towards the distal end of the arcuate collar, the arcuate collar being configured to expand about the tapered collet to engage the inner surface of the spinal plate so as to move the tapered collet into the locking orientation.

### Claim 12 (depends on 1)

A spinal implant as recited in claim 1, wherein the longitudinal member is a post or a bone screw.
