# US 9,435,949 B2 · Optical integrated circuit and manufacturing method thereof > Agents: this data is available as JSON from the patentgrep API and MCP server — see https://patentgrep.com/llms.txt - Number: US 9,435,949 B2 - Document ID: US9435949B2 - Status: Granted - Kind: B2 - Application number: 14/661,638 - Filed: 2015-03-18 - Published: 2015-10-01 - Granted: 2016-09-06 - Earliest claimed: 2014-03-25 - Assignees: NEC Corporation - Applicants: NEC Corporation - Inventors: Takanori Shimizu - Web page: https://patentgrep.com/patent/US9435949B2 ## CPC - G02B 6/1228: {Tapered waveguides, e.g. integrated spot-size transformers (for coupling with fibres G02B6/305)} - G02B 6/12004: {Combinations of two or more optical elements} - G02F 1/025: in an optical waveguide structure (G02F1/017, {G02F1/2257} take precedence) - G02F 1/2257: {the optical waveguides being made of semiconducting material} - G02B 6/42: Coupling light guides with opto-electronic elements - G02F 2202/105: single crystal Si - G02B: OPTICAL ELEMENTS, SYSTEMS OR APPARATUS - G02F: OPTICAL DEVICES OR ARRANGEMENTS FOR THE CONTROL OF LIGHT BY MODIFICATION OF THE OPTICAL PROPERTIES OF THE MEDIA OF THE ELEMENTS INVOLVED THEREIN; NON-LINEAR OPTICS; FREQUENCY-CHANGING OF LIGHT; OPTICAL LOGIC ELEMENTS; OPTICAL ANALOGUE/DIGITAL CONVERTERS ## Abstract An optical integrated circuit formed on a substrate includes a light source, a spot size converter section configured to convert a spot size of light emitted from the light source, a waveguide section connected to the spot size converter section, and an active section connected to the waveguide section, layers sequentially a lower clad layer, core layer, shared layer, and upper clad layer on the substrate, makes a refractive index of the shared layer greater than refractive indices of the lower clad layer and upper clad layer and less than a refractive index of the core layer, and makes the spot size converter section, the waveguide section, and the active section share the shared layer. Accordingly, it is possible to provide an optoelectric integrated circuit by which both a simplification in a manufacturing process and a high efficiency in optical coupling between a light source and a waveguide are achieved. ## Claims ### Claim 1 An optical integrated circuit formed on a substrate, comprising: a light source; a spot size converter section configured to convert a spot size of light emitted from the light source; a waveguide section connected to the spot size converter section; and an active section connected to the waveguide section, wherein, on the substrate, a lower clad layer, a core layer, a shared layer, and an upper clad layer are sequentially layered, a refractive index of the shared layer is greater than refractive indices of the lower clad layer and the upper clad layer and less than a refractive index of the core layer, and the spot size converter section, the waveguide section, and the active section share the shared layer. ### Claim 2 (depends on 1) The optical integrated circuit according to claim 1, wherein the shared layer is a core of the spot size converter section, an upper clad of the waveguide section, and an interlayer insulating layer of the active section, respectively. ### Claim 3 (depends on 1) The optical integrated circuit according to claim 1, wherein the shared layer is continuously formed across the spot size converter section, the waveguide section, and the active section. ### Claim 4 (depends on 1) The optical integrated circuit according to claim 1, wherein the light source is a light emitting element. ### Claim 5 (depends on 4) The optical integrated circuit according to claim 4, wherein the light emitting element is mounted on pedestals by adjusting a height of upper surface of the pedestals in a light element mounting section. ### Claim 6 (depends on 4) The optical integrated circuit according to claim 4, where in the light emitting element is semiconductor laser. ### Claim 7 (depends on 6) The optical integrated circuit according to claim 6, wherein an optical axis of an active layer included in the semiconductor laser aligns with an optical axis of a core of the shared layer included in the spot size converter section. ### Claim 8 (depends on 1) The optical integrated circuit according to claim 1, wherein the spot size converter section includes a tapered core of which the width or the thickness monotonically increases or decreases along a light propagation direction, the tapered core being configured with the core layer. ### Claim 9 (depends on 8) The optical integrated circuit according to claim 8, wherein the spot size converter section includes, on the tapered core, a core configured with the shared layer or a slab layer configured with the shared layer. ### Claim 10 (depends on 1) The optical integrated circuit according to claim 1, wherein the active section is a modulator or a photodetector. ### Claim 11 (depends on 1) The optical integrated circuit according to claim 1, wherein another spot size converter is formed around the output end face of the waveguide section to connect an optical fiber. ### Claim 12 (depends on 1) The optical integrated circuit according to claim 1, wherein the shared layer includes at least a material chosen from SiOX, SiON, and HfO2, which have a higher refractive index than SiO2, the lower clad layer and the upper clad layer include SiO2, and the core layer includes Si. ### Claim 13 An optical integrated circuit formed on a substrate, comprising: a light source; a spot size converter section configured to convert a spot size of light emitted from the light source; a waveguide section connected to the spot size converter section; and an active section connected to the waveguide section, the optical integrated circuit further comprising a shared layer on the substrate, wherein the shared layer functions as a core for the spot size converter section, as an upper clad for the waveguide section, and as an interlayer insulating layer for the active section, respectively.