# US 9,039,742 B2 · Systems and methods for posterior dynamic stabilization of the spine

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- Number: US 9,039,742 B2
- Document ID: US9039742B2
- Status: Granted
- Kind: B2
- Application number: 13/442,751
- Filed: 2012-04-09
- Published: 2013-01-10
- Granted: 2015-05-26
- Earliest claimed: 2004-10-20
- Assignees: The Board of Trustees of the Leland Stanford Junior University
- Applicants: Moti Altarac; Shawn Tebbe; Daniel H. Kim; J. Christopher Flaherty
- Inventors: Moti Altarac; Shawn Tebbe; Daniel H. Kim; J. Christopher Flaherty
- Web page: https://patentgrep.com/patent/US9039742B2

## CPC

- A61B 17/7065: {Devices with changeable shape, e.g. collapsible or having retractable arms to aid implantation; Tools therefor}
- A61B 17/025: {Joint distractors}
- A61B 17/1671: {for the spine}
- A61B 17/1697: {specially adapted for wire insertion}
- A61B 17/1757: {for the spine}
- A61B 17/3421: {Cannulas}
- A61B 17/8866: {for gripping or pushing bones, e.g. approximators (joint distractors A61B17/025)}
- A61B 17/0206: {with antagonistic arms as supports for retractor elements}
- A61B 17/7062: {Devices acting on, attached to, or simulating the effect of, vertebral processes, vertebral facets or ribs (rib fixation devices A61B17/8076); Tools for such devices}
- A61B 17/848: {Kirschner wires, i.e. thin, long nails}
- A61B 17/8897: {Guide wires or guide pins}
- A61B 90/39: {Markers, e.g. radio-opaque or breast lesions markers}
- A61B 2017/00004: {(bio)absorbable, (bio)resorbable or resorptive}
- A61B 2017/0023: {disposable}
- A61B 2017/00261: {Discectomy}
- A61B 2017/00557: {inflatable (A61B2017/22051 takes precedence)}
- A61B 2017/0256: {for the spine}
- A61B 2017/681: {Alignment, compression, or distraction mechanisms}
- A61B 2090/033: {Abutting means, stops, e.g. abutting on tissue or skin}
- A61B 2090/034: {abutting on parts of the device itself}
- A61B 2090/062: {penetration depth}
- A61F 2/0077: {Special surfaces of prostheses, e.g. for improving ingrowth (A61F2/30767 takes precedence)}
- A61B: DIAGNOSIS; SURGERY; IDENTIFICATION (usefulness limited to only animals A61D)
- A61F: FILTERS IMPLANTABLE INTO BLOOD VESSELS; PROSTHESES; DEVICES PROVIDING PATENCY TO, OR PREVENTING COLLAPSING OF, TUBULAR STRUCTURES OF THE BODY, e.g. STENTS; ORTHOPAEDIC, NURSING OR CONTRACEPTIVE DEVICES; FOMENTATION; TREATMENT OR PROTECTION OF EYES OR EARS; BANDAGES, DRESSINGS OR ABSORBENT PADS; FIRST-AID KITS (dental prosthetics A61C)

## Abstract

Devices, systems and methods for dynamically stabilizing the spine are provided. The devices include an expandable spacer having an undeployed configuration and a deployed configuration, wherein the spacer has axial and radial dimensions for positioning between the spinous processes of adjacent vertebrae. The systems include one or more spacers and a mechanical actuation means for delivering and deploying the spacer. The methods involve the implantation of one or more spacers within the interspinous space.

## Claims

### Claim 1

A method for stabilizing at least one spinal motion segment comprising a first vertebra and a second vertebra, the method comprising:
moving an interspinous device between a first spinous process of the first vertebra and a second spinous process of the second vertebra, wherein the interspinous device includes
a main body,
a first receiver pivotally coupled to the main body and having a pair of first arms and a first bridging portion between the first arms, and
a second receiver pivotally coupled to the main body and having a pair of second arms and a second bridging portion between the second arms;
rotating the first receiver relative to the main body such that the first arms and the first bridging portion move together away from a longitudinal axis of the main body to position the first spinous process between the first arms and against the first bridging portion; and
rotating the second receiver relative to the main body such that the second arms and the second bridging portion move together away from the longitudinal axis of the main body to position the second spinous process between the second arms and against the second bridging portion.

### Claim 2 (depends on 1)

The method of claim 1 wherein moving the interspinous device between the first spinous process and the second spinous process includes positioning the main body such that the longitudinal axis of the main body extends in a direction substantially parallel to an anterior-to-posterior direction relative to the at least one spinal motion segment.

### Claim 3 (depends on 1)

The method of claim 1 wherein rotating the first receiver relative to the main body includes moving the first arms superiorly, and wherein rotating the second receiver relative to the main body includes moving the second arms inferiorly.

### Claim 4 (depends on 1)

The method of claim 1 wherein rotating the first receiver relative to the main body includes rotating the first receiver about an axis of rotation that is substantially perpendicular to a sagittal plane.

### Claim 5 (depends on 1)

The method of claim 1 wherein rotating the first receiver relative to the main body includes rotating the first receiver about 90 degrees relative to the main body.

### Claim 6 (depends on 1)

The method of claim 1, further comprising contacting an end of the first spinous process facing the second spinous process by rotating the first receiver while the main body is spaced apart from both the first spinous process and the second spinous process.

### Claim 7

A method for stabilizing at least one spinal motion segment comprising a first vertebra and a second vertebra, the method comprising:
moving an interspinous device between the first vertebra and the second vertebra, wherein the interspinous device includes a first receiver and a main body, wherein the main body has a proximal portion and a distal portion, and wherein the first receiver has a U-shaped portion in an undeployed position and is rotatably coupled to the distal portion; and
rotating the first receiver relative to the main body using a delivery instrument coupled to the main body such that the U-shaped portion moves from the undeployed position to a deployed position to contact a first spinous process and to position arms of the U-shaped portion on opposite sides of the first spinous process.

### Claim 8 (depends on 7)

The method of claim 7, further comprising rotating a second receiver relative to the main body using the delivery instrument such that a second spinous process is contacted by a U-shaped portion of the second receiver and arms of the U-shaped portion of the second receiver are positioned on opposite sides of the second spinous process.

### Claim 9 (depends on 7)

The method of claim 7 wherein moving the interspinous device between the first vertebra and the second vertebra includes delivering the interspinous device using a mid-line approach.

### Claim 10 (depends on 7)

The method of claim 7 wherein moving an interspinous device between the first vertebra and the second vertebra includes delivering the interspinous device through a cannula.

### Claim 11 (depends on 7)

The method of claim 7, further comprising positioning the delivery instrument along the at least one spinal motion segment such that a portion of the delivery instrument within the subject extends in a direction substantially parallel to an anterior-to-posterior orientation relative to the at least one spinal motion segment while the first receiver rotates relative to the main body.

### Claim 12 (depends on 7)

The method of claim 7 wherein after rotating the first receiver and a second receiver of the interspinous device so as to space apart the first spinous process and a second spinous process of a subject, the method further comprising:
decoupling the delivery instrument and the interspinous device, and
removing the delivery instrument from the subject.

### Claim 13

A method for stabilizing at least one spinal motion segment comprising a first vertebra and a second vertebra, the method comprising:
moving an interspinous device between the first vertebra and the second vertebra, wherein the interspinous device includes a first receiver and a main body, wherein the main body has a proximal portion and a distal portion, and wherein the first receiver is rotatably coupled to the distal portion;
rotating the first receiver relative to the main body using a delivery instrument coupled to the main body such that a first spinous process is contacted by a U-shaped portion of the first receiver and arms of the U-shaped portion of the first receiver are positioned on opposite sides of the first spinous process; and
rotating a second receiver relative to the main body using the delivery instrument such that a second spinous process is contacted by a U-shaped portion of the second receiver and arms of the U-shaped portion of the second receiver are positioned on opposite sides of the second spinous process,
wherein rotating the first receiver and the second receiver includes moving a delivery rod of the delivery instrument such that the first receiver and the second receiver each move from an anterior-to-posterior orientation to a superior-to-inferior orientation.

### Claim 14

A method for stabilizing at least one spinal motion segment comprising a first vertebra and a second vertebra, the method comprising:
moving an interspinous device between the first vertebra and the second vertebra, wherein the interspinous device includes a first receiver and a main body, wherein the main body has a proximal portion and a distal portion, and wherein the first receiver is rotatably coupled to the distal portion; and
rotating the first receiver relative to the main body using a delivery instrument coupled to the main body such that a first spinous process is contacted by a U-shaped portion of the first receiver and arms of the U-shaped portion of the first receiver are positioned on opposite sides of the first spinous process,
wherein moving the interspinous device between the first vertebra and the second vertebra includes positioning the interspinous device such that a longitudinal axis of the interspinous device extends in a substantially anterior-to-posterior direction relative to the at least one spinal motion segment.

### Claim 15 (depends on 14)

The method of claim 14, wherein moving the interspinous device between the first vertebra and the second vertebra includes delivering the interspinous device using a mid-line approach.

### Claim 16

A method for stabilizing at least one spinal motion segment comprising a first vertebra and a second vertebra, the method comprising:
moving an interspinous device between the first vertebra and the second vertebra, wherein the interspinous device includes a first receiver and a main body, wherein the main body has a proximal portion and a distal portion, and wherein the first receiver is rotatably coupled to the distal portion; and
rotating the first receiver relative to the main body using a delivery instrument coupled to the main body such that a first spinous process is contacted by a U-shaped portion of the first receiver and arms of the U-shaped portion of the first receiver are positioned on opposite sides of the first spinous process,
wherein rotating the first receiver includes moving the arms from a substantially anterior-to-posterior orientation to a substantially superior-to-inferior orientation.

### Claim 17

A method for stabilizing at least one spinal motion segment comprising a first vertebra and a second vertebra, the method comprising:
moving an interspinous device in a direction substantially parallel to a sagittal plane of the subject the spinal motion segment such that the interspinous device moves toward an interspinous space located between the first and second vertebrae;
moving the interspinous device between the first vertebra and the second vertebra, wherein the interspinous device includes a first receiver and a main body, wherein the main body has a proximal portion and a distal portion, and wherein the first receiver is rotatably coupled to the distal portion; and
rotating the first receiver relative to the main body using a delivery instrument coupled to the main body such that a first spinous process is contacted by a U-shaped portion of the first receiver and arms of the U-shaped portion of the first receiver are positioned on opposite sides of the first spinous process.

### Claim 18 (depends on 17)

The method of claim 17, wherein moving the interspinous device between the first vertebra and the second vertebra includes delivering the interspinous device using a mid-line approach.

### Claim 19

A method for stabilizing at least one spinal motion segment comprising a first vertebra and a second vertebra, the method comprising:
positioning a longitudinal axis of an interspinous device and a longitudinal axis of a delivery instrument in a substantially anterior-to-posterior direction relative to the at least one spinal segment to rotate a first receiver about an axis of rotation that is substantially perpendicular to a sagittal plane of a subject;
moving the interspinous device between the first vertebra and the second vertebra, wherein the interspinous device includes the first receiver and a main body, wherein the main body has a proximal portion and a distal portion, and wherein the first receiver is rotatably coupled to the distal portion; and
rotating the first receiver relative to the main body using a delivery instrument coupled to the main body such that a first spinous process is contacted by a U-shaped portion of the first receiver and arms of the U-shaped portion of the first receiver are positioned on opposite sides of the first spinous process.

### Claim 20

A method for stabilizing at least one spinal motion segment comprising a first vertebra and a second vertebra, the method comprising:
moving an interspinous device between the first vertebra and the second vertebra, wherein the interspinous device includes a first receiver and a main body, wherein the main body has a proximal portion and a distal portion, and wherein the first receiver is rotatably coupled to the distal portion
rotating the first receiver relative to the main body using a delivery instrument coupled to the main body such that a first spinous process is contacted by a U-shaped portion of the first receiver and arms of the U-shaped portion of the first receiver are positioned on opposite sides of the first spinous process;
rotating a second receiver relative to the main body using the delivery instrument such that a second spinous process is contacted by a U-shaped portion of the second receiver and arms of the U-shaped portion of the second receiver are positioned on opposite sides of the second spinous process; and
decoupling the delivery instrument from the interspinous device such that a longitudinal axis of the main body extends in an anterior-to-posterior direction and the main body is positioned anterior to a supraspinous ligament of the spinal motion segment.

### Claim 21

A method for stabilizing at least one spinal motion segment comprising a first vertebra and a second vertebra, the method comprising:
moving an interspinous device between a first spinous process of the first vertebra and a second spinous process of the second vertebra, wherein the interspinous device includes a main body, a first receiver having a pair of first arms, and a second receiver having a pair of second arms;
rotating the first receiver relative to the main body such that the first spinous process is positioned between the first arms; and
rotating the second receiver relative to the main body such that the second spinous process is positioned between the second arms,
wherein a delivery instrument is used to rotate the first and second receivers relative to the main body, the method further comprising:
decoupling the delivery instrument from the interspinous device, and
removing the delivery instrument from a subject such that a longitudinal axis of the main body of the interspinous device extends in a substantially anterior-to-posterior direction relative to the at least one spinal motion segment and the main body is positioned anterior to a supraspinous ligament while the first and second receivers hold and space apart the first and second spinous processes.

### Claim 22 (depends on 21)

The method of claim 21, wherein rotating the first receiver relative to the main body includes moving the first arms superiorly, and wherein rotating the second receiver relative to the main body includes moving the second arms inferiorly.

### Claim 23 (depends on 21)

The method of claim 21, wherein rotating the first receiver relative to the main body includes rotating the first receiver about an axis of rotation that is substantially perpendicular to a sagittal plane.
