# US 9,039,213 B2 · Light concentration apparatus, systems and methods

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- Number: US 9,039,213 B2
- Document ID: US9039213B2
- Status: Granted
- Kind: B2
- Application number: 13/967,278
- Filed: 2013-08-14
- Published: 2013-12-12
- Granted: 2015-05-26
- Earliest claimed: 2009-07-30
- Assignees: The Regents of the University of California
- Applicants: The Regents of the University of California
- Inventors: Roland Winston; Weiya Zhang; Kevin Michael Balkoski
- Web page: https://patentgrep.com/patent/US9039213B2

## CPC

- F24S 23/71: with parabolic reflective surfaces (with cylindro-parabolic reflective surfaces F24S23/74)
- G02B 5/10: with curved faces
- G02B 17/08: Catadioptric systems {(used in non-imaging applications G02B19/00)}
- G02B 19/0028: {refractive and reflective surfaces, e.g. non-imaging catadioptric systems}
- G02B 19/0042: {for use with direct solar radiation}
- G02B 19/0076: {for use with a detector (G02B19/009, G02B19/0095 take precedence)}
- F24S 23/74: with trough-shaped or cylindro-parabolic reflective surfaces
- G02B 3/08: with discontinuous faces, e.g. Fresnel lens {(diffractive Fresnel lenses G02B5/1876)}
- G02B 5/1876: {Diffractive Fresnel lenses; Zone plates; Kinoforms (G02B5/1842, G02B5/1847 take precedence; optical systems having diffractive correction means G02B27/0037; Fresnel lenses operating by refraction G02B3/08)}
- Y02E 10/40: Solar thermal energy, e.g. solar towers
- F24S: SOLAR HEAT COLLECTORS; SOLAR HEAT SYSTEMS (for producing mechanical power from solar energy F03G6/00)
- G02B: OPTICAL ELEMENTS, SYSTEMS OR APPARATUS
- Y02E: REDUCTION OF GREENHOUSE GAS [GHG] EMISSIONS, RELATED TO ENERGY GENERATION, TRANSMISSION OR DISTRIBUTION

## Abstract

An optical device is disclosed including: a non-imaging secondary concentrator having an entry aperture and an exit aperture, and configured to receive light focused by a primary focusing element from a source onto the entry aperture. The non-imaging secondary concentrator includes: a first portion proximal the entry aperture; and a second portion proximal the exit aperture which is not rotationally symmetric about an optic axis. The optical device further comprises a means for homogenizing the light focused onto the entry aperture of the secondary concentrator.

## Claims

### Claim 1

An optical device, comprising:
a non-imaging secondary concentrator having an entry aperture and an exit aperture, and configured to receive light focused by a primary focusing element from a source onto the entry aperture, wherein the non-imaging secondary concentrator comprises:
a first portion proximal the entry aperture; and
a second portion proximal the exit aperture which is not rotationally symmetric about an optic axis; and
further comprising a means for homogenizing the light focused onto the entry aperture of the secondary concentrator.

### Claim 2 (depends on 1)

The device of claim 1, further comprising a receiver located proximal to the exit aperture of the secondary concentrator.

### Claim 3 (depends on 2)

The device of claim 2, wherein the receiver is optically coupled to the exit aperture of the secondary concentrator.

### Claim 4 (depends on 2)

The device of claim 2, wherein the second portion extends and tapers along the optic axis from a wide end proximal the first portion to a narrow end comprising the exit aperture.

### Claim 5 (depends on 4)

The device of claim 4, wherein the shape of the exit aperture corresponds to the shape of the receiver.

### Claim 6 (depends on 5)

The device of claim 5, wherein the receiver is square shaped, and the second portion of the non-imaging secondary concentrator comprises a truncated substantially square pyramidal portion, which extends and tapers along the optic axis from a wide end proximal the first portion to a narrow end comprising the exit aperture.

### Claim 7 (depends on 1)

The device of claim 1, wherein the non-imaging secondary concentrator is composed of a transparent dielectric material.

### Claim 8 (depends on 7)

The device of claim 7, wherein the non-imaging secondary concentrator operates by total internal reflection.

### Claim 9 (depends on 8)

The device of claim 8, wherein the non-imaging secondary concentrator operates by both total internal reflection and specular reflection.

### Claim 10 (depends on 1)

The device of claim 1, wherein the secondary concentrator includes a compound parabolic concentrator (CPC).

### Claim 11 (depends on 10)

The device of claim 10, wherein the first portion of the non-imaging secondary concentrator comprises a spherical or aspheric-shaped entrance aperture.

### Claim 12 (depends on 11)

The device of claim 11, further comprising a means for homogenizing the light focused onto the entry aperture of the secondary concentrator.

### Claim 13 (depends on 12)

The device of claim 12, wherein the primary focusing element includes a diffractive lens.

### Claim 14 (depends on 1)

The device of claim 1, wherein the secondary concentrator includes an angle transformer.

### Claim 15 (depends on 1)

The device of claim 1, further comprising the primary focusing element.

### Claim 16 (depends on 15)

The device of claim 15, wherein the primary focusing element has an f-number that is greater than about 0.9.

### Claim 17 (depends on 16)

The device of claim 16, wherein the primary focusing element includes a Fresnel lens.

### Claim 18 (depends on 17)

The device of claim 17, wherein the Fresnel lens is flat.

### Claim 19 (depends on 17)

The device of claim 17, wherein the Fresnel lens is substantially square.

### Claim 20 (depends on 17)

The device of claim 17, wherein the Fresnel lens is curved.

### Claim 21 (depends on 15)

The device of claim 15, wherein the primary focusing element has an f-number that is greater than about 1.5.

### Claim 22 (depends on 15)

The device of claim 15, wherein the primary focusing element includes a Fresnel reflector.

### Claim 23 (depends on 15)

The device of claim 15, wherein the primary focusing element includes a diffractive lens.

### Claim 24 (depends on 23)

The device of claim 23, wherein the first portion proximal the entry aperture is rotationally symmetric about the optic axis.

### Claim 25 (depends on 23)

The device of claim 23, wherein the first potion proximal the entry aperture is squared off or trimmed.

### Claim 26 (depends on 23)

The device of claim 23, wherein the entry aperture is substantially square with rounded corners.

### Claim 27 (depends on 1)

The device of claim 1, wherein the secondary concentrator has an f-number of 0.5 or less.

### Claim 28 (depends on 1)

The device of claim 1, wherein the secondary concentrator has an f-number of 1.0 or less.

### Claim 29 (depends on 1)

The device of claim 1, wherein the first portion proximal the entry aperture is rotationally symmetric about the optic axis.

### Claim 30 (depends on 1)

The device of claim 1, wherein the first potion proximal the entry aperture is squared off or trimmed.

### Claim 31 (depends on 1)

The device of claim 1, wherein the entry aperture is substantially square with rounded corners.

### Claim 32

An optical device, comprising:
a non-imaging secondary concentrator having an entry aperture and an exit aperture, and configured to receive light focused by a primary focusing element from a source onto the entry aperture, wherein the non-imaging secondary concentrator comprises:
a first portion proximal the entry aperture; and
a second portion proximal the exit aperture which is not rotationally symmetric about an optic axis; and
a receiver located proximal to the exit aperture of the secondary concentrator;
wherein the optical device satisfies at least one of the following conditions:
(a) the device further comprises the primary focusing element, the primary focusing element having an f-number that is greater than about 0.9; and
(b) wherein the secondary concentrator has an f-number of 1.0 or less.

### Claim 33 (depends on 32)

The device of claim 32, the optical device satisfies condition (a).

### Claim 34 (depends on 33)

The device of claim 33, wherein the primary focusing element has an f-number that is greater than about 1.5.

### Claim 35 (depends on 33)

The device of claim 33, wherein the primary focusing element includes a Fresnel lens.

### Claim 36 (depends on 35)

The device of claim 35, wherein the Fresnel lens is flat.

### Claim 37 (depends on 35)

The device of claim 35, wherein the Fresnel lens is substantially square.

### Claim 38 (depends on 35)

The device of claim 35, wherein the Fresnel lens is curved.

### Claim 39 (depends on 38)

The device of claim 38, wherein the primary focusing element includes a diffractive lens.

### Claim 40 (depends on 33)

The device of claim 33, wherein the first portion proximal the entry aperture is rotationally symmetric about the optic axis.

### Claim 41 (depends on 33)

The device of claim 33, wherein the first potion proximal the entry aperture is squared off or trimmed.

### Claim 42 (depends on 33)

The device of claim 33, wherein the entry aperture is substantially square with rounded corners.

### Claim 43 (depends on 32)

The device of claim 32, wherein the device satisfies condition (b).

### Claim 44 (depends on 32)

The device of claim 32, wherein the secondary concentrator has an f-number of 0.5 or less.

### Claim 45 (depends on 32)

The device of claim 32, wherein the first portion proximal the entry aperture is rotationally symmetric about the optic axis.

### Claim 46 (depends on 32)

The device of claim 32, wherein the first potion proximal the entry aperture is squared off or trimmed.

### Claim 47 (depends on 32)

The device of claim 32, wherein the entry aperture is substantially square with rounded corners.

### Claim 48

An optical device, comprising:
a non-imaging secondary concentrator having an entry aperture and an exit aperture, and configured to receive light focused by a primary focusing element from a source onto the entry aperture;
wherein the non-imaging secondary concentrator comprises:
a first portion proximal the entry aperture; and
a second portion proximal the exit aperture which is not rotationally symmetric about an optic axis,
wherein the secondary concentrator includes a compound parabolic concentrator (CPC);
wherein the first portion of the non-imaging secondary concentrator comprises a spherical or aspheric-shaped entrance aperture, and
wherein the primary focusing element includes a Fresnel reflector.
