# US 8,784,984 B2 · Microcapsules, their use and processes for their manufacture > Agents: this data is available as JSON from the patentgrep API and MCP server — see https://patentgrep.com/llms.txt - Number: US 8,784,984 B2 - Document ID: US8784984B2 - Status: Granted - Kind: B2 - Application number: 12/446,332 - Filed: 2007-11-06 - Published: 2011-01-06 - Granted: 2014-07-22 - Earliest claimed: 2006-11-17 - Assignees: Ciba Corporation - Applicants: Bryan David Grey - Inventors: Bryan David Grey - Web page: https://patentgrep.com/patent/US8784984B2 ## CPC - B01J 13/14: Polymerisation; cross-linking - B01J 13/185: {in an organic phase} - D06M 23/12: Processes in which the treating agent is incorporated in microcapsules (making microcapsules B01J13/02) - Y10T 428/249997: Encapsulated liquid - Y10T 428/2927: including structurally defined particulate matter - Y10T 428/2984: Microcapsule with fluid core [includes liposome] - Y10T 428/2987: Addition polymer from unsaturated monomers only - B01J: CHEMICAL OR PHYSICAL PROCESSES, e.g. CATALYSIS OR COLLOID CHEMISTRY; THEIR RELEVANT APPARATUS - D06M: TREATMENT, NOT PROVIDED FOR ELSEWHERE IN CLASS D06, OF FIBRES, THREADS, YARNS, FABRICS, FEATHERS OR FIBROUS GOODS MADE FROM SUCH MATERIALS - Y10T: TECHNICAL SUBJECTS COVERED BY FORMER US CLASSIFICATION ## Abstract A microcapsule comprising A) a core containing a hydrophobic liquid or wax, B) a polymeric shell comprising a) a polymer formed from a monomer mixture containing: i) 1 to 95% by weight of a hydrophobic mono functional ethylenically unsaturated monomer, ii) 5 to 99% by weight of a polyfunctional ethylenically unsaturated monomer, and iii) 0 to 60% by weight of other mono functional monomer, and b) a further hydrophobic polymer which is insoluble in the hydrophobic liquid or wax. The invention includes a process for the manufacture of particles and the use of particles in articles, such as fabrics, and coating compositions, especially for textiles. ## Claims ### Claim 1 A microcapsule comprising A) a core containing a hydrophobic liquid or wax in an amount of 45 to 94% by weight of the total weight of the microcapsule, B) the polymeric shell having an outer surface and an inner surface, wherein the polymeric shell comprises, a) a polymer formed from a monomer mixture containing: i) 1 to 95% by weight of a hydrophobic mono functional ethylenically unsaturated monomer, wherein the hydrophobic mono functional ethylenically unsaturated monomer is C1 to C12 alkyl esters of acrylic acid, C1 to C12 alkyl esters of methacrylic acid, styrene or derivatives of styrene, or esters of mono ethylenically unsaturated carboxylic acids, ii) 5 to 99% by weight of a polyfunctional ethylenically unsaturated monomer, wherein the polyfunctional ethylenically unsaturated monomer is divinyl benzene, ethoxylated bisphenol A diacrylate, propoxylated neopentyl glycol diacrylate, tris(2-hydroxyethyl) isocyanurate triacrylate, trimethylolpropane triacrylate, or an alkane diol diacrylate, and iii) 0 to 60% by weight of other mono functional monomer, in which components (i), (ii) and (iii) total 100%, wherein the polymer is present in an amount of 5 to 50% by weight of the total weight of the microcapsule, and b) a further hydrophobic polymer which is insoluble in the hydrophobic liquid or wax, wherein the further hydrophobic polymer is C1 to C12 alkyl esters of acrylic acid, C1 to C12 alkyl esters of methacrylic acid, styrene or derivatives of styrene, or esters of mono ethylenically unsaturated carboxylic acids, wherein the further hydrophobic polymer is present in an amount of 0.05 to 10% by weight of the total weight of the microcapsule, and wherein the hydrophobic liquid or wax, polymer formed from the monomer mixture and the further hydrophobic polymer total 100% by weight of the total weight of the microcapsule. ### Claim 2 (depends on 1) The microcapsule according to claim 1 in which a stabilizing polymer is located at an outer surface of the polymeric shell in which the stabilizing polymer is a water-soluble hydroxyl containing polymer. ### Claim 3 (depends on 2) The microcapsule according to claim 2 in which the stabilizing polymer is a polyvinyl alcohol. ### Claim 4 (depends on 1) The microcapsule according to claim 1 in which the hydrophobic liquid or wax is a hydrocarbon. ### Claim 5 (depends on 1) The microcapsule according to claim 1 in which the hydrophobic liquid or wax is an oil or wax that has a melting point at a temperature between −30° C. and 150° C. ### Claim 6 (depends on 1) The microcapsule according to claim 1 in which the core contains an active ingredient selected from the group consisting of UV absorbers, UV reflectors, flame retardants, active dye tracer materials, pigments, dyes, colorants, scale inhibitors, corrosion inhibitors, antioxidants, pour point depressants, wax deposition inhibitors, dispersants, biocides, enzymes, detergent builders, fragrances, phase change materials and silicone oils. ### Claim 7 (depends on 1) The microcapsule according to claim 1 in which the further hydrophobic polymer that is insoluble in the hydrophobic liquid or wax is present in an amount between 0.05 and 20% by weight of the total weight of the hydrophobic liquid or wax and further hydrophobic polymer. ### Claim 8 (depends on 1) The microcapsule according to claim 1 in which the further hydrophobic polymer that is insoluble in the hydrophobic liquid or wax at least partially coats the inner surface of the polymeric shell component formed from the monomer mixture. ### Claim 9 (depends on 1) The microcapsule according to claim 1 in which the further hydrophobic polymer that is insoluble in the hydrophobic liquid or wax forms a coherent layer on the inner surface of the polymeric shell component formed from the monomer mixture. ### Claim 10 (depends on 9) The microcapsule according to claim 9 in which the further hydrophobic polymer forms a complete layer over the inner surface of the polymeric shell component formed from the monomer mixture. ### Claim 11 (depends on 1) The microcapsule according to claim 1 in which the polymeric shell forms between 10 and 20% by weight of the total weight of the microcapsule. ### Claim 12 (depends on 1) The microcapsule according to claim 1 in which the weight average particle size diameter is greater than 1 micron and up to 4 microns. ### Claim 13 A process of manufacturing microcapsules comprising the microcapsules comprising A) a core containing a hydrophobic liquid or wax in an amount of 45 to 94% by weight of the total weight of the microcapsule, B) a polymeric shell having an outer surface and an inner surface, wherein the polymeric shell comprises, a) a polymer formed from a monomer mixture containing: i) 1 to 95% by weight of a hydrophobic mono functional ethylenically unsaturated monomer, wherein the hydrophobic mono functional ethylenically unsaturated monomer is C1 to C12 alkyl esters of methacrylic acid, styrene or derivatives of styrene, or esters of mono ethylenically unsaturated carboxylic acids, ii) 5 to 99% by weight of a polyfunctional ethylenically unsaturated monomer, wherein the polyfunctional ethylenically unsaturated monomer is divinyl benzene, ethoxylated bisphenol A diacrylate, propoxylated neopentyl glycol diacrylate, tris(2-hydroxyethyl) isocyanurate triacrylate, trimethylolpropane triacrylate, or an alkane diol diacrylate, and iii) 0 to 60% by weight of other mono functional monomer, in which components (i), (ii) and (iii) total 100%, wherein the polymer is present in an amount of 5 to 50% by weight of the total weight of the microcapsule, and b) a further hydrophobic polymer which is insoluble in the hydrophobic liquid or wax, wherein the further hydrophobic polymer is C1 to C12 alkyl esters of methacrylic acid, styrene or derivatives of styrene, or esters of mono ethylenically unsaturated carboxylic acids, wherein the further hydrophobic polymer is present in an amount of 0.05 to 10% by weight of the total weight of the microcapsule, and wherein the hydrophobic liquid or wax, polymer formed from the monomer mixture and the further hydrophobic polymer total 100% by weight of the total weight of the microcapsule; comprising the steps, 1) providing the monomer mixture, 2) dissolving the further hydrophobic polymer into the monomer mixture, 3) combining the further hydrophobic polymer and the monomer mixture with the hydrophobic liquid or wax to form a monomer solution, 4) homogenizing the monomer solution into an aqueous phase to form an emulsion, 5) subjecting the emulsion to polymerization conditions, and 6) polymerization of the monomer solution to form a dispersion of the microcapsules in the aqueous phase. ### Claim 14 (depends on 13) The process according to claim 13 in which the monomer solution is subjected to free radical polymerization. ### Claim 15 (depends on 13) The process according to claim 13 in which a thermal initiator is combined with the monomer solution and the emulsion is heated to a temperature of at least 50° C. for sufficient time to effect polymerization. ### Claim 16 (depends on 13) The process according to claim 13 in which a stabilizing polymer is included in the aqueous phase. ### Claim 17 (depends on 13) The process according to claim 13 in which the stabilizing polymer is a water-soluble hydroxyl containing polymer. ### Claim 18 (depends on 17) The process according to claim 17 in which the emulsion is maintained at a temperature of between 50 and 80° C. for a period of between 90 and 150 minutes and then subjected to a temperature of at least 80° C. for a period of at least 30 minutes. ### Claim 19 An article comprising microcapsules, each microcapsule comprising A) a core containing a hydrophobic liquid or wax in an amount of 45 to 94% by weight of the total weight of the microcapsule, B) the polymeric shell having an outer surface and an inner surface, wherein the polymeric shell comprises a) a polymer formed from a monomer mixture containing: i) 1 to 95% by weight of a hydrophobic mono functional ethylenically unsaturated monomer, wherein the hydrophobic mono functional ethylenically unsaturated monomer is C1 to C12 alkyl esters of acrylic acid, C1 to C12 alkyl esters of methacrylic acid, styrene or derivatives of styrene, or esters of mono ethylenically unsaturated carboxylic acids, ii) 5 to 99% by weight of a polyfunctional ethylenically unsaturated monomer, wherein the polyfunctional ethylenically unsaturated monomer is divinyl benzene, ethoxylated bisphenol A diacrylate, propoxylated neopentyl glycol diacrylate, tris(2-hydroxyethyl) isocyanurate triacrylate, trimethylolpropane triacrylate, or an alkane diol diacrylate, and iii) 0 to 60% by weight of other mono functional monomer, in which components (i), (ii) and (iii) total 100%, wherein the polymer is present in an amount of 5 to 50% by weight of the total weight of the microcapsule, and b) a further hydrophobic polymer which is insoluble in the hydrophobic liquid or wax, wherein the further hydrophobic polymer is C1 to C12 alkyl esters of acrylic acid, C1 to C12 alkyl esters of methacrylic acid, styrene or derivatives of styrene, or esters of mono ethylenically unsaturated carboxylic acids, wherein the further hydrophobic polymer is present in an amount of 0.05 to 10% by weight of the total weight of the microcapsule, and wherein the hydrophobic liquid or wax, polymer formed from the monomer mixture and the further hydrophobic polymer total 100% by weight of the total weight of the microcapsule. ### Claim 20 A coating composition comprising microcapsules, each microcapsule comprising A) a core containing a hydrophobic liquid or wax in an amount of 45 to 94% by weight of the total weight of the microcapsule, B) the polymeric shell having an outer surface and an inner surface, wherein the polymeric shell comprises, a) a polymer formed from a monomer mixture containing: i) 1 to 95% by weight of a hydrophobic mono functional ethylenically unsaturated monomer, wherein the hydrophobic mono functional ethylenically unsaturated monomer is C1 to C12 alkyl esters of acrylic acid, C1 to C12 alkyl esters of methacrylic acid, styrene or derivatives of styrene, or esters of mono ethylenically unsaturated carboxylic acids, ii) 5 to 99% by weight of a polyfunctional ethylenically unsaturated monomer, wherein the polyfunctional ethylenically unsaturated monomer is divinyl benzene, ethoxylated bisphenol A diacrylate, propoxylated neopentyl glycol diacrylate, tris(2-hydroxyethyl) isocyanurate triacrylate, trimethylolpropane triacrylate, or an alkane diol diacrylate, and iii) 0 to 60% by weight of other mono functional monomer, in which components (i), (ii) and (iii) total 100%, wherein the polymer is present in an amount of 5 to 50% by weight of the total weight of the microcapsule, and b) a further hydrophobic polymer which is insoluble in the hydrophobic liquid or wax, wherein the further hydrophobic polymer is C1 to C12 alkyl esters of acrylic acid, C1 to C12 alkyl esters of methacrylic acid, styrene or derivatives of styrene, or esters of mono ethylenically unsaturated carboxylic acids, wherein the further hydrophobic polymer is present in an amount of 0.05 to 10% by weight of the total weight of the microcapsule, and wherein the hydrophobic liquid or wax, polymer formed from the monomer mixture and the further hydrophobic polymer total 100% by weight of the total weight of the microcapsule. ### Claim 21 A process of coating a fabric comprising the steps of 1) providing a textile coating composition, 2) applying the coating composition to a surface of the fabric, and 3) drying the coating to provide a coated fabric, in which the coating composition comprises microcapsules, each microcapsule comprising A) a core containing a hydrophobic liquid or wax in an amount of 45 to 94% by weight of the total weight of the microcapsule, B) a polymeric shell having an outer surface and an inner surface, wherein the polymeric shell comprises, a) a polymer formed from a monomer mixture containing: i) 1 to 95% by weight of a hydrophobic mono functional ethylenically unsaturated monomer, wherein the hydrophobic mono functional ethylenically unsaturated monomer is C, to C12 alkyl esters of methacrylic acid, styrene or derivatives of styrene, or esters of mono ethylenically unsaturated carboxylic acids, ii) 5 to 99% by weight of a polyfunctional ethylenically unsaturated monomer, wherein the polyfunctional ethylenically unsaturated monomer is divinyl benzene, ethoxylated bisphenol A diacrylate, propoxylated neopentyl glycol diacrylate, tris(2-hydroxyethyl) isocyanurate triacrylate, trimethylolpropane triacrylate, or an alkane diol diacrylate, and iii) 0 to 60% by weight of other mono functional monomer, in which components (i), (ii) and (iii) total 100%, wherein the polymer is present in an amount of 5 to 50% by weight of the total weight of the microcapsule, and b) a further hydrophobic polymer which is insoluble in the hydrophobic liquid or wax, wherein the further hydrophobic polymer is C1 to C12 alkyl esters of methacrylic acid, styrene or derivatives of styrene, or esters of mono ethylenically unsaturated carboxylic acids, wherein the further hydrophobic polymer is present in an amount of 0.05 to 10% by weight of the total weight of the microcapsule, and wherein the hydrophobic liquid or wax, polymer formed from the monomer mixture and the further hydrophobic polymer total 100% by weight of the total weight of the microcapsule; ### Claim 22 Fibres comprising microcapsules, each microcapsule comprising A) a core containing a hydrophobic liquid or wax in an amount of 45 to 94% by weight of the total weight of the microcapsule, B) the polymeric shell having an outer surface and an inner surface, wherein the polymeric shell comprises a) a polymer formed from a monomer mixture containing: i) 1 to 95% by weight of a hydrophobic mono functional ethylenically unsaturated monomer, wherein the hydrophobic mono functional ethylenically unsaturated monomer is C1 to C12 alkyl esters of acrylic acid, C1 to C12 alkyl esters of methacrylic acid, styrene or derivatives of styrene, or esters of mono ethylenically unsaturated carboxylic acids, ii) 5 to 99% by weight of a polyfunctional ethylenically unsaturated monomer, wherein the polyfunctional ethylenically unsaturated monomer is divinyl benzene, ethoxylated bisphenol A diacrylate, propoxylated neopentyl glycol diacrylate, tris(2-hydroxyethyl) isocyanurate triacrylate, trimethylolpropane triacrylate, or an alkane diol diacrylate, and iii) 0 to 60% by weight of other mono functional monomer, in which components (i), (ii) and (iii) total 100%, wherein the polymer is present in an amount of 5 to 50% by weight of the total weight of the microcapsule, and b) a further hydrophobic polymer which is insoluble in the hydrophobic liquid or wax, wherein the further hydrophobic polymer is C1 to C12 alkyl esters of acrylic acid, C1 to C12 alkyl esters of methacrylic acid, styrene or derivatives of styrene, or esters of mono ethylenically unsaturated carboxylic acids, wherein the further hydrophobic polymer is present in an amount of 0.05 to 10% by weight of the total weight of the microcapsule, and wherein the hydrophobic liquid or wax, polymer formed from the monomer mixture and the further hydrophobic polymer total 100% by weight of the total weight of the microcapsule.