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US 8,510,300 B2Granted
Systems and methods for managing information associated with legal, compliance and regulatory risk
AssigneeGoldman, Sachs & Co.
InventorsDavid Lawrence, Peter Nitze, Alasdair MacDonald
Life of this patent
Estimating the term…
Abstract
Some embodiments include a system, method, apparatus and means for managing information associated with risk. In some embodiments, information associated with risk is collected, analyzed, stored, and disseminated. According to some embodiments, the information associated with risk is utilized to identify risk.
Claims20
A processor-implemented risk relevancy determination method, comprising:
- receiving, via a processor, information from one of a plurality of sources;
- generating an intermediate output file having a predetermined format;
- performing a coarse level of filtering by comparing, via the processor, portions of the intermediate output file with a specified keyword to identify coarse risk relevant portions of information in the intermediate output file and filter out non-coarse risk relevant portions;
- searching, via the processor, the identified coarse risk relevant portions of the intermediate output file for an action keyword and for a relationship keyword to determine subsequent risk relevant portions of the identified coarse risk relevant portions of the intermediate output file and filter out non-subsequent risk relevant portions;
- tagging, via the processor, the subsequent risk relevant portions of the intermediate output file;
- and
- storing information associated with the subsequent risk relevant tagged portions of the intermediate output file in a database.
4 more elements
A risk relevancy determination system, comprising:
- a processor;
- and
- a storage device in communication with the processor and storing instructions adapted to be executed by said processor to:
- receive information from one of a plurality of sources;
- generate an intermediate output file having a predetermined format;
- perform a coarse level of filtering by comparing portions of the intermediate output file with a specified keyword to identify coarse risk relevant portions of information in the intermediate output file and filter out non-coarse risk relevant portions;
- search the identified coarse risk relevant portions of the intermediate output file for an action keyword and for a relationship keyword to determine subsequent risk relevant portions of the identified coarse risk relevant portions of the intermediate output file and filter out non-subsequent risk relevant portions;
- tag the subsequent risk relevant portions of the intermediate output file;
- and
- store information associated with the subsequent risk relevant tagged portions of the intermediate output file in a database.
7 more elements
Dependencies are inferred from the claim text.