# US 7,609,981 B2 · Deliberate signal degradation for optimizing receiver control loops

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- Number: US 7,609,981 B2
- Document ID: US7609981B2
- Status: Granted
- Kind: B2
- Application number: 11/221,068
- Filed: 2005-09-07
- Published: 2007-03-08
- Granted: 2009-10-27
- Earliest claimed: 2005-09-07
- Assignees: Alcatel-Lucent USA Inc.
- Inventors: Andreas Benz; Siegfried Gronbach; Roland Seitz
- Web page: https://patentgrep.com/patent/US7609981B2

## CPC

- H04B 10/2513: due to chromatic dispersion
- H04B 10/077: using a supervisory or additional signal
- H04B 10/07953: {Monitoring or measuring OSNR, BER or Q}
- H04B 10/07955: {Monitoring or measuring power}
- H04B 10/2572: {due to forms of polarisation-dependent distortion other than PMD}
- H04B 10/66: Non-coherent receivers, e.g. using direct detection
- H04B: TRANSMISSION

## Abstract

Techniques to control an optical receiver having a control loop using Bit Error Rate (BER). In one implementation, a bit error rate (BER) associated with a received optical signal is determined. Indication of the BER to a control loop adapted is provided to adjust the optical signal in a manner tending to reduce the BER. The received optical signal is adapted in a manner tending to increase the BER such that the control loop operates within an active control region.

## Claims

### Claim 1

A method adapted for use at a receiver, the method comprising:
determining a bit error rate (BER) associated with a received optical signal;
providing an indication of said BER to a control loop, wherein the control loop is adapted to adjust the optical signal in a manner tending to reduce the BER; and
adapting the received optical signal in a manner tending to increase the BER such that the control loop operates within an active control region, wherein adapting the received optical signal in a manner tending to increase the BER comprises adjusting at least one control parameter at the receiver, wherein the at least one control parameter comprises at least one of:
a decision threshold; and
at least one feedback control for adapting at least one of sampling phase, chromatic dispersion, and polarization mode dispersion.

### Claim 2 (depends on 1)

The method of claim 1, wherein the decision threshold is a data recovery decision threshold.

### Claim 3 (depends on 1)

The method of claim 1, wherein the decision threshold is determined using dithering.

### Claim 4 (depends on 1)

The method of claim 1, wherein the decision threshold is adjusted by shifting the decision threshold from a positive number of arbitrary units to a negative number of arbitrary units and back to the positive number of arbitrary units.

### Claim 5 (depends on 1)

The method of claim 1, wherein the at least one control parameter comprises feedback control for adapting at least one of input power and output power.

### Claim 6 (depends on 1)

The method of claim 1, wherein adapting the received optical signal in a manner tending to increase the BER comprises at least one of loading the signal with optical noise and loading the signal with electrical noise.

### Claim 7 (depends on 1)

The method of claim 1, wherein the adapting step further includes transmission of a vertical eye opening value as a feedback control signal.

### Claim 8 (depends on 7)

The method of claim 7, wherein the vertical eye opening and the BER are determined using a common processing element.

### Claim 9

A method adapted for use in an optical receiver normally providing an indication of a bit error rate (BER) associated with a received optical signal, the BER indication adapted for use by a control loop, the control loop having associated with it an active control region, the method comprising:
adapting, at the optical receiver, at least one parameter of the received optical signal to increase the BER such that the control loop operates within the active control region, wherein the at least one parameter comprises at least one of:
a decision threshold; and
at least one feedback control for adapting at least one of sampling phase, chromatic dispersion, and polarization mode dispersion.

### Claim 10 (depends on 9)

The method of claim 9, wherein the decision threshold is a data recovery decision threshold.

### Claim 11 (depends on 9)

The method of claim 9, wherein the decision threshold is determined using dithering.

### Claim 12 (depends on 9)

The method of claim 9, wherein the at least one parameter comprises feedback control for adapting at least one of input power and output power.

### Claim 13 (depends on 9)

The method of claim 9, wherein the adapting step further includes transmission of a vertical eye opening value as a feedback control signal.

### Claim 14

In an optical data transmission system wherein data transmitted to an optical receiver via an optical network is adapted via a control mechanism with at least one control loop in response to a bit error rate (BER) signal provided by the optical receiver, a method comprising:
adjusting, at said receiver, at least one parameter of a received data signal to cause the BER associated with the received data signal to be degraded such that the at least one control loop operates within an active control region, wherein the at least one parameter comprises a decision threshold.

### Claim 15 (depends on 14)

The method of claim 14, wherein the decision threshold is a data recovery decision threshold.

### Claim 16 (depends on 14)

The method of claim 14, wherein the decision threshold is determined using dithering.

### Claim 17 (depends on 14)

The method of claim 14, wherein the decision threshold is adjusted by shifting the decision threshold from a positive number of arbitrary units to a negative number of arbitrary units and back to the positive value of arbitrary units.

### Claim 18 (depends on 14)

The method of claim 14, wherein the at least one control parameter comprises feedback control for adjusting at least one of sampling phase, chromatic dispersion, polarization mode dispersion, input power, and output power.

### Claim 19 (depends on 14)

The method of claim 14, further comprising transmitting a vertical eye opening value as a feedback control signal.
