# US 7,608,095 B2 · Device for securing spinal rods > Agents: this data is available as JSON from the patentgrep API and MCP server — see https://patentgrep.com/llms.txt - Number: US 7,608,095 B2 - Document ID: US7608095B2 - Status: Granted - Kind: B2 - Application number: 10/365,182 - Filed: 2003-02-12 - Published: 2003-07-03 - Granted: 2009-10-27 - Earliest claimed: 1998-06-17 - Assignees: Howmedica Osteonics Corp. - Inventors: Hansen Yuan; David Nichols; Eric Finley - Web page: https://patentgrep.com/patent/US7608095B2 ## CPC - A61B 17/7037: {wherein pivoting is blocked when the rod is clamped} - A61B 17/7032: {Screws or hooks with U-shaped head or back through which longitudinal rods pass} - A61B 2017/00858: {high friction or non-slip} - A61B: DIAGNOSIS; SURGERY; IDENTIFICATION (usefulness limited to only animals A61D) ## Abstract A method of securing a spinal rod includes providing a head portion having a channel extending therethrough, providing a bone fastener depending from the head portion, arranging the spinal rod in the channel, and providing a locking cap including an upper portion and a lower portion that are rotatably coupled together, the lower portion having an elongated recess. The method includes assembling the locking cap with the head portion so that the recess is in contact with the spinal rod and so that the upper portion overlies the lower portion, and after the assembling step and while maintaining the recess in contact with the spinal rod, rotating the upper portion of the locking cap relative to both the head portion and the lower portion of the locking cap for securing the position of the head portion relative to the spinal rod. ## Claims ### Claim 1 A method of securing a spinal rod to a spine comprising: providing a head portion having a channel extending therethrough for receiving a spinal rod; providing a bone fastener depending from the head portion; arranging the spinal rod in the channel of the head portion; providing a locking cap including an upper portion and a lower portion that are rotatably coupled together, the lower portion of the locking cap having an elongated recess, wherein the upper portion of the locking cap has diametrically opposed first and second flanges that are spaced from one another; assembling the locking cap with the head portion so that the recess of the lower portion is in contact with the spinal rod and so that the upper portion overlies the lower portion; after the assembling step and while maintaining the recess in contact with the spinal rod, rotating the upper portion of the locking cap relative to both the head portion and the lower portion of the locking cap for securing the position of the head portion relative to the spinal rod, wherein rotation of the upper portion of the locking cap is translated into a locking force applied by the lower portion of the locking cap onto the spinal rod. ### Claim 2 (depends on 1) The method as claimed in claim 1, wherein the locking cap is a two part locking cap consisting of the upper portion and the lower portion. ### Claim 3 (depends on 2) The method as claimed in claim 2, wherein the upper and lower portions of the locking cap are coupled together by an axial post. ### Claim 4 (depends on 3) The method as claimed in claim 3, wherein the axial post has an arcuate exterior surface. ### Claim 5 (depends on 3) The method as claimed in claim 3, wherein the axial post has a lower end permanently fixed to the lower portion of the locking cap and an upper end inserted into an opening at an underside of the upper portion of the locking cap. ### Claim 6 (depends on 1) The method as claimed in claim 1, wherein the rotating step comprises rotating the upper portion of the locking cap about ¼ turn. ### Claim 7 (depends on 1) The method as claimed in claim 1, wherein the bone fastener is a bone screw or a bone hook. ### Claim 8 (depends on 1) The method as claimed in claim 1, wherein the head portion has first and second side walls that bound the channel, the first side wall having a first slot and the second side wall having a second slot. ### Claim 9 (depends on 8) The method as claimed in claim 8, wherein the first and second flanges are advanced into the respective first and second slots during the rotating step. ### Claim 10 (depends on 9) The method as claimed in claim 9, wherein the flanges engage the slots during the rotating step for generating a camming action. ### Claim 11 (depends on 8) The method as claimed in claim 8, wherein the opposed first and second flanges have an arcuate shape and the first and second slots in the head portion have an arcuate shape. ### Claim 12 (depends on 1) The method as claimed in claim 1, wherein the first and second flanges extend only partially around the upper portion of the locking cap. ### Claim 13 (depends on 1) The method as claimed in claim 1, wherein the bone fastener is pivotable relative to the head portion before the rotating step. ### Claim 14 (depends on 1) The method as claimed in claim 1, wherein the upper portion of the locking cap is mechanically coupled with the lower portion of the locking cap so that the upper and lower portions are rotatable relative to one another. ### Claim 15 (depends on 1) The method as claimed in claim 1, wherein the spinal rod has a cylindrical shape and the recess at the underside of the lower portion of the locking cap has a cylindrical surface that conforms to the cylindrical shape of the spinal rod. ### Claim 16 (depends on 1) The method as claimed in claim 1, wherein the bone fastener is movable relative to the head portion when the locking cap is in an unlocked position and the bone fastener is fixed relative to the head portion when the locking cap is in a locked position. ### Claim 17 (depends on 1) The method as claimed in claim 1, wherein the first and second flanges have inclined surfaces. ### Claim 18 A method of securing a spinal rod to a spine comprising: providing a head portion having a channel extending therethrough for receiving a spinal rod, the channel in the head portion being bounded by opposed side walls each having an engagement slot formed therein; providing a bone fastener depending from the head portion; arranging the spinal rod in the channel of the head portion; providing a locking cap having an upper portion and a lower portion that are mechanically joined together for rotation relative to one another, the upper portion of the locking cap having opposed engagement flanges receivable in the engagement slots of the head portion, the lower portion of the locking cap having an elongated recess engageable with an exterior surface of the spinal rod; assembling the locking cap with the head portion so that the recess is in contact with the spinal rod and the flanges are at least partially aligned with the channel; while maintaining the recess of the lower portion of the locking cap in contact with the spinal rod, rotating the upper portion of the locking cap so that the opposed flanges of the upper portion engage the respective slots of the side walls of the head portion, such rotation translating into a locking force applied by the lower portion of the locking cap onto the spinal rod. ### Claim 19 (depends on 18) The method as claimed in claim 18, wherein the locking cap is a two-part locking cap consisting of the upper portion and the lower portion. ### Claim 20 (depends on 18) The method as claimed in claim 18, wherein the flanges and the slots generate a camming action during the rotating step. ### Claim 21 (depends on 18) The method as claimed in claim 18, further comprising: before the rotating step, aligning the opposed flanges of the upper portion of the locking cap with the channel; and during the rotating step, engaging the first flange with the first slot of the head portion and the second flange with the second slot of the head portion. ### Claim 22 (depends on 18) The method as claimed in claim 18, wherein the rotating step comprises rotating the upper portion of the locking cap about ¼ turn. ### Claim 23 (depends on 18) The method as claimed in claim 18, wherein the bone fastener is pivotable relative to the head portion before the rotating step. ### Claim 24 (depends on 23) The method as claimed in claim 23, wherein the bone fastener is fixed relative to the head portion after the rotating step. ### Claim 25 (depends on 18) The method as claimed in claim 18, wherein the spinal rod has a cylindrical shape and the recess at the underside of the lower portion of the locking cap has a cylindrical surface that conforms to the cylindrical shape of the spinal rod. ### Claim 26 (depends on 18) The method as claimed in claim 18, wherein the opposed engagement flanges have inclined surfaces. ### Claim 27 A method of securing a spinal rod to a spine comprising: providing a spinal rod having a longitudinal axis and a cylindrical exterior surface; providing a head portion having a channel extending therethrough for receiving the spinal rod, the channel in the head portion being bounded by a first side wall having a first slot and a second side wall having a second slot, the head portion defining a central axis perpendicular to the channel, an aperture at a lower end of the head portion and a seat surrounding the aperture at the lower end of the head portion; providing a bone fastener including a fastener head and a threaded body depending from the fastener head and assembling the bone fastener with the head portion so that the fastener head is in contact with the seat of the head portion and the threaded body extends through the aperture at the lower end of the head portion; arranging the spinal rod in the channel of the head portion so that the longitudinal axis of the spinal rod extends between the first and second side walls of the head portion; providing a locking cap having an upper portion and a lower portion that are rotatable relative to one another, the upper portion of the locking cap having diametrically opposed flanges that are spaced from one another, the lower portion of the locking cap having an underside with a recess having a cylindrical surface that conforms to the cylindrical exterior surface of the spinal rod; assembling the locking cap with the head portion so that the recess of the lower portion of the locking cap is in contact with the exterior surface of the spinal rod and so that the diametrically opposed flanges extend away from one another along a first axis that is substantially parallel to the longitudinal axis of the spinal rod; after the assembling step, rotating the upper portion of the locking cap about ¼ turn so that each of the diametrically opposed flanges engage one of the first and second side walls and so that the diametrically opposed flanges extend away from one another along a second axis that traverses the longitudinal axis of the spinal rod. ### Claim 28 (depends on 27) The method as claimed in claim 27, wherein the upper and lower portions of the locking cap rotate relative to one another during the rotating step. ### Claim 29 (depends on 27) The method as claimed in claim 27, wherein the flanges of the upper portion of the locking cap engage the walls of the head portion during the rotating step for generating a camming action. ### Claim 30 (depends on 27) The method as claimed in claim 27, wherein the fastener head has an underside having a curved surface. ### Claim 31 (depends on 27) The method as claimed in claim 27, wherein the first and second flanges are arcuate flanges and the first and second slots are arcuate slots. ### Claim 32 (depends on 27) The method as claimed in claim 27, wherein the fastener is pivotable relative to the head portion before the rotating step. ### Claim 33 (depends on 27) The method as claimed in claim 27, wherein the locking cap has a bore at a top surface thereof adapted to receive a driving tool. ### Claim 34 (depends on 27) The method as claimed in claim 27, wherein the lower portion of the locking cap has a convex curved outer surface that conforms to curved inner surfaces of the first and second side walls of the head portion. ### Claim 35 (depends on 27) The method as claimed in claim 27, wherein the opposed flanges extend only partially around a perimeter of the upper portion of the locking cap. ### Claim 36 (depends on 27) The method as claimed in claim 27, wherein the locking cap further comprises a post extending between the upper and lower portions thereof for mechanically joining the upper and lower portions. ### Claim 37 (depends on 36) The method as claimed in claim 36, wherein the post extending between the upper and lower portions of the locking cap has an arcuate exterior surface. ### Claim 38 (depends on 36) The method as claimed in claim 36, wherein the post extending between the upper and lower portions of the locking cap has a lower end permanently fixed to the lower portion of the locking cap and an upper end inserted into an opening at an underside of the upper portion of the locking cap. ### Claim 39 (depends on 27) The method as claimed in claim 27, wherein the opposed flanges have inclined surfaces.