# US 6,100,975 A · Raman spectroscopy apparatus and method using external cavity laser for continuous chemical analysis of sample streams

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- Number: US 6,100,975 A
- Document ID: US6100975A
- Status: Granted
- Kind: A
- Application number: 09/054,588
- Filed: 1998-04-03
- Granted: 2000-08-08
- Earliest claimed: 1996-05-13
- Assignees: Process Instruments, Inc.; University of Utah Research Foundation
- Inventors: Lee M. Smith; Robert E. Benner; George R. Gray; Ming-Wei Pan; Richard D. Rallison
- Web page: https://patentgrep.com/patent/US6100975A

## CPC

- G01J 3/02: Details
- G01J 3/0218: {using optical fibers}
- G01J 3/18: using diffraction elements, e.g. grating (gratings per se G02B)
- G01J 3/44: Raman spectrometry; Scattering spectrometry {; Fluorescence spectrometry}
- G01N 21/65: Raman scattering
- G01N 21/658: {enhancement Raman, e.g. surface plasmons}
- G01N 2021/651: {Cuvettes therefore}
- G01J: MEASUREMENT OF INTENSITY, VELOCITY, SPECTRAL CONTENT, POLARISATION, PHASE OR PULSE CHARACTERISTICS OF INFRARED, VISIBLE OR ULTRAVIOLET LIGHT; COLORIMETRY; RADIATION PYROMETRY (light sources F21, H01J, H01K, H05B; investigating properties of materials by optical means G01N)
- G01N: INVESTIGATING OR ANALYSING MATERIALS BY DETERMINING THEIR CHEMICAL OR PHYSICAL PROPERTIES (measuring or testing apparatus or processes other than immunoassay, involving enzymes or microorganisms C12M, C12Q)

## Abstract

Raman spectrometer for analyzing the chemical composition of sample streams using an external cavity laser light source is disclosed. The laser provides an effective light source useful in continuously analyzing a sample stream containing petroleum products, aqueous or biological fluids, or solid slurries. The light is introduced into a bundle of optical fibers connected to a Raman sample cell. The Raman sample cell is configured to allow continuous sample flow therethrough. Scattered light from the sample cell preferably exits the optical fibers as a linear optical signal. A Raman spectrometer passes the optical signal through an excitation wavelength filter, an optical slit, and a volume holographic transmission grating with an aberration correction device before transmitting the optical signal to a charge coupled device array which converts the optical signal into a electronic signal. The electronic signal is analyzed and converted by computer into a representation of the chemical analysis of the sample stream.

## Claims

### Claim 1

An external cavity laser comprising:
one or more diode laser emitters which emit light along a linear optical axis;
a collimating lens for receiving light from the one or more laser emitters, said collimating lens having a diameter sufficiently large to capture light emitting from the one or more laser emitters; and
a retro-reflection volume holographic grating positioned along the optical axis to receive light from the collimating lens, said grating being oriented at a non-normal angle relative to the light from the collimating lens, said grating diffracting first order emitted light along the optical axis to provide optical feedback to the one or more laser emitters for frequency stabilization of the light emitted by the one or more laser emitters, wherein zeroth order emitted light passes through said grating along the optical axis as laser output.

### Claim 2 (depends on 1)

An external cavity laser as defined in claim 1, wherein the one or more laser emitters produce light having an excitation wavelength in the range from about 200 nm to about 1550 nm.

### Claim 3 (depends on 1)

An external cavity laser as defined in claim 1, wherein the one or more laser emitters produce light having an excitation wavelength in the range from about 450 nm to about 1100 nm.

### Claim 4 (depends on 1)

An external cavity laser as defined in claim 1, wherein the one or more laser emitters produce light having an excitation wavelength in the range from about 670 nm to about 850 nm.

### Claim 5 (depends on 1)

An external cavity laser as defined in claim 1, wherein the one or more laser emitters have a stripe length in the range from about 3 .mu.m to 1 cm.

### Claim 6 (depends on 1)

An external cavity laser as defined in claim 1, wherein the one or more laser emitters have a stripe length in the range from about 3 .infin.m to 500 .mu.m.

### Claim 7 (depends on 1)

An external cavity laser as defined in claim 1, wherein the one or more laser emitters produce a cone-shaped emission pattern in the range from 300 to 450.

### Claim 8 (depends on 1)

An external cavity laser as defined in claim 1, wherein the focusing lens directs light into an optical fiber having an acceptance cone, and wherein the focusing lens has a numerical aperture less than said acceptance cone of said optical fiber.

### Claim 9 (depends on 8)

An external cavity laser as defined in claim 8, wherein the numerical aperture of the focusing lens is in the range from 0.2 to 0.3.

### Claim 10 (depends on 1)

An external cavity laser as defined in claim 1, wherein the collimating lens has a focal length greater than 4 mm, and preferably in the range from 8 mm to 10 mm.

### Claim 11 (depends on 1)

An external cavity laser as defined in claim 1, wherein the collimating lens has a numerical aperture in the range from 0.5 to 0.6.

### Claim 12 (depends on 1)

An external cavity laser as defined in claim 1, wherein the light from the one or more laser emitters has a linewidth up to 300 GHz.

### Claim 13 (depends on 1)

An external cavity laser as defined in claim 1, wherein the light from the one or more laser emitters has a linewidth less than 30 GHz.

### Claim 14 (depends on 1)

An external cavity laser as defined in claim 1, wherein the retro-reflection volume holographic grating has between 1200 and 2400 grooves/mm.

### Claim 15 (depends on 1)

An external cavity laser as defined in claim 1, wherein the retro-reflection volume holographic grating has between 1700 and 1900 grooves/mm.

### Claim 16 (depends on 1)

An external cavity laser as defined in claim 1, wherein the retro-reflection volume holographic grating has at least 600 grooves/mm.

### Claim 17 (depends on 1)

An external cavity laser as defined in claim 1, further comprising a focusing lens for receiving light from the retro-reflection volume holographic grating.

### Claim 18 (depends on 1)

An external cavity laser as defined in claim 1, wherein the retro-reflection volume holographic grating provides from 15% to 85% feedback to the laser emitters.

### Claim 19

An external cavity laser comprising:
one or more diode laser emitters emitting light having an excitation wavelength;
a collimating lens for receiving light from the one or more laser emitters, said collimating lens having a diameter sufficiently large to capture light emitting from the one or more laser emitters;
a volume holographic transmission grating positioned to receive light from the collimating lens, said grating being oriented at a non-normal angle relative to the light from the collimating lens, said volume holographic transmission grating having a plurality of grooves oriented parallel to the one or more laser emitters; and
a power buildup cavity comprising two opposing mirrors, wherein one mirror is positioned to receive first order diffracted light from the volume holographic transmission grating and to reflect light back to the volume holographic diffraction grating to provide optical feedback to the one or more laser emitters.

### Claim 20 (depends on 19)

An apparatus as defined in claim 19, wherein the volume holographic diffraction grating provides from 15% to 30% feedback to the one or more laser emitters.

### Claim 21

An apparatus for analyzing a sample using Raman spectroscopy comprising:
an external cavity laser source for producing light having an excitation wavelength, wherein the external cavity laser source comprises:
one or more diode laser emitters which emit light having an excitation wavelength along a linear optical axis;
a collimating lens for receiving light from the one or more laser emitters, said collimating lens having a diameter sufficiently large to capture light emitting from the one or more laser emitters; and
a retro-reflection volume holographic diffraction grating positioned along the optical axis to receive light from the collimating lens, said grating being oriented at a non-normal angle relative to the light from the collimating lens, said grating reflecting first order emitted light along the optical axis to provide optical feedback to the one or more laser emitters, wherein a zeroth order emitted light passes through said grating along the optical axis as laser output;
a Raman sample cell comprising a sample stream inlet and a sample stream outlet for continuous sample flow through the sample cell;
means for directing light from the laser source into the Raman sample cell;
an optical connector for connecting one or more collection optical fibers to the sample cell for receiving scattered light from the sample cell;
a Raman spectrometer comprising:
an array of the one or more collection optical fibers for transmitting scattered light from the sample cell as an optical signal;
a filter for rejecting portions of the optical signal having the excitation wavelength;
a spectrometer grating to disperse the optical signal; and
a light sensor for converting the optical signal into a corresponding electronic signal; and
a computer for converting the electronic signal into a representation of the chemical analysis of the sample stream.

### Claim 22 (depends on 21)

An apparatus as defined in claim 21, wherein the Raman sample cell further comprises an absorption filter which absorbs light having the excitation wavelength.

### Claim 23 (depends on 22)

An apparatus as defined in claim 22, wherein the absorption filter is oriented at angle to minimize reflection of the light directed into the Raman sample cell back to the one or more collection optical fibers.

### Claim 24 (depends on 21)

An apparatus as defined in claim 21, wherein the external cavity laser source further comprises a focusing lens for receiving and focusing light from the laser source volume holographic diffraction grating.

### Claim 25 (depends on 24)

An apparatus as defined in claim 24, wherein the focusing lens focusses light into an optical fiber and wherein said optical fiber directs light from the laser source into the Raman sample cell.

### Claim 26 (depends on 24)

An apparatus as defined in claim 24, wherein the focusing lens focusses light into the Raman sample cell.

### Claim 27 (depends on 21)

An apparatus as defined in claim 21, wherein the one or more laser emitters have a stripe length in the range from about 3 .mu.m to 1 cm.

### Claim 28 (depends on 21)

An apparatus as defined in claim 21, wherein the collimating lens has a focal length greater than 4 mm, and preferably in the range from 8 mm to 10 mm.

### Claim 29 (depends on 21)

An apparatus as defined in claim 21, wherein the spectrometer grating has between 1200 and 2400 grooves/mm.

### Claim 30 (depends on 21)

An apparatus as defined in claim 21, wherein the spectrometer grating has between 1700 and 1900 grooves/mm.

### Claim 31 (depends on 21)

An apparatus as defined in claim 21, wherein the light from the one or more laser emitters has a linewidth less than 30 GHz.

### Claim 32 (depends on 21)

An apparatus as defined in claim 21, wherein the light from the one or more laser emitters has a linewidth up to 300 GHz.

### Claim 33 (depends on 21)

An apparatus as defined in claim 21, wherein the laser source volume holographic diffraction grating has at least 600 grooves/mm.

### Claim 34 (depends on 21)

An apparatus as defined in claim 21, wherein the light has an excitation wavelength in the range from about 200 nm to about 1550 nm.

### Claim 35 (depends on 21)

An apparatus as defined in claim 21, wherein the light has an excitation wavelength in the range from about 450 nm to about 1100 nm.

### Claim 36 (depends on 21)

An apparatus as defined in claim 21, wherein the spectrometer grating is a volume holographic transmission grating.

### Claim 37

An apparatus for analyzing a sample using Raman spectroscopy comprising:
an external cavity laser source for producing light having an excitation wavelength, wherein the external cavity diode laser comprises:
one or more diode laser emitters which emit light along a linear optical axis;
a collimating lens for receiving light from the one or more laser emitters, said collimating lens having a diameter sufficiently large to capture light emitting from the one or more laser emitters; and
a volume holographic transmission grating positioned along the optical axis to receive light from the collimating lens, said grating being oriented at a non-normal angle relative to the light from the collimating lens, said volume holographic transmission grating having a plurality of grooves oriented parallel to the one or more laser emitters;
a mirror positioned to receive first order diffracted light from the volume holographic transmission grating and to reflect said first order diffracted light back to the volume holographic transmission grating to provide optical feedback to the one or more laser emitters for frequency stabilization of the one or more laser emitters, wherein zeroth order emitted light passes through said grating along the optical axis as laser output;
a Raman sample cell comprising a sample stream inlet and a sample stream outlet for continuous sample flow through the sample cell;
means for directing light from the laser source into the Raman sample cell;
an optical connector for connecting one or more collection optical fibers to the sample cell for receiving scattered light from the sample cell;
a Raman spectrometer comprising:
an array of the one or more collection optical fibers for transmitting scattered light from the sample cell as an optical signal;
a filter for rejecting portions of the optical signal having the excitation wavelength;
a spectrometer grating to disperse the optical signal; and
a light sensor for converting the optical signal into a corresponding electronic signal; and
a computer for converting the electronic signal into a representation of the chemical analysis of the sample stream.

### Claim 38 (depends on 37)

An apparatus as defined in claim 37, wherein the Raman sample cell further comprises an absorption filter which absorbs light having the excitation wavelength.

### Claim 39 (depends on 38)

An apparatus as defined in claim 38, wherein the absorption filter is oriented at angle to minimize reflection of the light directed into the Raman sample cell back to the one or more collection optical fibers.

### Claim 40 (depends on 37)

An apparatus as defined in claim 37, further comprising a focusing lens for receiving and focusing light from the volume holographic transmission grating.

### Claim 41 (depends on 40)

An apparatus as defined in claim 40, wherein the focusing lens focusses light into an optical fiber and wherein said optical fiber directs light from the laser source into the Raman sample cell.

### Claim 42 (depends on 40)

An apparatus as defined in claim 40, wherein the focusing lens focusses light into the Raman sample cell.

### Claim 43 (depends on 37)

An apparatus as defined in claim 37, wherein the volume holographic transmission grating focusses light into an optical fiber and wherein said optical fiber directs light from the larger source into the Raman sample cell.

### Claim 44 (depends on 37)

An apparatus as defined in claim 37, wherein the volume holographic transmission grating focusses light into the Raman sample cell.

### Claim 45 (depends on 37)

An apparatus as defined in claim 37, wherein the one or more laser emitters produce light having an excitation wavelength in the range from about 200 nm to about 1550 nm.

### Claim 46 (depends on 37)

An apparatus as defined in claim 37, wherein the one or more laser emitters produce light having an excitation wavelength in the range from about 450 nm to about 1100 nm.

### Claim 47 (depends on 37)

An apparatus as defined in claim 37, wherein the one or more laser emitters have a stripe length in the range from about 3 .mu.m to 1 cm.

### Claim 48 (depends on 37)

An apparatus as defined in claim 37, wherein the one or more laser emitters have a stripe length in the range from about 3 .mu.m to 500 .mu.m.

### Claim 49 (depends on 37)

An apparatus as defined in claim 37, wherein the light from the one or more laser emitters has a linewidth up to 300 GHz.

### Claim 50 (depends on 37)

An apparatus as defined in claim 37, wherein the light from the one or more laser emitters has a linewidth less than 30 GHz.
a computer for converting the electronic signal into a representation of the chemical analysis of the sample stream.

### Claim 51 (depends on 37)

An apparatus as defined in claim 37, wherein the spectrometer grating is a volume holographic transmission grating.

### Claim 52

An external cavity laser comprising:
one or more diode laser emitters emitting light having an excitation wavelength along a linear optical axis;
a collimating lens for receiving light from the one or more laser emitters, said collimating lens having a diameter sufficiently large to capture light emitting from the one or more laser emitters;
a volume holographic transmission grating positioned to receive light from the collimating lens, said grating being oriented at a non-normal angle relative to the light from the collimating lens, said volume holographic transmission grating having a plurality of grooves oriented parallel to the one or more laser emitters; and
a mirror positioned to receive first order diffracted light from the volume holographic transmission grating and to reflect said first order diffracted light back to the volume holographic transmission grating to provide optical feedback to the one or more laser emitters, wherein zeroth order emitted light passes through said grating along the optical axis as laser output.

### Claim 53 (depends on 52)

An external cavity laser as defined in claim 52, wherein the external cavity laser is tuned by rotating the mirror.
