# US 5,839,833 A · Hydrodynamic bearing having lubricant particle traps

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- Number: US 5,839,833 A
- Document ID: US5839833A
- Status: Granted
- Kind: A
- Application number: 08/622,644
- Filed: 1996-03-26
- Granted: 1998-11-24
- Earliest claimed: 1996-03-26
- Assignees: Quantum Corporation
- Inventors: Yan Zang
- Web page: https://patentgrep.com/patent/US5839833A

## CPC

- F16C 33/107: {Grooves for generating pressure}
- F16C 17/107: {with at least one surface for radial load and at least one surface for axial load}
- F16C 17/24: with devices affected by abnormal or undesired positions, e.g. for preventing overheating, for safety
- F16N 39/06: by filtration (filters in general B01D; magnetic separators B03C1/00; {centrifugal separators or filters B04B5/005})
- G11B 19/2009: {Turntables, hubs and motors for disk drives; Mounting of motors in the drive (means for clamping of disk to turntable G11B17/022 and subgroups)}
- F16C 2370/12: Hard disk drives or the like
- F16C: SHAFTS; FLEXIBLE SHAFTS; ELEMENTS OR CRANKSHAFT MECHANISMS; ROTARY BODIES OTHER THAN GEARING ELEMENTS; BEARINGS
- F16N: LUBRICATING
- G11B: INFORMATION STORAGE BASED ON RELATIVE MOVEMENT BETWEEN RECORD CARRIER AND TRANSDUCER (recording measured values in a way that does not require playback through a transducer G01D9/00; recording or playback apparatus using mechanically marked tape, e.g. punched paper tape, or using unit records, e.g. punched or magnetically marked cards G06K; transferring data from one type of record carrier to another G06K1/18; circuits for coupling output of reproducer to radio receiver H04B1/20; gramophone pick-ups or like acoustic electromechanical transducers or circuits therefor H04R)

## Abstract

Particle traps in a hydrodynamic bearing unit prevent particles, generated by repeated motor start and stop operations or lubricant cavitation caused by shock loads or introduced by ambient sources, from circulating with the bearing lubricant, thereby preventing accelerated wear of bearing grooves. Each trap is defined by an annular bevel shaped channel defined along the inner radial wall of a shaft sleeve. Each trap is located in close proximity to hydrodynamic bearings so that existing particles and any wear particles generated by the bearings may be pumped into the traps by centrifugal force created by rotation of the bearing unit and imparted to the lubricant. The centrifuge-like effect forces the particles against the back wall of each channel while the bevel shaped configuration of the channels prevents particles from migrating out of the channels after the motor stops. The configuration and location of the traps eliminate the need for global recirculation of bearing lubricant, thereby reducing the risk of leakage.

## Claims

### Claim 1

A hydrodynamic bearing assembly comprising:
a shaft;
a sleeve including an opening for receiving at least a portion of the shaft and allowing for relative rotation between the shaft and the sleeve;
a lubricant positioned within the opening in the sleeve, the relative rotation between the sleeve and the shaft generating and imparting a centrifugal force to the lubricant;
a hydrodynamic journal bearing defined between at least a portion of the shaft and at least a portion of the sleeve; and
a journal particle trap mounted in the sleeve for receiving and entrapping particles which may exist in the lubricant proximate the journal bearing, the journal particle trap including a journal trap inlet which is positioned adjacent to the journal bearing, so that the particles and lubricant exiting the hydrodynamic journal bearing are forced directly into the trap by the centrifugal force imparted by the relative rotation of the sleeve and the shaft wherein the particle trap, including the trap inlet, is defined by a substantially annular channel which is beveled, so that a width of the channel is smallest approximate to the trap inlet.

### Claim 2 (depends on 1)

The hydrodynamic bearing assembly of claim 1 wherein the journal trap inlet includes a substantially annular shaped channel which substantially encircles the shaft.

### Claim 3 (depends on 2)

The hydrodynamic bearing assembly of claim 2 wherein the journal trap inlet is positioned substantially radially from a longitudinal axis of the shaft so that the centrifugal force directs a portion of the lubricant towards the journal trap inlet.

### Claim 4 (depends on 1)

The hydrodynamic bearing assembly of claim 1 wherein the journal particle trap is positioned within an inner diameter wall of the sleeve.

### Claim 5 (depends on 1)

The hydrodynamic bearing assembly of claim 1 wherein the journal particle trap, including the journal trap inlet, is defined by an annular channel.

### Claim 6 (depends on 5)

The hydrodynamic bearing assembly of claim 5, wherein, substantially the entire annular channel is beveled so that the width of the channel is smallest proximate to the journal trap inlet.

### Claim 7 (depends on 11)

The hydrodynamic bearing assembly of claim 11 including:
a thrust plate secured to the shaft;
a hydrodynamic thrust bearing defined between a shoulder portion of the sleeve and a portion of the trust plate; and
a thrust particle trap for receiving and entrapping particles which may exist in the lubricant proximate the thrust bearing, the thrust particle trap including a thrust trap inlet which is positioned proximate the thrust bearing, so that the particles and lubricant exiting the hydrodynamic thrust bearing are forced directly into the trap by the centrifugal force imparted by the relative rotation of the shaft and the thrust plate.

### Claim 8 (depends on 7)

The hydrodynamic bearing assembly of claim 7 wherein the thrust trap inlet for the thrust particle trap is a substantially annular channel which substantially encircles the thrust bearing.

### Claim 9 (depends on 7)

The hydrodynamic bearing assembly of claim 7 wherein the thrust particle trap, including the thrust trap inlet, is defined by an annular channel which is beveled so that the width of the channel is smallest proximate to the thrust trap inlet.

### Claim 10 (depends on 11)

The hydrodynamic bearing assembly of claim 11 including a second hydrodynamic journal bearing defined between a portion of the shaft and a portion of the sleeve and a second journal particle trap for receiving and entrapping particles which may exist in the lubricant proximate the second journal bearing, the second journal particle trap including a second journal trap inlet which is positioned adjacent to the
second journal bearing so that the particles and lubricant exiting the second hydrodynamic journal bearing are forced directly into the second trap by a centrifugal force imparted by the relative rotation of the sleeve and the shaft.

### Claim 11 (depends on 10)

The hydrodynamic bearing assembly of claim 10 including:
a pair of spaced apart hydrodynamic thrust bearings; and
a pair of thrust particle traps for receiving and entrapping particles which may exist in the lubricant proximate the thrust bearings, each thrust particle trap including a thrust trap inlet which is a substantially annular channel which substantially encircles one of the thrust bearings so that the particles and lubricant exiting the hydrodynamic thrust bearing are forced directly into the trap by a centrifugal force imparted by the relative rotation proximate to the thrust bearing.

### Claim 12

A hydrodynamic bearing assembly comprising:
a shaft;
a thrust plate secured to the shaft;
a sleeve including an opening for receiving at least a portion of the shaft and allowing for relative rotation between the thrust plate and the sleeve;
a hydrodynamic thrust bearing defined between a shoulder portion of the sleeve and at least a portion of the thrust plate;
a lubricant positioned between the sleeve and the thrust plate, the relative rotation between the sleeve and the thrust plate generating and imparting a centrifugal force to the lubricant; and
a thrust particle trap mounted in the sleeve for receiving and entrapping particles which may exist in the lubricant proximate the thrust bearing, the thrust particle trap including a thrust trap inlet which is positioned proximate the thrust bearing, so that the particles and lubricant exiting the thrust bearing are directly forced into the trap by the centrifugal force imparted by the relative rotation between the shaft and the thrust plate wherein the particle trap, including the trap inlet, is defined by a substantially annular channel which is beveled, so that a width of the channel is smallest approximate to the trap inlet.

### Claim 13 (depends on 12)

The hydrodynamic bearing assembly of claim 12 wherein the thrust trap inlet is a substantially annular shaped channel which substantially encircles the thrust bearing.

### Claim 14 (depends on 12)

The hydrodynamic bearing assembly of claim 12 wherein the thrust particle trap, including the thrust trap inlet, is defined by an annular channel which is beveled, so that the width of the channel is smallest proximate to the thrust trap inlet.

### Claim 15 (depends on 12)

The hydrodynamic bearing assembly of claim 12 including a second hydrodynamic thrust bearing and a second thrust particle trap for receiving and entrapping particles which may exist in the lubricant proximate the second hydrodynamic thrust bearing, the second thrust particle trap including a second thrust trap inlet which is positioned proximate the second hydrodynamic thrust bearing and which substantially encircles the thrust bearing, so that the particles and lubricant exiting the second hydrodynamic thrust bearing are directly forced into the trap by the centrifugal force imparted by the relative rotation at the second hydrodynamic thrust bearing.

### Claim 16 (depends on 12)

The hydrodynamic bearing assembly of claim 12 including a hydrodynamic journal bearing defined between a portion of the shaft and a portion of the sleeve and a journal particle trap for receiving and entrapping particles which may exist in the lubricant proximate the journal bearing, the journal particle trap including a journal trap inlet which is positioned adjacent to the journal so that the particles and particles exiting the hydrodynamic journal bearing are forced directly into the trap by the centrifugal force imparted by the relative rotation at the journal bearing.

### Claim 17 (depends on 16)

The hydrodynamic bearing assembly of claim 16 including a second hydrodynamic journal bearing defined between a portion of the shaft and a portion of the sleeve and a second journal particle trap for receiving and entrapping particles which may exist in the lubricant proximate the second hydrodynamic journal bearing, the second journal particle trap including a second journal trap inlet which is positioned adjacent to the second hydrodynamic journal bearing and which substantially encircles the shaft, so that the particles and lubricant exiting the second hydrodynamic journal bearing are directly forced into the trap by a centrifugal force imparted by the relative rotation at the second journal bearing.

### Claim 18

A hydrodynamic bearing assembly comprising:
a shaft including a thrust plate secured thereto;
a sleeve including an opening for receiving at least a portion of the shaft and allowing for relative rotation between the shaft and the sleeve;
a lubricant positioned within the opening in the sleeve, the relative rotation between the sleeve and the shaft generating and imparting a centrifugal force to the lubricant;
a first hydrodynamic bearing defined between a portion of the shaft and a portion of the sleeve;
a first particle trap mounted in the sleeve for receiving and entrapping particles which may exist in the lubricant proximate the first hydrodynamic bearing, the first particle trap including a first trap inlet defined by a substantially annular shaped channel which substantially encircles the shaft, and positioned so that the particles and lubricant exiting the hydrodynamic bearings are forced directly into the trap by the centrifugal force imported at the first hydrodynamic bearing; and
wherein the first particle trap, including the first trap inlet, is defined by a substantially annular channel which is beveled, so that a width of the channel is smallest proximate to the first trap inlet.

### Claim 19 (depends on 18)

The hydrodynamic bearing assembly of claim 18 wherein the first hydrodynamic bearing is a journal bearing defined between a portion of the shaft and a portion of the sleeve.

### Claim 20 (depends on 18)

The hydrodynamic bearing assembly of claim 18 wherein the first hydrodynamic bearing is a thrust bearing defined between a shoulder portion of the sleeve and at least a portion of the trust plate and the first trap inlet substantially encircles the thrust bearing.

### Claim 21 (depends on 18)

The hydrodynamic bearing assembly of claim 18 including a second, hydrodynamic bearing defined between a portion of the shaft and a portion of the sleeve and a second particle trap for receiving and entrapping particles which may exist in the lubricant proximate the second hydrodynamic bearing, the second particle trap including a second trap inlet having a substantially annular shaped channel which substantially encircles the shaft, the trap inlet being positioned so that the particles and lubricant exiting the second hydrodynamic bearing are forced directly into the trap by the centrifugal force caused by the relative rotation at the second hydrodynamic bearing.

### Claim 22

A method of entrapping particles which may exist in a hydrodynamic bearing assembly, the bearing assembly including a shaft, a sleeve including an opening for receiving at least a portion of the shaft, a lubricant positioned within the opening in the sleeve, and a hydrodynamic journal bearing defined between a portion of the shaft and a portion of the sleeve, the method including the steps of:
positioning a journal trap inlet of a journal particle trap mounted in the sleeve substantially adjacent to the journal bearing, the journal trap inlet being defined by a substantially annular shaped channel which substantially encircles the shaft, the channel being beveled, so that a width of the channel is smallest proximate to the trap inlet; and
imparting a centrifugal force upon the lubricant by rotating the sleeve relative to shaft, the centrifugal force tending to urge at least a portion of the lubricant and particles from proximate the journal bearing directly into the journal trap inlet wherein the particule trap, including the trap inlet, is defined by a substantially annular channel which is beveled, so that a width of the channel is smallest approximate to the trap inlet.