# US 5,708,741 A · Method and apparatus for coupling optical fibers to an optical integrated circuit > Agents: this data is available as JSON from the patentgrep API and MCP server — see https://patentgrep.com/llms.txt - Number: US 5,708,741 A - Document ID: US5708741A - Status: Granted - Kind: A - Application number: 08/580,419 - Filed: 1995-12-28 - Granted: 1998-01-13 - Earliest claimed: 1995-12-28 - Assignees: Lucent Technologies Inc. - Inventors: George Frank DeVeau - Web page: https://patentgrep.com/patent/US5708741A ## CPC - G02B 6/3839: {for a plurality of light guides} - G02B 6/30: for use between fibre and thin-film device - G02B 6/3636: {the mechanical coupling means being grooves (G02B6/3652 takes precedence)} - G02B 6/3652: {the additional structures being prepositioning mounting areas, allowing only movement in one dimension, e.g. grooves, trenches or vias in the microbench surface, i.e. self aligning supporting carriers} - G02B 6/3692: {with surface micromachining involving etching, e.g. wet or dry etching steps (surface micromachining involving subtractive techniques B81C1/00055)} - G02B 6/3854: {Ferrules characterised by materials} - G02B 6/3861: {Adhesive bonding (adhesives in general C09J)} - G02B: OPTICAL ELEMENTS, SYSTEMS OR APPARATUS ## Abstract This invention is directed to a apparatus for coupling an optical fiber end holder at houses an end portion of one or more optical fibers in a spaced arrangement, to respective optical waveguides coupled to an optical integrated circuit (OIC) housed in an OIC unit. The apparatus includes a bridge member situated to extend across an interface between end surfaces of the holder and the unit. The apparatus also includes a shim layer with a first side that contacts the bridge member and a second side that contacts portions of the holder and the unit adjacent their respective ends surfaces. The shim layer, when in its uncured, liquid state, allows the ends of the optical fibers and the optical waveguides exposed in the ends surfaces of the holder and unit, respectively, to be aligned. In its cured, sold state, the shim substance fixes the postional relationship of the holder and the unit relative to the bridge member and thus also fixes the alignment of the end of the optical fiber relative to the optical waveguides. Preferably, a refractive index matching substance is situated between the ends surfaces of the unit and holder. The index matching substance is preferably a material that can withstand high temperature and humidity conditions so that the interconnection assembly of this invention is reliable and durable compared to previously known devices, particularly those devices that use epoxy between an optical fiber and an optical waveguide of an OIC. ## Claims ### Claim 1 An apparatus for coupling at least one optical fiber to an optical integrated circuit (OIC), the apparatus comprising: an optical fibber array (OFA), housing an end portion of at least one optical fiber, and having an end surface at which the end of the at least one optical fiber is exposed and substantially flush with the end surface of OFA; an OIC assembly having an OIC with at least one integrated optical device and at least one integrated optical waveguide coupled to the at least one integrated optical device, the OIC assembly having an end surface at which the at least one optical waveguide is exposed and substantially flush with the end surface of the OIC assembly, the end surface of the OIC assembly arranged to oppose the end surface of the OFA; a bridge member positioned to overlap a portion of the OFA and a portion of the OIC assembly; and a shim layer in contact with a surface of the bridge member and in contact with respective surfaces of the OFA and the OIC assembly that are transverse to respective end surfaces of the OFA and the OIC assembly, the shim layer fixing the position of the OFA relative to the bridge member and the position of the OIC assembly relative to the bridge member so that the end of the optical fiber is substantially aligned with the end of the optical waveguide. ### Claim 2 (depends on 1) An apparatus as claimed in claim 1, further comprising: a refractive index matching substance disposed between and in contact with the end surfaces of the OFA and the OIC assembly, and having a refractive index substantially matched to respective refractive indices of the optical fiber and the optical waveguide. ### Claim 3 (depends on 2) An apparatus as claimed in claim 2, wherein the index matching substance is a curable substance having an uncured, liquid state to allow rough alignment of the ends of the optical fiber and the optical waveguide, and a cured state in which the index matching substance is tacky and adheres to the ends of the OIC assembly and the OFA, the index matching substance having a relatively low modulus of elasticity in its cured state to allow for free adjustment of the alignment of the optical fiber and optical waveguide ends. ### Claim 4 (depends on 2) An apparatus as claimed in claim 2, wherein the index matching substance is thermally curable and wherein the index matching substance is tacky and polymerized when cured. ### Claim 5 (depends on 1) An apparatus as claimed in claim 1, wherein the bridge member, the OFA and OIC assembly have substantially similar thermal coefficients of expansion. ### Claim 6 (depends on 1) An apparatus as claimed in claim 1, wherein the shim layer is composed of a curable substance with relatively little shrinkage between its uncured, liquid state and its cured, solid state that fixes the position of the OFA and OIC assembly relative to the bridge member. ### Claim 7 (depends on 6) An apparatus as claimed in claim 6, wherein the shim layer is filled with silica or silicon, and said curable substance is heat-curable and adhesive. ### Claim 8 (depends on 1) An apparatus as claimed in claim 1, wherein the shim layer adheres the bridge member to the OFA and OIC assembly. ### Claim 9 (depends on 1) An apparatus as claimed in claim 1, further comprising: a fast retention spring clamping together the OFA and the bridge member. ### Claim 10 (depends on 9) An apparatus as claimed in claim 9, further comprising: a second retention spring clamping together the OIC assembly and the bridge member. ### Claim 11 (depends on 1) An apparatus as claimed in claim 1, further comprising: a retention spring clamping together the OIC assembly and bridge member. ### Claim 12 (depends on 1) An apparatus as claimed in claim 1, further comprising: a protective tube inside of which the OFA, the OIC assembly and the bridge member are positioned so that the optical fiber extends out of an open end of the tube; an adhesive fixing the OFA, the OIC assembly and the bridge member in the protective tube; a sealant plug situated inside of the tube and enclosing the open end of the tube, the optical fiber extending through the sealant plug; a boot fixed to the end of the protective tube, the boot defining aperture through which the optical fiber extends, the boot confining the optical fiber to prevent overbending of the optical fiber; and an overmolding formed of plastic material surrounding and in contact with the boot and protective tube. ### Claim 13 (depends on 1) An apparatus as claimed in claim 1, wherein the OFA includes first and second parts and an adhesive that holds the first and second parts together, the end portion of the optical fiber being situated between the first and second parts. ### Claim 14 (depends on 13) An apparatus as claimed in claim 13, wherein the OIC assembly includes a substrate on which the OIC is formed, a protective plate joined to a side of the substrate on which the OIC is formed, and an adhesive situated between the substrate and the protective plate, that holds the substrate and the protective plate together. ### Claim 15 (depends on 1) An apparatus as claimed in claim 1, wherein the end surfaces of at least one of the OFA and the OIC assembly are beveled. ### Claim 16 (depends on 1) An apparatus as claimed in claim 1, wherein the end surfaces of the OIC assembly and the OFA are angled relative to a plane normal to the direction of travel of light between the respective ends of the optical fiber and the optical waveguide. ### Claim 17 An apparatus for coupling an optical fiber end holders, housing an end portion of at least one optical fiber, to an optical integrated circuit unit having at least one integrated optical device and at least one integrated optical waveguide coupled to the optical device, the apparatus comprising: a first bridge member situated to extend across an interface between an end surface of the holder and an end surface of the unit, the end surface of the holder exposing the end of the optical fiber which is substantially flush with the end surface of the holder, and the end of the unit exposing an end of the optical waveguide which is substantially flush with the end surface of the unit; and a first shim layer having a first side in contact with the first bridge member and a second side in contact with the holder and the unit, for fixing the position of holder and unit relative to the first bridge member so that the ends of the optical fiber and waveguide are substantially aligned. ### Claim 18 (depends on 17) An apparatus as claimed in claim 17, further comprising: a refractive index matching substance situated between and in contact with the end surfaces of the holder and unit, the index matching substance having a refractive index substantially similar to respective refractive indices of the optical fiber and waveguide. ### Claim 19 (depends on 17) An apparatus as claimed in claim 17, wherein the index matching substance is a curable substance having an uncured, liquid state to allow rough alignment of the ends of the optical fiber and the optical waveguide, and a cured, solid state in which the index matching substance is tacky and adheres to the ends of the unit and the holder, the index matching substance having a relatively low modulus of elasticity in its cured state to allow for fine adjustment of the alignment of the optical fiber and optical waveguide ends. ### Claim 20 (depends on 17) An apparatus as claimed in claim 17, wherein the first bridge member, the holder and the unit have substantially similar thermal coefficients of expansion. ### Claim 21 (depends on 17) An apparatus as claimed in claim 17, wherein the first shim layer adheres the first bridge member to the holder and the unit. ### Claim 22 (depends on 17) An apparatus as claimed in claim 17, further comprising: a first retention spring clamping together the holder and the first bridge member. ### Claim 23 (depends on 22) An apparatus as claimed in claim 22, further comprising: a second retention spring clamping together the unit and the first bridge member. ### Claim 24 (depends on 17) An apparatus as claimed in claim 17, further comprising: a retention spring clamping together the holder and the first bridge member. ### Claim 25 (depends on 17) An apparatus as claimed in claim 17, wherein the end surfaces of at least one of the holder and the unit are beveled. ### Claim 26 (depends on 17) An apparatus as claimed in claim 17, wherein the end surfaces of the holder and the unit are angled with respect to a plane normal to a direction of travel of light between the end surfaces of the holder and the unit. ### Claim 27 (depends on 17) An apparatus as claimed in claim 17, further comprising: a second bridge member situated to extend across the end surface of the holder and the end surface of the unit; and a second shim layer having a first side in contact with the second bridge member, and a second side in contact with respective potions of the holder and the unit different from the respective potions of the holder and the unit contacted by the first shim layer. ### Claim 28 (depends on 27) An apparatus as claimed in claim 27, further comprising: a first retention spring in contact with the first and second bridge members on one side of the interface. ### Claim 29 (depends on 28) An apparatus as claimed in claim 28, further comprising: a second retention spring in contact with the first and second bridge members on the other side of the interface.