# US 5,708,070 A · Silicone emulsions which crosslink by Michael addition reactions

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- Number: US 5,708,070 A
- Document ID: US5708070A
- Status: Granted
- Kind: A
- Application number: 08/575,315
- Filed: 1995-12-20
- Granted: 1998-01-13
- Earliest claimed: 1995-12-20
- Assignees: Dow Corning Corporation
- Inventors: Eric Jude Joffre; Donald Taylor Liles; David Logan Murray; Anthony Revis
- Web page: https://patentgrep.com/patent/US5708070A

## CPC

- C08J 3/26: of latex
- C08L 83/06: containing silicon bound to oxygen-containing groups (C08L83/12 takes precedence)
- C08L 83/08: containing silicon bound to organic groups containing atoms other than carbon, hydrogen and oxygen
- C08J 2383/04: Polysiloxanes
- C08J: WORKING-UP; GENERAL PROCESSES OF COMPOUNDING; AFTER-TREATMENT NOT COVERED BY SUBCLASSES C08B, C08C, C08F, C08G or C08H (working, e.g. shaping, of plastics B29)
- C08L: COMPOSITIONS OF MACROMOLECULAR COMPOUNDS (compositions based on polymerisable monomers C08F, C08G; artificial filaments or fibres D01F; textile treating compositions D06)

## Abstract

An aqueous silicone emulsion which crosslinks by a Michael addition reaction, yielding a cured composition upon removal of the water has been prepared. The aqueous silicone emulsion comprises the product formed by mixing an organosiloxane polymer containing at least two Michael acceptor groups per organosiloxane molecule, water, a surfactant and an effective amount of a crosslinker having sufficient reactive hydrogens of a Michael donor per crosslinker molecule. The invention also describes a method for making these silicone emulsions.

## Claims

### Claim 1

An aqueous silicone emulsion which crosslinks by a Michael addition reaction, yielding a cured composition upon removal of water, the silicone emulsion comprising the product formed by mixing
(A) an organosiloxane polymer having the general formula ##STR3## where R is individually selected from the group consisting of hydrogen, 3,3,3-trifluoropropyl radicals and monovalent hydrocarbon radicals having from 1 to 15 carbon atoms;
L is individually selected from the group consisting of hydrogen, a hydroxyl group, and a hydrolyzable group;
Q is an acceptor group individually selected from the group consisting of CH.sub.2 .dbd.CR.sup.1 COR.sup.2 --, CH.sub.2 .dbd.CR.sup.1 COOR.sup.2 --, CH.sub.2 .dbd.CR.sup.1 CONHR.sup.2 -- and CH.sub.2 .dbd.CR.sup.1 CR.sup.1 .dbd.CR.sup.2 --, where R.sup.1 is individually selected from the group consisting of hydrogen and monovalent, aliphatic hydrocarbon radicals having from 1 to 15 carbon atoms and R.sup.2 is individually selected from the group consisting of divalent hydrocarbon radicals having from 2 to 15 carbon atoms;
x and x' are each positive integers from 0 to 3;
y and y' are each positive integers from 0 to 3;
z and z' are each positive integers from 0 to 3;
x+y+z=3; x'+y'+z'=3;
a is a positive integer from 0 to 10,000;
b is a positive integer from 0 to 10,000;
c is a positive integer from 0 to 20,000;
d is a positive integer from 0 to 10,000;
e is a positive integer from 0 to 10,000;
provided, a+b+c.gtoreq.100 or d+e>3, and provided further, that there are at least 2 acceptor groups per organosiloxane polymer molecule;
(B) water;
(C) a surfactant; and
(D) an effective amount of a crosslinker having sufficient reactive hydrogens per crosslinker molecule or a precursor thereto, the reactive hydrogens being covalently bonded to a nitrogen or sulfur atom of a donor group individually selected from the group consisting of --SH, --NH.sub.2 and --NHR.sup.3, where R.sup.3 is individually selected from the group consisting of monovalent hydrocarbon radicals having from 1 to 15 carbon atoms.

### Claim 2 (depends on 1)

The silicone emulsion of claim 1 and further comprising a filler.

### Claim 3 (depends on 1)

The silicone emulsion of claim 1, wherein the effective amount of crosslinker is an amount providing at least a stoichiometric equivalent of reactive hydrogens relative to the acceptor groups on the organosiloxane polymer.

### Claim 4 (depends on 3)

The silicone emulsion of claim 3, wherein R is a methyl radical; L is a hydroxyl group; Q is CH.sub.2 .dbd.CR.sup.1 COOR.sup.2 -- where R.sup.1 is hydrogen and R.sup.2 is a propylene radical; x and x' are each 0 or 1; y and y' are each 1 or 2; z and z' are each 0 or 1; b, d and e are 0; the crosslinker is selected from the group consisting of siliconates having the formula (M.sup.+ O.sup.-).sub.m Si(OH).sub.3-m R' or (M.sup.+ O.sup.-).sub.n Si(OH).sub.2-n R'R", where M is individually selected from alkali metal cations, a phosphonium group or an ammonium group, R' is individually selected from the group consisting of divalent hydrocarbon radicals having from 3 to 8 carbon atoms 1 valence attached to the silicon atom and 1 valence attached to a NH.sub.2 or NHR.sup.3 group, where R.sup.3 is as defined above, R" is a monovalent hydrocarbon radical having 1 to 8 carbon atoms, m is a whole or fractional number from 0.1 to 3 and n is a whole or fractional number from 0.1 to 2, (CH.sub.3 O).sub.2 SiCH.sub.3 (CH.sub.2).sub.3 SH and H.sub.2 NCHCH.sub.3 CH.sub.2 (OCH.sub.2 CHCH.sub.3).sub.3 NH.sub.2 ; acceptor groups comprise 0.1 to 10 percent by weight of the organosiloxane polymer and the effective amount of crosslinker is an amount providing a stoichiometric excess of reactive hydrogens relative to the acceptor groups on the organosiloxane polymer.

### Claim 5 (depends on 4)

The silicone emulsion of claim 4, wherein the crosslinker is a siliconate having the formula (M.sup.+ O.sup.-).sub.n Si(OH).sub.2-n R'R", where M is Na.sup.+ or K.sup.+, R' is an aminopropylene group; R" is a methyl radical and n is from 0.5 to 1.

### Claim 6 (depends on 5)

The silicone emulsion of claim 5, wherein x and x' are each 1; y and y' are each 1; z and z' are each 1; a=0; c is at least 150; there are at least 3 reactive hydrogens per crosslinker molecule; the crosslinker is NaO(OH)SiCH.sub.3 (CH.sub.2).sub.3 NH.sub.2 or KO.sub.0.5 (HO).sub.1.5 SiCH.sub.3 (CH.sub.2).sub.3 NH.sub.2 ; acceptor groups comprise 0.5 to 2 percent by weight of the organosiloxane polymer and the effective amount of crosslinker is an amount providing about a 2 to 20 fold stoichiometric excess of reactive hydrogens relative to the acceptor groups on the organosiloxane polymer.

### Claim 7 (depends on 6)

The aqueous silicone emulsion of claim 6 and further comprising a filler.

### Claim 8

An aqueous silicone emulsion which crosslinks by a Michael addition reaction, yielding a cured composition upon removal of water, comprising:
(A) a dispersed phase comprising an organosiloxane polymer having the general formula ##STR4## where R is individually selected from the group consisting of hydrogen, 3,3,3-trifluoropropyl radicals and monovalent hydrocarbon radicals having from 1 to 15 carbon atoms;
L is individually selected from the group consisting of hydrogen, a hydroxyl group, and a hydrolyzable group;
Q is an acceptor group individually selected from the group consisting of CH.sub.2 .dbd.CR.sup.1 COR.sup.2 --, CH.sub.2 .dbd.CR.sup.1 COOR.sup.2 --, CH.sub.2 .dbd.CR.sup.1 CONHR.sup.2 -- and CH.sub.2 .dbd.CR.sup.1 CR.sup.1 .dbd.CR.sup.2 --, where R.sup.1 is individually selected from the group consisting of hydrogen and monovalent, aliphatic hydrocarbon radicals having from 1 to 15 carbon atoms and R.sup.2 is individually selected from the group consisting of divalent hydrocarbon radicals having from 2 to 15 carbon atoms;
x and x' are each positive integers from 0 to 3;
y and y' are each positive integers from 0 to 3;
z and z' are each positive integers from 0 to 3;
x+y+z=3; x'+y'+z'=3;
a is a positive integer from 0 to 10,000;
b is a positive integer from 0 to 10,000;
c is a positive integer from 0 to 20,000;
d is a positive integer from 0 to 10,000;
e is a positive integer from 0 to 10,000;
provided, a+b+c.gtoreq.100 or d+e>3, and provided further, that there are at least 2 acceptor groups per organosiloxane polymer molecule;
(B) a continuous water phase;
(C) a surfactant; and
(D) an effective amount of a crosslinker having sufficient reactive hydrogens per crosslinker molecule or a precursor thereto, the reactive hydrogens being covalently bonded to a nitrogen or sulfur atom of a donor group individually selected from the group consisting of --SH, --NH.sub.2 and --NHR.sup.3, where R.sup.3 is individually selected from the group consisting of monovalent hydrocarbon radicals having from 1 to 15 carbon atoms, the crosslinker being present in the continuous water phase or as a second dispersed phase separate from the dispersed phase containing the organosiloxane polymer, yielding a cured composition upon the removal of water.

### Claim 9 (depends on 8)

The silicone emulsion of claim 8 and further comprising a filler.

### Claim 10 (depends on 8)

The silicone emulsion of claim 8, wherein the crosslinker is present in the continuous water phase and the effective amount of crosslinker is an amount providing at least a stoichiometric equivalent of reactive hydrogens relative to the acceptor groups on the organosiloxane polymer.

### Claim 11 (depends on 10)

The silicone emulsion of claim 10, wherein R is a methyl radical; L is a hydroxyl group; Q is CH.sub.2 .dbd.CR.sup.1 COOR.sup.2 -- where R.sup.1 is hydrogen and R.sup.2 is a propylene radical; x and x' are each 0 or 1; y and y' are each 1 or 2; z and z' are each 0 or 1; b, d and e are 0; the crosslinker is selected from the group consisting of siliconates having the formula (M.sup.+ O.sup.-).sub.m Si(OH).sub.3-m R' or (M.sup.+ O.sup.-).sub.n Si(OH).sub.2-n R'R", where M is individually selected from alkali metal cations, a phosphonium group or an ammonium group; R' is individually selected from the group consisting of divalent hydrocarbon radicals having from 3 to 8 carbon atoms 1 valence attached to the silicon atom and 1 valence attached to a NH.sub.2 or NHR.sup.3 group where R.sup.3 is as defined above, R" is a monovalent hydrocarbon radical having 1 to 8 carbon atoms, m is a whole or fractional number from 0.1 to 3 and n is a whole or fractional number from 0.1 to 2, (CH.sub.3 O).sub.2 SiCH.sub.3 (CH.sub.2).sub.3 SH and H.sub.2 NCHCH.sub.3 CH.sub.2 (OCH.sub.2 CHCH.sub.3).sub.3 NH.sub.2 ; acceptor groups comprise 0.1 to 10 percent by weight of the organosiloxane polymer and the effective amount of crosslinker is an amount providing a stoichiometric excess of reactive hydrogens relative to the acceptor groups on the organosiloxane polymer.

### Claim 12 (depends on 11)

The silicone emulsion of claim 11, wherein the crosslinker is a siliconate having the formula (M.sup.+ O.sup.-).sub.n Si(OH).sub.2-n R'R", where M is Na.sup.+ or K.sup.+, is an aminopropylene group, R" is a methyl radical and n is from 0.5 to 1.

### Claim 13 (depends on 12)

The silicone emulsion of claim 12, wherein x and x' are each 1; y and y' are each 1; z and z' are each 1; a=0; c is at least 150; there are at least 3 reactive hydrogens per crosslinker molecule; the crosslinker is NaO(OH)SiCH.sub.3 (CH.sub.2).sub.3 NH.sub.2 or KO.sub.0.5 (HO).sub.1.5 SiCH.sub.3 (CH.sub.2).sub.3 NH.sub.2 ; acceptor groups comprise 0.5 to 2 percent by weight of the organosiloxane polymer and the effective amount of crosslinker is an amount providing about a 2 to 20 fold stoichiometric excess of reactive hydrogens relative to the acceptor groups on the organosiloxane polymer.

### Claim 14 (depends on 13)

The aqueous silicone emulsion of claim 13 and further comprising a filler.

### Claim 15

A method of preparing an aqueous silicone emulsion which crosslinks by a Michael addition reaction, yielding a cured composition upon removal of water, comprising:
(A) a dispersed phase comprising an organosiloxane polymer having the general formula ##STR5## where R is individually selected from the group consisting of hydrogen, 3,3,3-trifluoropropyl radicals and monovalent hydrocarbon radicals having from 1 to 15 carbon atoms;
L is individually selected from the group consisting of hydrogen, a hydroxyl group, and a hydrolyzable group;
Q is an acceptor group individually selected from the group consisting of CH.sub.2 .dbd.CR.sup.1 COR.sup.2 --, CH.sub.2 .dbd.CR.sup.1 COOR.sup.2 --, CH.sub.2 .dbd.CR.sup.1 ONHR.sup.2 -- and CH.sub.2 .dbd.CR.sup.1 CR.sup.1 .dbd.CR.sup.2 --, where R.sup.1 is individually selected from the group consisting of hydrogen and monovalent, aliphatic hydrocarbon radicals having from 1 to 15 carbon atoms and R.sup.2 is individually selected from the group consisting of divalent hydrocarbon radicals having from 2 to 15 carbon atoms;
x and x' are each positive integers from 0 to 3;
y and y' are each positive integers from 0 to 3;
z and z' are each positive integers from 0 to 3;
x+y+z=3; x'+y'+z'=3;
a is a positive integer from 0 to 10,000;
b is a positive integer from 0 to 10,000;
c is a positive integer from 0 to 20,000;
d is a positive integer from 0 to 10,000;
e is a positive integer from 0 to 10,000;
provided, a+b+c.gtoreq.100 or d+e>3, and provided further, that there are at least 2 acceptor groups per organosiloxane polymer molecule;
(B) a continuous water phase;
(C) a surfactant; and
(D) an effective amount of a crosslinker having sufficient reactive hydrogens per crosslinker molecule or a precursor thereto, the reactive hydrogens being covalently bonded to a nitrogen or sulfur atom of a donor group individually selected from the group consisting of --SH, --NH.sub.2 and --NHR.sup.3 where R.sup.3 is individually selected from the group consisting of monovalent hydrocarbon radicals having from 1 to 15 carbon atoms, the crosslinker being present in the continuous water phase or as a second dispersed phase separate from the dispersed phase containing the organosiloxane polymer, yielding a cured composition upon the removal of water.

### Claim 16 (depends on 15)

The method of claim 15 and further comprising the step of adding a filler.

### Claim 17 (depends on 15)

The method of claim 15, wherein the crosslinker is present in the continuous water phase and the effective amount of crosslinker is an amount providing at least a stoichiometric equivalent of reactive hydrogens relative to the acceptor groups on the organosiloxane polymer.

### Claim 18 (depends on 17)

The method of claim 17, wherein R is a methyl radical; L is a hydroxyl group; Q is CH.sub.2 .dbd.CR.sup.1 COOR.sup.2 -- where R.sup.1 is hydrogen and R.sup.2 is a propylene radical; x and x' are each 0 or 1; y and y' are each 1 or 2; z and z' are each 0 or 1; b, d and e are 0; the crosslinker is selected from the group consisting of siliconates having the formula (M.sup.+ O.sup.-).sub.m Si(OH).sub.3-m R' or (M.sup.+ O.sup.-).sub.n Si(OH).sub.2-n R'R", where M is individually selected from alkali metal cations, a phosphonium group or an ammonium group, R' is individually selected from the group consisting of divalent hydrocarbon radicals having from 3 to 8 carbon atoms having 1 valence attached to the silicon atom and 1 valence attached to a NH.sub.2 or NHR.sup.3 group where R.sup.3 is as defined above, R" is a monovalent hydrocarbon radical having 1 to 8 carbon atoms, m is a whole or fractional number from 0.1 to 3 and n is a whole or fractional number from 0.1 to 2, (CH.sub.3 O).sub.2 SiCH.sub.3 (CH.sub.2).sub.3 SH and H.sub.2 NCHCH.sub.3 CH.sub.2 (OCH.sub.2 CHCH.sub.3).sub.3 NH.sub.2 ; acceptor groups comprise 0.1 to 10 percent by weight of the organosiloxane polymer and the effective amount of crosslinker is an amount providing a stoichiometric excess of reactive hydrogens relative to the acceptor groups on the organosiloxane polymer.

### Claim 19 (depends on 18)

The method of claim 18, wherein the crosslinker is a siliconate having the formula (M.sup.+ O.sup.-).sub.n Si(OH).sub.2-n R'R", where M is Na.sup.+ or K.sup.+, R' is an aminopropylene group, R" is a methyl radical and n is from 0.5 to 1.

### Claim 20 (depends on 19)

The method of claim 19, wherein x and x' are each 1; y and y' are each 1; z and z' are each 1; a=0; c is at least 150; there are at least 3 reactive hydrogens per crosslinker molecule; the crosslinker is NaO(OH)SiCH.sub.3 (CH.sub.2).sub.3 NH.sub.2 or KO.sub.0.5 (HO).sub.1.5 SiCH.sub.3 (CH.sub.2).sub.3 NH.sub.2 ; acceptor groups comprise 0.5 to 2 percent by weight of the organosiloxane polymer and the effective amount of crosslinker is an amount providing about a 2 to 20 fold stoichiometric excess of reactive hydrogens relative to the acceptor groups on the organosiloxane polymer.

### Claim 21 (depends on 20)

The method of claim 20 and further comprising the step of adding a filler.