# US 5,705,553 A · Copolymers containing carboxyl groups in aqueous dispersion form or redispersible powder form and their water-soluble salts, processes for their preparation and their use as thickeners in aqueous formulations

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- Number: US 5,705,553 A
- Document ID: US5705553A
- Status: Granted
- Kind: A
- Application number: 08/555,878
- Filed: 1995-11-13
- Granted: 1998-01-06
- Earliest claimed: 1993-05-29
- Assignees: Hoechst Aktiengesellschaft
- Inventors: Rolf Kuropka
- Web page: https://patentgrep.com/patent/US5705553A

## CPC

- C04B 24/383: {Cellulose or derivatives thereof}
- C04B 24/2641: {Polyacrylates; Polymethacrylates}
- C04B 24/2688: {Copolymers containing at least three different monomers}
- C08F 8/44: Preparation of metal salts or ammonium salts
- C08F 261/04: on to polymers of vinyl alcohol
- C09D 7/43: Thickening agents
- C09K 3/00: Materials not provided for elsewhere
- C09K 8/24: Polymers
- C08L 33/02: Homopolymers or copolymers of acids; Metal or ammonium salts thereof
- C08L 33/04: Homopolymers or copolymers of esters {(C08L43/04 takes precedence)}
- C04B: LIME, MAGNESIA; SLAG; CEMENTS; COMPOSITIONS THEREOF, e.g. MORTARS, CONCRETE OR LIKE BUILDING MATERIALS; ARTIFICIAL STONE {(roofing granules E04D7/005)}; CERAMICS (devitrified glass-ceramics C03C10/00); REFRACTORIES; TREATMENT OF NATURAL STONE
- C08F: MACROMOLECULAR COMPOUNDS OBTAINED BY REACTIONS ONLY INVOLVING CARBON-TO-CARBON UNSATURATED BONDS
- C09D: COATING COMPOSITIONS, e.g. PAINTS, VARNISHES OR LACQUERS; FILLING PASTES; CHEMICAL PAINT OR INK REMOVERS; INKS; CORRECTING FLUIDS; WOODSTAINS; PASTES OR SOLIDS FOR COLOURING OR PRINTING; USE OF MATERIALS THEREFOR (cosmetics A61K; processes for applying liquids or other fluent materials to surfaces, in general, B05D; staining wood B27K5/02; glazes or vitreous enamels C03C; natural resins, French polish, drying-oils, driers, turpentine, per se, C09F; polishing compositions other than French polish, ski waxes C09G; adhesives or use of materials as adhesives C09J; materials for sealing or packing joints or covers C09K3/10; materials for stopping leaks C09K3/12; processes for the electrolytic or electrophoretic production of coatings C25D)
- C09K: MATERIALS FOR MISCELLANEOUS APPLICATIONS, NOT PROVIDED FOR ELSEWHERE
- C08L: COMPOSITIONS OF MACROMOLECULAR COMPOUNDS (compositions based on polymerisable monomers C08F, C08G; artificial filaments or fibres D01F; textile treating compositions D06)

## Abstract

Copolymers containing carboxyl groups in aqueous dispersion form or redispersible powder form and their water-soluble salts, based on ethylenically unsaturated and copolymerizable monomers, the macro-molecules of which contain at least 24% by weight of monomer units carrying carboxyl groups prepared, by emulsion copolymerization initiated by free radicals in the presence of polyvinyl alcohol (PVA) or polyvinylpyrrolidone (PVP) dissolved in the aqueous phase and isolation of the copolymers in aqueous dispersion form, and optionally subsequent removal of water by spray drying to obtain redispersible copolymer powders and processes for their preparation and their use as thickeners in aqueous formulations which copolymers, by conversion into their water-soluble salt forms, are useful as thickening agents having a surprisingly advantageous rheology-modifying action in aqueous systems.

## Claims

### Claim 1

A copolymer based on ethylenically unsaturated monomers which can undergo free radical copolymerization, the macromolecules of which contain monomer units carrying carboxyl groups prepared by emulsion copolymerization initiated by free radicals in the presence of water-soluble polyvinyl alcohol (PVAL) or other water-soluble organic protective colloids, and are in an aqueous dispersion form having a solids content of 10 to 50% by weight or in dried redispersible powder form, and optionally some or all of the carboxyl groups of the copolymer are in a water-soluble salt form, having a thickening and rheology-modifying action in aqueous media, wherein the copolymer comprises, in each case based on the copolymer,
a) 5 to 15% by weight of constituents comprising water-soluble polyvinyl alcohol (PVA) grafted during copolymer formation, or mixtures of at least 50% by weight based on the mixture, of water-soluble PVA grafted during copolymer formation and at least one of the components selected from the group consisting of:
1) a water-soluble cellulose,
2) water-soluble polymers of N-vinylamide compounds optionally grafted during copolymer formation,
3) water-soluble homopolymeric, copolymeric or block copolymeric polyalkylene oxides and
4) water-soluble polyvinyl alcohols modified by isocyanate compounds or acetoacetoxylated, or
a.sub.1) instead of component a), 5 to 15% by weight of constituents comprising water-soluble polyvinyl-pyrrolidone (PVP) grafted during copolymer formation, and
b) 24 to 64% by weight of monomer units comprising ethylenically unsaturated monomers carrying carboxyl groups, and
c) 30 to 69% by weight of monomer units comprising methacrylic acid esters or acrylic acid esters of aliphatic alcohols of 1 to 22 carbon atoms, and
d) 0.1 to 20% by weight of monomer units comprising ethylenically unsaturated comonomers which differ from components b) and c) and
e) 0.1 to 15% by weight of monomer units comprising ethylenically unsaturated surface-active comonomers, and
f) 0.01 to 2% by weight of monomer units comprising polyethylenically unsaturated comonomers, and
g) 0.1 to 1.5% by weight of molecular weight regulators and the copolymer, in its acid form or its partial salt form, is in the form of an aqueous dispersion or a dried redispersible powder, or when, in its water-soluble partial or complete salt form, is in the form of an aqueous solution or an aqueous gel or a dried water-soluble powder.

### Claim 2 (depends on 1)

A copolymer of claim 1, which is in a water-soluble or colloidally dispersible in water form and is partly or completely neutralized with an alkali metal base, alkaline earth metal base or ammonium base.

### Claim 3 (depends on 1)

A copolymer of claim 1 wherein 1) the water-soluble cellulose is selected from the group consisting of hydroxyethyl cellulose, carboxymethyl cellulose, carboxymethylhydroxy cellulose and methyl hydroxy cellulose, 2) the water-soluble polymer of N-vinylamide compound is polyvinylpyrrolidone, 3) the water-soluble polymeric polyalkylene oxides are at least one member selected from the group consisting of ethylene oxide and propylene oxide.

### Claim 4 (depends on 1)

A copolymer of claim 1 wherein component d) is selected from the group consisting of vinyl esters of 3 to 24 carbon atoms, vinyl aromatics, ethylenically unsaturated nitriles, (C.sub.1 to C.sub.22)-alkyl esters of ethylenically unsaturated mono carboxylic acids and dicarboxylic acids and ethylenically unsaturated sulfonic acids and sulfonic acid derivatives, the component e) is a surface active crotonic acid ester, the component f) is selected from the group consisting of divinylbenzene, diallyl phthalate, butanediol diacrylate and butanediol dimethacrylate and the component g) is selected from the group consisting of dodecylmercaptan, thiophenol derivatives, tetrakis mercapto acetyl pentaerythritol, carbon tetrachloride and bromo tricholormethane.

### Claim 5 (depends on 2)

A copolymer of claim 2 wherein the neutralization is effected with a sodium or potassium base, ammonia or morpholine.

### Claim 6 (depends on 1)

An aqueous dispersion thickened with a copolymer of claim 1.

### Claim 7 (depends on 1)

A method of thickening an aqueous dispersion comprising forming an aqueous dispersion of a copolymer of claim 1 in its acid form in an amount sufficient to thicken the aqueous dispersion and adding a base to the resulting mixture to at least partially neutralize the acid form of the copolymer to form a salt thereof which is soluble or colloidally dispersible or gel forming in water.

### Claim 8 (depends on 1)

A composition selected from the group consisting of emulsion paints, emulsion gloss paints, emulsion scumbles, textile printing pastes and paper printing pastes, biocidal active compound dispersions for plant protection and pest control, liquid fertilizers, emulsion cleaners, pickling pastes, defrosting agents, cosmetic formulations, cement, lime and gypsum plaster mortars, concrete and drilling flushing agents for deep bores thickened with a copolymer of claim 1.

### Claim 9 (depends on 1)

A copolymer of claim 1 wherein the amount of component b) is 24.37% by weight.

### Claim 10 (depends on 1)

A copolymer of claim 1 wherein the amount of component b) is about 25% by weight.

### Claim 11

A copolymer based on ethylenically unsaturated monomers which can undergo free radical copolymerization, the macromolecules of which contain monomer units carrying carboxyl groups prepared by emulsion copolymerization initiated by free radicals in the presence of water-soluble polyvinyl alcohol (PVAL) or other water-soluble organic protective colloids, and anionic emulsifiers selected from the group consisting of alkyl sulfates, alkyl sulfonates, alkylaryl sulfonates, alkali metal salts and ammonium salts of alkyl and alkylaryl mono and polyglycol ether sulfates or nonionic emulsifiers selected from the group consisting of oxyethylated fatty alcohols and oxyethylated alkylphenols and are in an aqueous dispersion form having a solids content of 10 to 50% by weight or in dried redispersible powder form, and optionally some or all of the carboxyl groups of the copolymer are in a water-soluble salt form, having a thickening and rheology-modifying action in aqueous media, wherein the copolymer comprises, in each case based on the copolymer,
a) 5 to 15% by weight of constituents comprising water-soluble polyvinyl (PVA) grafted during copolymer formation, or mixtures of at least 50% by weight based on the mixture, of water-soluble PVA grafted during copolymer formation and at lest one of the components selected from the group consisting of:
1) a water-soluble cellulose,
2) water-soluble polymers of N-vinylamide compounds optionally grafted during copolymer formation,
3) water-soluble homopolymeric, copolymeric or block copolymeric polyalkylene oxides and
4) water-soluble polyvinyl alcohols modified by isocyanate compounds or acetoacetoxylated, or
a.sub.1) instead of component a), 5 to 15% by weight of constituents comprising water-soluble polyvinyl-pyrrolidone (PVP) grafted during copolymer formation, and
b) 24 to 64% by weight of monomer units comprising ethylenically unsaturated monomers carrying carboxyl groups, and
c) 30 to 69% by weight of monomer units comprising methacrylic acid esters or acrylic acid esters of aliphatic alcohols of 1 to 22 carbon atoms, and
d) 0.1 to 20% by weight of monomer units comprising ethylenically unsaturated comonomers which differ from components b) and c) and
e) 0.1 to 15% by weight of monomer units comprising ethylenically unsaturated surface-active comonomers, and
f) 0.01 to 2% by weight of monomer units comprising polyethylenically unsaturated comonomers, and
g) 0.1 to 1.5% by weight of molecular weight regulators and the copolymer, in its acid form or its partial salt form, is in the form of an aqueous dispersion or a dried redispersible powder, or when, in its water-soluble partial or complete salt form, is in the form of an aqueous solution or an aqueous gel or a dried water-soluble powder.

### Claim 12 (depends on 1)

A process for the preparation of a copolymer of claim 1 comprising free radical copolymerization of ethylenically unsaturated copolymerizable compounds in an aqueous medium at a temperature of 5.degree. to 100.degree. C., co-using water-soluble polyvinyl alcohol (PVA) or other water-soluble organic protective colloids dissolved in the aqueous medium initially introduced into the reaction vessel in the presence of polymerization initiators which form the free radicals, emulsifiers, further protective colloids and molecular weight regulators, and optionally subsequent at least partial neutralization of the free acid groups of the copolymer and isolation of the copolymer as aqueous dispersion or as aqueous solution, or after removal of the water content, as water-dispersible or water-soluble powder, wherein a) to g) or a.sub.1) to g) are employed in the following amounts based on their total amount without the water content,
a) 5 to 15% by weight of constituents comprising water-soluble polyvinyl (PVA) grafted during copolymer formation, or mixtures of at least 50% by weight based on the mixture, of water-soluble PVA grafted during copolymer formation and at least one of the components selected from the group consisting of:
1) a water-soluble cellulose,
2) water-soluble polymers of N-vinylamide compounds optionally grafted during copolymer formation,
3) water-soluble homopolymeric, copolymeric or block copolymeric polyalkylene oxides and
4) water-soluble polyvinyl alcohols modified by isocyanate compounds or acetoacetoxylated, or
a.sub.1) instead of component a), 5 to 15% by weight of constituents comprising water-soluble polyvinyl-pyrrolidone (PVP) grafted during copolymer formation, and
b) 24 to 64% by weight of monomer units comprising ethylenically unsaturated monomers carrying carboxyl groups, and
c) 30 to 69% by weight of monomer units comprising methacrylic acid esters or acrylic acid esters of aliphatic alcohols of 1 to 22 carbon atoms, and
d) 0.1 to 20% by weight of monomer units comprising ethylenically unsaturated comonomers which differ from components b) and c) and
e) 0.1 to 15% by weight of monomer units comprising ethylenically unsaturated surface-active comonomers, and
f) 0.01 to 2% by weight of monomer units comprising polyethylenically unsaturated comonomers, and
g) 0.1 to 1.5% by weight of molecular weight regulators, wherein the aqueous medium a) or a.sub.1) containing PVA or PVP, to which anionic and optionally nonionic emulsifiers and further protective colloids and polymerization initiators which form free radicals furthermore are added, is initially introduced into a stirred reactor at the polymerization temperature, components b) to g) being metered in separately or as a mixture or as an aqueous emulsion in the required amounts according to the progress of the polymerization and optionally in several successive stages, optionally together with further portions of the polymerization initiators and optionally further emulsifier portions, it also being possible for water-soluble starting monomers to be at least partly dissolved in the aqueous initial mixture, the copolymerization reaction is brought to completion to form an aqueous copolymer dispersion and the copolymer is isolated in its acid form as an aqueous dispersion having a solids content of 10 to 50% by weight, based on the aqueous dispersion, or optionally the dispersion is converted into a dry redispersible copolymer powder by removal of water or optionally the dispersion is at least partly neutralized by addition of basic compounds, and optionally is converted into dry, partly or completely neutralized water-soluble or colloidally water-soluble copolymer powders by removal of water.

### Claim 13

A copolymer based on ethylenically unsaturated monomers which can undergo free radical copolymerization, the macromolecules of which contain monomer units carrying carboxyl groups prepared by emulsion copolymerization initiated by free radicals in the presence of water-soluble polyvinyl alcohol (PVAL) or other water-soluble organic protective colloids, and are in an aqueous dispersion form having a solids content of 10 to 50% by weight or in dried redisperible powder form, and optionally some or all of the carboxyl groups of the copolymer are a water-soluble salt form, having a thickening and rheology-modifying action in aqueous media, wherein the copolymer consisting essentially of, in each case based on the copolymer,
a) 5 to 15% by weight of constituents comprising
water-soluble polyvinyl alcohol (PVA) grafted during copolymer formation, or mixtures of at least 50% by weight based on the mixture, of water-soluble PVA grafted during copolymer formation, and at least one of the components selected from the group consisting of:
1) a water soluble cellulose,
2) water-soluble polymers of N-vinylamide compounds optionally grated during copolymer formation,
3) water-soluble homopolymeric, copolymeric or block copolymeric polyalkylene oxides and
4) water-soluble polyvinyl alcohols modified by isocyanate compounds or acetoacetoxylated, or
a.sub.1) instead of component a), 5 to 15% by weight of constituents comprising water-soluble polyvinyl-pyrrolidone (PVP) grafted during copolymer formation, and
b) 24 to 64% by weight of monomer units comprising ethylenically unsaturated monomers carrying carboxyl groups, and
c) 30 to 69% by weight of monomer units comprising methacrylic acid esters or acrylic acid esters of aliphatic alcohols of 1 to 22 carbon atoms, and
d) 0.1 to 20% by weight of monomer units comprising ethylenically unsaturated comonomers which differ from components b) and c) and
e) 0.1 to 15% by weight of monomer units comprising ethylenically unsaturated surface-active comonomers, and
f) 0.01 to 2% by weight of monomer units comprising polyethylenically unsaturated comonomers, and
g) 0.1 to 1.5% by weight of molecular weight regulators and the copolymer, in its acid form or its partial salt form, is in the form of an aqueous dispersion or a dried redispersible powder, or when, in its water-soluble partial or complete salt form, is in the form of an aqueous solution or an aqueous gel or a dried water-soluble powder.