# US 5,348,870 A · Optically active compounds having plural chiral centers and production thereof

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- Number: US 5,348,870 A
- Document ID: US5348870A
- Status: Granted
- Kind: A
- Application number: 08/035,889
- Filed: 1993-03-23
- Granted: 1994-09-20
- Earliest claimed: 1989-11-14
- Assignees: Chisso Corporation
- Inventors: Kazutoshi Miyazawa; Naoyuki Yoshida
- Web page: https://patentgrep.com/patent/US5348870A

## CPC

- C12P 41/004: {by esterification of alcohol- or thiol groups in the enantiomers or the inverse reaction}
- C07D 319/06: not condensed with other rings
- C12P 7/62: Carboxylic acid esters
- Y10S 435/822: using bacteria or actinomycetales
- Y10S 435/911: using fungi
- C12P: FERMENTATION OR ENZYME-USING PROCESSES TO SYNTHESISE A DESIRED CHEMICAL COMPOUND OR COMPOSITION OR TO SEPARATE OPTICAL ISOMERS FROM A RACEMIC MIXTURE {(brewing of beer C12C; producing vinegar C12J; producing specific peptides or proteins C07K; producing enzymes C12N9/00; DNA or RNA concerning genetic engineering, vectors, e.g. plasmids, or their isolation, preparation or purification C12N15/00; measuring or testing processes involving enzymes or microorganisms C12Q; measuring or testing processes involving nucleic acid amplification reactions C12Q1/6844; fermentation processes to form a food composition, A21 or A23; compounds in general, see the relevant compound class, e.g. C01, C07)}
- C07D: HETEROCYCLIC COMPOUNDS (macromolecular compounds C08)
- Y10S: TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS

## Abstract

An ester is caused to act on a 2-substituted-3-hydroxycarboxylic acid ester as a racemate in the presence of hydrolase under substantially anhydrous conditions to effect a transesterification resulting in the resolution. The compound thus resolved is converted to an optically active 2,6-cis-2,5,6-substituted-1,3-dioxan-4-one and the resulting compound is recrystallized to give optically active 5,6-anti-2,5,6-substituted-1,3-dioxan-4-one and 5,6-syn-2,5,6-substituted-1,3-dioxan-4-one. Thus an optically active compound having plural chiral centers. Further, an optically active 2,5,6-substituted-1,3-dioxan-4-one obtained by transesterification and recrystallization is reacted with an alcohol to produce an optically active 2-substituted-3-hydroxycarboxylic acid ester.

## Claims

### Claim 1

A process for producing an optically active compound having plural chiral centers which comprises causing an ester to act on a 2-substituted-3-hydroxy-carboxylic acid ester as a racemate of the general formula (8) ##STR99## in the presence of a hydrolase under substantially anhydrous conditions to effect transesterification and resolving into a compound of formula (6-1) and a compound of formula (7-2), or a compound of formula (6-2) and a compound of formula (7-1), ##STR100## and subjecting said compounds to alcoholysis, or hydrolysis and then dehydration, to produce an optically active 2,6-cis-2,5,6-substituted-1,3-dioxan-4-one of the general formula (9), ##STR101## followed by recrystallization to produce the following 2,5,6-substituted-1,3-dioxan-4-one compound having absolute configuration, ##STR102## where formula 9 represents a mixture of compounds of formula 12 and formula 14, or a mixture of compounds of formula 13 and formula 15; R.sup.1, R.sup.2 and R.sup.4 are independently selected from the group consisting of alkyl, alkenyl, and alkynyl, having 1-40 carbon atoms, the carbon chain may contain at least one member selected from the group consisting of halogen, cyano, oxygen, nitrogen, silicon, sulfur, benzene ring, cyclohexane ring, pyridine ring, pyrimidine ring, pyridazine ring, pyrazine ring, dioxane ring, bicyclooctane ring, and the rings with at least one substituent; R.sup.5 is selected from the group consisting of alkyl, alkenyl and alkynyl, having 1-40 carbon atoms, X' is alkanoyl having 2-40 carbon atoms, and the carbon atoms with a sign, *, is an asymmetric carbon.

### Claim 2 (depends on 1)

A process for producing an optically active compound according to claim 1 in which R.sup.1 and R.sup.2 are independently selected from the group consisting of alkyl of 1-40 carbon atoms, alkenyl of 2-40 carbon atoms and alkynyl of 2-40 carbon atoms, the carbon chain of which may contain one of halogen, cyano, oxygen, silicon, benzene, pyridine, pyrimidine or dioxane; R.sup.5 is selected from the group consisting of alkyl of 1-40 carbon atoms, alkenyl of 2-40 carbon atoms and alkynyl of 2-40 carbon atoms; and R.sup.4 is alkyl of 1-40 carbon atoms, the carbon chain of which may contain one or more halogen atoms.

### Claim 3 (depends on 1)

A process for producing an optically active compound according to claim 1 in which R.sup.1 and R.sup.2 are independently selected from the group consisting of alkyl of 1-10 carbon atoms, alkenyl of 2-10 carbon atoms and alkynyl of 2-10 carbon atoms; R.sup.5 is selected from the group consisting of alkyl of 1-10 carbon atoms, alkenyl of 2-10 carbon atoms and alkynyl of 2-10 carbon atoms, the carbon chain of which may contain one benzene ring; and R.sup.4 is alkyl of 1-10 carbon atoms, the carbon chain of which may contain one or more halogen atoms.

### Claim 4 (depends on 1)

A process for producing an optically active compound according to claim 1 in which R.sup.1 and R.sup.2 are independently selected from the group consisting of alkyl of 1-10 carbon atoms and alkenyl of 2-10 carbon atoms; R.sup.5 is alkyl of 1-10 carbon atoms; and R.sup.4 is alkyl of 1-4 carbon atoms, the carbon chain of which may contain one or more halogen atoms.

### Claim 5 (depends on 1)

A process for producing an optically active compound according to claim 1 in which R.sup.1 is alkyl of 1 or 2 carbon atoms; R.sup.2 is selected from the group consisting of alkyl of 1-3 carbon atoms and alkenyl of 2-3 carbon atoms; R.sup.5 is alkyl of 1-4 carbon atoms; and R.sup.4 is trichloromethyl.

### Claim 6 (depends on 1)

A process for producing an optically active compound according to claim 1 in which formula (8) is ##STR103## the compounds of formulae (6-1) and (7-2), or the compounds of formulae (6-2) and (7-1), are ##STR104## respectively where X' is alkanoyl having 2-40 carbon atoms; formula (9 ) is ##STR105## the 2,5,6-substituted-1,3-dioxane-4-one compounds having absolute configuration are ##STR106##