# US 4,393,366 A · Rotating beam ocular identification apparatus and method

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- Number: US 4,393,366 A
- Document ID: US4393366A
- Status: Granted
- Kind: A
- Application number: 06/235,150
- Filed: 1981-02-17
- Granted: 1983-07-12
- Earliest claimed: 1981-02-17
- Assignees: Eye-D Development II Ltd.
- Inventors: Robert B. Hill
- Web page: https://patentgrep.com/patent/US4393366A

## CPC

- G06V 40/19: Sensors therefor
- A61B 3/12: for looking at the eye fundus, e.g. ophthalmoscopes (A61B3/13 takes precedence)
- A61B 5/1171: based on the shapes or appearances of their bodies or parts thereof
- G06V: IMAGE OR VIDEO RECOGNITION OR UNDERSTANDING
- A61B: DIAGNOSIS; SURGERY; IDENTIFICATION (usefulness limited to only animals A61D)

## Abstract

In a method and apparatus for acquiring and recording an identification pattern from the reflectance of the fundus of an eye, a single light source is operable to produce a substantially columnar source beam of infrared light directed into the fixated eye from a plurality of sequential, angularly divergent positions. The light is focused on the retina and reflected in part out of the eye. Variations in the ocular structure contribute to various reflected intensities. The intensity of the reflected light is detected, measured and recorded for each sequential angularly divergent position forming a unique and repeatable identification pattern, or "signature" for each individual.

## Claims

### Claim 1

Apparatus for recording an identification pattern from the fundus of an eye, comprising:
(a) a light source operable to produce a substantially columnar source beam of light;
(b) beam directing means for directing at least a portion of the source beam into the eye from a plurality of sequential angularly divergent positions, the light substantially focusing on the fundus of the eye and being reflected in part out of the eye forming a reflected beam;
(c) detector means for sequentially sensing the amount of light in the reflected beam at each angularly divergent position of the source beam; and
(d) means for recording the amounts of light thus sensed to form an identification pattern.

### Claim 2 (depends on 1)

The apparatus of claim 1 wherein the light from the light source consists essentially of infrared radiation.

### Claim 3 (depends on 1)

The apparatus of claim 1 further comprising a light filter disposed in the source beam of light operable to pass substantially only infrared radiation.

### Claim 4 (depends on 1)

The apparatus of claim 1 wherein the beam directing means comprises a prism disposed in the source beam operable to deflect at least a portion of the source beam to direct it into the eye, and motive means operable to rotate the prism so that the portion of the source beam entering the eye comes from various angularly divergent positions as the prism is rotated.

### Claim 5 (depends on 4)

The apparatus of claim 4 further comprising an encoder attached to the motive means for determining the rotational position of the prism, and electrical means for associating the instantaneous rotational position of the prism and the instantaneous amount of light in the reflected beam.

### Claim 6 (depends on 1)

The apparatus of claim 1 wherein the beam directing means comprises a mirror disposed in the source beam operable to direct a portion of the source beam into the eye, and a motor having its shaft attached to the mirror in non-perpendicular relation and operable to rotate the mirror so that the portion of the source beam entering the eye comes from various angularly divergent positions as the mirror is rotated.

### Claim 7 (depends on 6)

The apparatus of claim 6 further comprising an encoder attached to the shaft of the motor for determining the rotational position of the mirror, and electrical means for associating the instantaneous rotational position of the mirror and the instantaneous amount of light in the reflected beam.

### Claim 8 (depends on 1)

The apparatus of claim 1 further comprising a beam splitter located in the paths of the source and reflected beams allowing a part of one beam to pass therethrough and allowing a part of the other beam to be reflected therefrom, thereby providing for coincident beams entering and exiting the eye.

### Claim 9 (depends on 1)

The apparatus of claim 1 further comprising alignment means for aligning the eye so that the light from the source beam is focused on the fundus of the eye in a pattern substantially centering on the optic disc.

### Claim 10 (depends on 1)

The apparatus of claim 1 further comprising vision correction means to slightly vary the columnar nature of the source and reflected beams to provide for vision correction for each of various users.

### Claim 11 (depends on 1)

The apparatus of claim 1 further comprising refraction means in the source and reflected beams to refract the light to provide for vision correction for the user.

### Claim 12 (depends on 1)

The apparatus of claim 1 further comprising vision fixation means providing a fixation point, illumination means for illuminating the fixation point, and columnating means for columnating the light from the fixation point whereby the fixation point is caused to appear at infinity, the fixation point being observable when the eye is positioned in the source beam of light.

### Claim 13 (depends on 12)

The apparatus of claim 12 wherein the column of light from the fixation point is arranged to intersect an axis around which the source beam is angularly divergent, at an angle of between 14 and 17 degrees.

### Claim 14 (depends on 1)

Apparatus for recording an identification pattern from both eyes, comprising a dual set of the apparatus of claim 1, the source beam from one apparatus directed into one eye and the source beam from the other apparatus directed into the other eye, and means for combining the two identification patterns thus recorded into a single identification pattern.

### Claim 15

A method of recording an identification pattern from the fundus of an eye, comprising:
(a) directing at least a portion of a substantially columnar source beam of light into the eye from a plurality of sequential angularly divergent positions, the light focusing on the fundus and being reflected in part out of the eye forming a reflected beam;
(b) sensing the amount of light in the reflected beam at each angularly divergent position of the source beam; and
(c) recording the amounts of light thus sensed to form an identification pattern.

### Claim 16 (depends on 15)

The method of claim 15 further comprising the step of aligning the eye so that the light from the source beam is focused on the fundus of the eye in a pattern substantially centering on the optic disk.

### Claim 17 (depends on 15)

The method of claim 15 further comprising the step of bracing the head of the user to prevent movement thereof.

### Claim 18 (depends on 15)

The method of claim 15 further comprising the step of refracting the beams to provide for vision correction for the user.

### Claim 19 (depends on 15)

A method of recording an identification pattern from both eyes comprising repeating the steps of claim 15 for each eye and combining the two identification patterns thus obtained into a single identification pattern.

### Claim 20

An apparatus for repeatably stabilizing the orientation and fixation of the human eyes, comprising:
(a) a first fixation reticle providing a first fixation point;
(b) illuminating means for illuminating the first fixation reticle;
(c) columnating means for columnating the light from the first fixation reticle whereby the first fixation point is caused to appear at infinity;
(d) a second fixation reticle providing a second fixation point;
(e) illuminating means for illuminating the second fixation reticle; and
(f) columnating means for columnating the light from the second fixation reticle whereby the second fixation point is caused to appear at infinity; the columns of light being substantially parallel and spaced apart substantially an interpupillary distance.

### Claim 21 (depends on 20)

The apparatus of claim 20 further comprising bracing means for bracing the head of the user to prevent movement thereof.

### Claim 22 (depends on 20)

The apparatus of claim 20 wherein the reticles have an identical appearance.

### Claim 23 (depends on 20)

The apparatus of claim 20 wherein the reticles comprise crosshair patterns.

### Claim 24 (depends on 20)

The apparatus of claim 20 wherein the pattern of one reticle is one half of a crosshair pattern and the pattern of the other reticle is the other half of the crosshair pattern.

### Claim 25 (depends on 20)

The apparatus of claim 20 further comprising refraction means in the columns of light to refract the light to provide for vision correction for the user.

### Claim 26 (depends on 20)

The apparatus of claim 20 further comprising interpupillary distance varying means to vary the distance between the columns of light to accommodate various users.
