Systems and methods for client screening in the financial services industry
OwnerScott Fergussoninventor
Life of this patent
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Abstract
Systems, methods, and interfaces for screening clients for security compliance with a Customer Identification Program are disclosed. An illustrative system for screening clients can include a client screening engine adapted to filter client account data based on one or more filtering criteria, a database adapted to store client account information and verification status information, and a graphical user interface adapted to selectively display client account information and verification status information for one or more selected clients on a screen. The system can be used to submit identity verification requests to Customer Identification Program vendors for only those clients whose identity have not been verified.
Claims10
A system, the system comprising:
- a client screening engine adapted to obtain client account data based on one or more criteria;
- a verification engine adapted to verify client account information;
- and
- a graphical user interface adapted to selectively display verified client account information and verification status information for one or more selected clients on a screen.
Dependencies are inferred from the claim text.