Citation and policy based document classification
AssigneeCapital One Services, LLC
InventorsChris DEMCHALK, Ryan M. PARKER, Lokesh Vijay KUMAR, Brian FROMKNECHT
Life of this patent
Estimating the term…
Abstract
Disclosed herein are system, method, and computer program product embodiments for rapid identification and access to relevant regulatory documents. A data model relating regulatory mandates and requirements to citations appearing within an enforcement document is used to rapidly access specific citations within an enforcement document. In the case of image-based enforcement documents, the originality of these documents is preserved while allowing a user to see where the relevant citations appear in the document images. The relevant citations are further compared to business policies to identify potential impacts of regulatory mandates and requirements.
Claims20
A method, comprising:
- extracting, by at least one processor, a citation from a first enforcement document;
- mapping, by the at least one processor, the extracted citation to a regulatory requirement of a mandate in accordance with a data model;
- parsing, by the at least one processor, the extracted citation into first one or more sub-citations;
- and
- classifying, by the at least one processor, the first enforcement document based on a level of matching between the first one or more sub-citations and second one or more sub-citations of a reference citation identified in a business policy document responsive to the regulatory requirement mapped to the extracted citation.
A non-transitory computer-readable storage medium having instructions stored thereon that, when executed by one or more processors, cause the one or more processors to perform operations comprising:
- extracting a citation from a first enforcement document;
- mapping the extracted citation to a regulatory requirement of a mandate in accordance with a data model;
- parsing the extracted citation into first one or more sub-citations;
- classifying the first enforcement document based on a level of matching between the first one or more sub-citations and second one or more sub-citations of a reference citation identified in a business policy document responsive to the regulatory requirement mapped to the extracted citation.
A system, comprising:
- one or more processors;
- a memory communicatively coupled to the one or more processors, the memory storing instructions that, when executed by the one or more processors, cause the one or more processors to perform operations comprising:
- extracting a citation from a first enforcement document;
- mapping the extracted citation to a regulatory requirement of a mandate in accordance with a data model;
- parsing the extracted citation into first one or more sub-citations;
- classifying the first enforcement document based on a level of matching between the first one or more sub-citations and second one or more sub-citations of a reference citation identified in a business policy document responsive to the regulatory requirement mapped to the extracted citation.
Dependencies are inferred from the claim text.