# US 2023/0069724 A1 · Receiver optical sub-assembly, multi-channel receiver optical sub-assembly, and operating method thereof > Agents: this data is available as JSON from the patentgrep API and MCP server — see https://patentgrep.com/llms.txt - Number: US 2023/0069724 A1 - Document ID: US20230069724A1 - Status: Published application - Kind: A1 - Application number: 17/862,930 - Filed: 2022-07-12 - Published: 2023-03-02 - Earliest claimed: 2021-08-25 - Assignees: Electronics and Telecommunications Research Institute - Applicants: Electronics and Telecommunications Research Institute - Inventors: Won Bae KWON; Jong Jin LEE; Eun Kyu KANG; Soo Yong JUNG; Hae Chung KANG; Sang Jin KWON; Dae Seon KIM - Web page: https://patentgrep.com/patent/US20230069724A1 ## CPC - G02B 6/4214: {the intermediate optical element having redirecting reflective means, e.g. mirrors, prisms for deflecting the radiation from horizontal to down- or upward direction toward a device (G02B6/4246 takes precedence)} - H04B 10/60: Receivers - G02B: OPTICAL ELEMENTS, SYSTEMS OR APPARATUS - H04B: TRANSMISSION ## Abstract An optical receiver sub-assembly is provided, which includes a substrate, an optical waveguide device mounted on the substrate to transfer ray incident from a ray source, and a photodetector mounted on the substrate and disposed under a vertical cross-sectional surface of the optical waveguide device, wherein the ray is sequentially reflected and refracted by an upper slope surface and a lower slope surface provided in the vertical cross-sectional surface and is vertically incident on an active area of the photodetector. ## Claims ### Claim 1 An optical receiver sub-assembly comprising: a substrate; an optical waveguide device mounted on the substrate to transfer ray incident from a ray source; and a photodetector mounted on the substrate and disposed under a vertical cross-sectional surface of the optical waveguide device, wherein the ray is sequentially reflected and refracted by an upper slope surface and a lower slope surface provided in the vertical cross-sectional surface and is vertically incident on an active area of the photodetector. ### Claim 2 (depends on 1) The optical receiver sub-assembly of claim 1, wherein: the upper slope surface reflects the ray, the lower slope surface refracts ray reflected by the upper slope surface, and ray refracted by the lower slope surface is vertically incident on a surface of the active area. ### Claim 3 (depends on 1) The optical receiver sub-assembly of claim 1, wherein the optical waveguide device comprises: an optical waveguide core transferring the incident ray; and an optical waveguide clad surrounding the optical waveguide core and having a refractive index which is less than a refractive index of the optical waveguide core, wherein the upper slope surface is a vertical cross-sectional surface of the optical waveguide core, and the lower slope surface is a vertical cross-sectional surface of the optical waveguide clad. ### Claim 4 (depends on 3) The optical receiver sub-assembly of claim 3, wherein: the upper slope surface reflects ray incident from a ray source, a boundary interface between the optical waveguide core and the optical waveguide clad refracts the ray, reflected by the upper slope surface, at a first refraction angle “θcladding”, and the lower slope surface refracts the ray, refracted at the first refraction angle “θcladding”, at a second refraction angle “θair” to vertically irradiate the refracted ray onto a surface of the active area. ### Claim 5 (depends on 3) The optical receiver sub-assembly of claim 3, wherein a slope angle “θpol1” of the upper slope surface is set based on a ratio “nair/ncore” of a refractive index “nair” of external air to a refractive index “ncore” of the optical waveguide core. ### Claim 6 (depends on 3) The optical receiver sub-assembly of claim 3, wherein a slope angle “θpol2” of the lower slope surface is set based on a slope angle “θpol1” of the upper slope surface, a refractive index “ncladding” of the optical waveguide clad, and a ratio “ncore/ncladding” of a refractive index “ncore” of the optical waveguide core to a refractive index “ncladding” of the optical waveguide clad. ### Claim 7 (depends on 4) The optical receiver sub-assembly of claim 4, wherein a slope angle “θpol2” of the lower slope surface is set based on the first refraction angle “θcladding” and the second refraction angle “θair”. ### Claim 8 A multi-channel optical receiver sub-assembly comprising: a plurality of optical receiver sub-assemblies arranged by channel units, wherein each of the plurality of optical receiver sub-assemblies comprises: a substrate; an optical waveguide device mounted on the substrate to transfer ray incident from a ray source; and a photodetector mounted on the substrate and disposed under a vertical cross-sectional surface of the optical waveguide device, wherein the ray is reflected and refracted by an upper slope surface and a lower slope surface provided in the vertical cross-sectional surface and is vertically incident on an active area of the photodetector. ### Claim 9 An operating method of an optical receiver sub-assembly, the operating method comprising: a step of irradiating ray from a ray source onto an optical waveguide device; a step of reflecting the irradiated ray by using an upper slope surface provided in a vertical cross-sectional surface of the optical waveguide device; a process of refracting the ray reflected by the upper slope surface by using the lower slope surface provided in the vertical cross-sectional surface of the optical waveguide device; and a step of vertically irradiating ray refracted by the lower slope surface onto an active area of a photodetector disposed under the vertical cross-sectional surface. ### Claim 10 (depends on 9) The operating method of claim 9, wherein: the optical waveguide device comprises an optical waveguide core and an optical waveguide clad which surrounds the optical waveguide core and is less in refractive index than the optical waveguide core, and a step of reflecting the ray from the upper slope surface provided in the vertical cross-sectional surface of the optical waveguide device is a step of reflecting the ray from the upper slope surface provided at a certain slope angle in a vertical cross-sectional surface of the optical waveguide core. ### Claim 11 (depends on 10) The operating method of claim 10, wherein the certain slope angle is set based on a ratio “nair/ncore” of a refractive index “nair ” of external air to a refractive index “ncore” of the optical waveguide core. ### Claim 12 (depends on 9) The operating method of claim 9, wherein: the optical waveguide device comprises an optical waveguide core and an optical waveguide clad surrounding the optical waveguide core, and a step of refracting the ray reflected by the upper slope surface by using the lower slope surface provided at a certain slope angle in the vertical cross-sectional surface of the optical waveguide device comprises a step of refracting the ray reflected by the upper slope surface by using the lower slope surface provided in the vertical cross-sectional surface of the optical waveguide clad. ### Claim 13 (depends on 12) The operating method of claim 12, wherein the certain slope angle is set based on a slope angle “θpol1” of the upper slope surface, a refractive index “ncladding” of the optical waveguide clad, and a ratio “ncore/ncladding” of a refractive index “ncore” of the optical waveguide core to a refractive index “ncladding” of the optical waveguide clad. ### Claim 14 (depends on 12) The operating method of claim 12, wherein the step of refracting the ray reflected by the upper slope surface by using the lower slope surface provided in the vertical cross-sectional surface of the optical waveguide clad comprises: a step of primarily refracting the ray reflected by the upper slope surface by using a boundary interface between the optical waveguide core and the optical waveguide clad to irradiate the refracted ray onto an inner portion of the optical waveguide clad; and a step of secondarily refracting the primarily refracted ray by using a boundary interface between the optical waveguide clad and external air.