# US 2019/0319682 A1 · Feedback of sparse correlation matrix for multiple-input and multiple-output (mimo) wireless networks

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- Number: US 2019/0319682 A1
- Document ID: US20190319682A1
- Status: Published application
- Kind: A1
- Application number: 16/065,087
- Filed: 2015-12-23
- Published: 2019-10-17
- Earliest claimed: 2015-12-23
- Assignees: Nokia Solutions and Networks Oy
- Applicants: Nokia Solutions and Networks Oy
- Inventors: Yi Zhang; Yuantao Zhang; Deshan Miao
- Web page: https://patentgrep.com/patent/US20190319682A1

## CPC

- H04B 7/0417: Feedback systems
- H04B 7/065: {Variable contents, e.g. long-term or short-short}
- H04B 7/0617: {for beam forming}
- H04B 7/0626: {Channel coefficients, e.g. channel state information [CSI]}
- H04L 5/0048: {Allocation of pilot signals, i.e. of signals known to the receiver (allocation of control signalling H04L5/0053; use of control signalling H04L5/0091)}
- H04B 7/0632: {Channel quality parameters, e.g. channel quality indicator [CQI]}
- H04B: TRANSMISSION
- H04L: TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION (arrangements common to telegraphic and telephonic communication H04M)

## Abstract

A technique is provided for receiving, by a user device from a base station, a first reference signal via a plurality of base station transmit beams; selecting, based on the first reference signal received via the plurality of transmit beams, beam indices for a subset of correlation coefficients to be reported to the measurement base station; receiving, by the user device from the base station, a second reference signal via a plurality of the transmit beams; determining, based on the selected beam indices, the subset of correlation coefficients of a correlation matrix based on the second reference signal received via each of the plurality of transmit beams; and reporting, by the user device to the base station, the subset of correlation coefficients.

## Claims

### Claim 1

A method comprising:
receiving, by a user device from a base station, a number of correlation coefficients of a correlation matrix to be reported to the base station, wherein the number of correlation coefficients is a subset of all correlation coefficients of the correlation matrix;
determining, based on the number, a subset of non-zero correlation coefficients that represent a correlation of base station transmit beams; and
reporting, by the user device to the base station, the subset of non-zero correlation coefficients.

### Claim 2 (depends on 1)

The method claim 1 wherein the receiving a number of correlation coefficients comprises:
receiving a first number of diagonal correlation coefficients of the correlation matrix to be reported to the base station, the first number being less than or equal to all of the diagonal correlation coefficients; and
receiving a second number of non-diagonal correlation coefficients of the correlation matrix to be reported to the base station, the second number being less than all of the non-diagonal correlation coefficients.

### Claim 3 (depends on 2)

The method of claim 2 wherein the determining the subset of non-zero correlation coefficients that represent correlation of base station transmit beams comprises:
receiving a reference signal via a plurality of transmit beams;
determining indices of diagonal correlation coefficients; and
determining indices of non-diagonal correlation coefficients.

### Claim 4

An apparatus comprising at least one processor and at least one memory including computer instructions, when executed by the at least one processor, cause the apparatus to:
receive, by a user device from a base station, a number of correlation coefficients of a correlation matrix to be reported to the base station, wherein the number of correlation coefficients is a subset of all correlation coefficients of the correlation matrix;
determine, based on the number, a subset of non-zero correlation coefficients that represent a correlation of base station transmit beams; and
report, by the user device to the base station, the subset of non-zero correlation coefficients.

### Claim 5

(canceled)

### Claim 6

A method comprising:
receiving, by a user device from a base station, a first reference signal via a plurality of base station transmit beams;
selecting, based on the first reference signal received via the plurality of transmit beams, beam indices for a subset of correlation coefficients to be reported to the base station;
receiving, by the user device from the base station, a second reference signal via a plurality of the transmit beams;
determining, based on the selected beam indices, the subset of correlation coefficients of a correlation matrix based on the second reference signal received via each of the plurality of transmit beams; and
reporting, by the user device to the base station, the subset of correlation coefficients.

### Claim 7 (depends on 6)

The method of claim 6:
wherein the receiving a first reference signal via a plurality of base station transmit beams comprises receiving, by a user device from a base station, a long-term reference signal via a plurality of base station transmit beams; and
wherein the receiving a second reference signal via a plurality of the transmit beams comprises receiving, by the user device from the base station, a short-term reference signal via a plurality of the transmit beams.

### Claim 8 (depends on 6)

The method of claim 6 wherein the selecting beam indices for a subset of correlation coefficients to be reported to the base station comprises:
measuring a power of the first reference signal received via each of the plurality of transmit beams, each of the transmit beams associated with a beam index; and
selecting, based on the measured power of the first reference signal received via each of the plurality of transmit beams, beam indices for a subset of correlation coefficients to be reported to the base station.

### Claim 9 (depends on 6)

The method of claim 6 wherein the selecting comprises:
selecting beam indices, based on largest measured power associated with the transmit beams, of a first number of diagonal correlation (auto-correlation) coefficients of the correlation matrix; and
selecting beam indices, based on largest measured power associated with the transmit beams, of a second number of non-diagonal correlation (cross-correlation) coefficients of the correlation matrix.

### Claim 10 (depends on 8)

The method of claim 8 wherein the measuring a power of the first reference signal received via each of the plurality of transmit beams comprises:
measuring a plurality of reference signal received powers (RSRPs), including a RSRP of the first reference signal received via each of the plurality of transmit beams.

### Claim 11 (depends on 6)

The method of claim 6 wherein the determining the subset of correlation coefficients comprises:
determining, based on the selected beam indices, the subset of correlation coefficients of a correlation matrix based on the second reference signal received via each of the plurality of transmit beams; and
normalizing, by the user device, each of the correlation coefficients of the subset of correlation coefficients; and
wherein the reporting comprises reporting, by the user device to the base station, the sub set of normalized correlation coefficients.

### Claim 12 (depends on 11)

The method of claim 11 wherein the normalizing comprises:
normalizing, by the user device based on the measured power for the beams that are represented by the correlation coefficient, each of the correlation coefficients of the subset of correlation coefficients.

### Claim 13 (depends on 6)

The method of claim 6 wherein the selecting beam indices for a subset of correlation coefficients to be reported to the base station comprises:
measuring a power of the first reference signal received via each of the plurality of transmit beams, each of the transmit beams associated with a beam index;
determining a set of largest power products for the transmit beams, each power product representing a product of a measured power for two transmit beams;
selecting beam indices of a subset of correlation coefficients to be reported to the base station based on the determined set of largest power products for the plurality of transmit beams.

### Claim 14 (depends on 6)

The method of claim 6 wherein the selecting beam indices for a subset of correlation coefficients to be reported comprises selecting beam indices for a first subset of diagonal correlation (auto-correlation) coefficients of the correlation matrix and a second subset of non-diagonal correlation (cross-correlation) coefficients of the correlation matrix.

### Claim 15 (depends on 6)

The method of claim 6 and further comprising:
quantizing each correlation coefficient of the subset of correlation coefficients, wherein a first constellation set with amplitude and phase is used for quantization of non-diagonal correlation (cross-correlation) coefficients, and wherein a second constellation set with only positive real numbers is used for quantization of diagonal correlation (auto-correlation) coefficients.

### Claim at position 16

16-17. (canceled)

### Claim 18

An apparatus comprising at least one processor and at least one memory including computer instructions, when executed by the at least one processor, cause the apparatus to:
receive, by a user device from a base station, a first reference signal via a plurality of base station transmit beams;
select, based on the first reference signal received via the plurality of transmit beams, beam indices for a subset of correlation coefficients to be reported to the base station;
receive, by the user device from the base station, a second reference signal via a plurality of the transmit beams;
determine, based on the selected beam indices, the subset of correlation coefficients of a correlation matrix based on the second reference signal received via each of the plurality of transmit beams; and
report, by the user device to the base station, the subset of correlation coefficients.

### Claim 19

A method comprising:
sending, by a base station to a user device, a first reference signal via a plurality of base station transmit beams;
receiving, by the base station as measured by the user device based on the first reference signal, a measured power and a beam index associated with the first reference signal for each of a plurality of the transmit beams;
sending, by the base station to a user device, a number of correlation coefficients of a correlation matrix to be reported to the base station;
sending, by the base station, a second reference signal via a plurality of the base station transmit beams; and
receiving, by the base station from the user device, a subset of non-zero correlation coefficients of a correlation matrix based on the second reference signal.

### Claim 20 (depends on 19)

The method of claim 19 wherein the sending, by a base station to a user device, a number of correlation coefficients of a correlation matrix to be reported to the base station comprises:
sending a first number of diagonal correlation coefficients of the correlation matrix to be reported to the base station, the first number being less than or equal to all of the diagonal correlation coefficients of the correlation matrix; and
sending a second number of non-diagonal correlation coefficients of the correlation matrix to be reported to the base station, the second number being less than all of the non-diagonal correlation coefficients of the correlation matrix.

### Claim 21 (depends on 19)

The method of claim 19:
wherein the sending a first reference signal via a plurality of base station transmit beams comprises sending, by the base station, a long-term reference signal via a plurality of the base station transmit beams; and
wherein the sending a second reference signal via a plurality of the base station transmit beams comprises sending, by the base station, a short-term reference signal via a plurality of the base station transmit beams.

### Claim 22 (depends on 19)

The method of claim 19 and further comprising:
de-normalizing each of the received correlation coefficients based on the measured power associated with the transmit beams for each of the correlation coefficients.

### Claim 23 (depends on 19)

The method of any of claim 19 and further comprising:
selecting beam indices, based on largest measured power associated with the transmit beams, of a first number of diagonal correlation (auto-correlation) coefficients of the correlation matrix; and
selecting beam indices, based on largest measured power associated with the transmit beams, of a second number of non-diagonal correlation (cross-correlation) coefficients of the correlation matrix.

### Claim at position 23

24-25. (canceled)

### Claim 26

An apparatus comprising at least one processor and at least one memory including computer instructions, when executed by the at least one processor, cause the apparatus to:
send, by a base station to a user device, a first reference signal via a plurality of base station transmit beams;
receive, by the base station as measured by the user device based on the first reference signal, a measured power and a beam index associated with the first reference signal for each of a plurality of the transmit beams;
send, by the base station to a user device, a number of correlation coefficients of a correlation matrix to be reported to the base station;
send, by the base station, a second reference signal via a plurality of the base station transmit beams; and
receive, by the base station from the user device, a subset of non-zero correlation coefficients of a correlation matrix based on the second reference signal.
