# US 2019/0245643 A1 · Clock recovery for digital subcarriers for optical networks

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- Number: US 2019/0245643 A1
- Document ID: US20190245643A1
- Status: Published application
- Kind: A1
- Application number: 16/270,590
- Filed: 2019-02-07
- Published: 2019-08-08
- Earliest claimed: 2018-02-07
- Assignees: Infinera Corporation
- Applicants: Infinera Corporation
- Inventors: Han Henry Sun; Kuang-Tsan Wu; Steven Joseph Hand; Jeffrey T. Rahn
- Web page: https://patentgrep.com/patent/US20190245643A1

## CPC

- H04B 10/548: Phase or frequency modulation
- H04B 10/612: {for optical signals modulated with a format different from binary or higher-order PSK [X-PSK], e.g. QAM, DPSK, FSK, MSK, ASK}
- H04B 10/25752: {Optical arrangements for wireless networks}
- H04B 10/505: {using external modulation}
- H04B 10/506: {Multiwavelength transmitters}
- H04B 10/516: Details of coding or modulation
- H04B 10/61: Coherent receivers
- H04B 10/616: {Details of the electronic signal processing in coherent optical receivers}
- H04B 10/65: {Intradyne, i.e. coherent receivers with a free running local oscillator having a frequency close but not phase-locked to the carrier signal}
- H04J 14/0201: {Add-and-drop multiplexing}
- H04J 14/0224: {Irregular wavelength spacing, e.g. to accommodate interference to all wavelengths}
- H04J 14/0246: {using one wavelength per ONU}
- H04J 14/0267: {Optical signaling or routing}
- H04J 14/0282: {WDM tree architectures}
- H04J 14/0298: {with sub-carrier multiplexing [SCM]}
- H04Q 11/0067: {Provisions for optical access or distribution networks, e.g. Gigabit Ethernet Passive Optical Network (GE-PON), ATM-based Passive Optical Network (A-PON), PON-Ring}
- H04B: TRANSMISSION
- H04J: MULTIPLEX COMMUNICATION (transmission in general H04B; peculiar to transmission of digital information H04L5/00; systems for the simultaneous or sequential transmission of more than one television signal H04N7/08; in exchanges H04Q11/00; stereophonic systems H04S)
- H04Q: SELECTING (switches, relays, selectors H01H; wireless communication networks H04W)

## Abstract

Optical network systems and components are disclosed, including a transmitter comprising a digital signal processor that receives data; circuitry that generate a plurality of electrical signals based on the data; a plurality of filters, each of which receiving a corresponding one of the plurality of electrical signals, a plurality of roll-off factors being associated with a respective one of the plurality of filters; a plurality of DACs that receive outputs from the digital signal processor, the outputs being indicative of outputs from the plurality of filters; a laser that supplies light; and a modulator that receives the light and outputs from the DACs, and supplies a plurality of optical subcarriers based on the outputs, such that one of the optical subcarriers has a frequency bandwidth that is wider than remaining ones of the optical subcarriers, said one of the optical subcarriers carrying information for clock recovery.

## Claims

### Claim 1

A transmitter, comprising:
a digital signal processor that receives data;
circuitry that generate a plurality of electrical signals based on the data;
a plurality of filters, each of which receiving a corresponding one of the plurality of electrical signals, a plurality of roll-off factors being associated with a respective one of the plurality of filters;
a plurality of digital-to-analog converter circuits that receive outputs from the digital signal processor, the outputs being indicative of outputs from the plurality of filters;
a laser that supplies light; and
a modulator that receives the light and outputs from the digital-to-analog converter circuits, the modulator supplying a plurality of optical subcarriers based on the outputs of the digital-to-analog converter circuits, such that one of the plurality of optical subcarriers has a frequency bandwidth that is wider than remaining ones of the plurality of optical subcarriers, said one of the plurality of optical subcarriers carrying information for clock recovery.

### Claim 2 (depends on 1)

The transmitter of claim 1, wherein the plurality of optical subcarriers are Nyquist optical subcarriers.

### Claim 3 (depends on 1)

The transmitter of claim 1, wherein the data received by the digital signal processor is indicative of a plurality of independent data streams, and wherein a number of the plurality of optical subcarriers is greater than the number of the plurality of independent data streams, and wherein two or more of the plurality of optical subcarriers carry a single one of the plurality of independent data streams.

### Claim 4 (depends on 1)

The transmitter of claim 1, wherein the data received by the digital signal processor is indicative of a plurality of independent data streams, and wherein the first one of the plurality of optical subcarriers carries first data with a first symbol rate and the second one of the plurality of optical subcarriers carries second data with a second symbol rate different than the first symbol rate.

### Claim 5 (depends on 1)

The transmitter of claim 1, wherein the data received by the digital signal processor is indicative of a plurality of independent data streams, and wherein the first one of the plurality of optical subcarriers and the second one of the plurality of optical subcarriers each have a first data rate.

### Claim 6 (depends on 5)

The transmitter of claim 5, wherein the first data rate is 100 G/sec.

### Claim 7 (depends on 1)

The transmitter of claim 1, wherein the data received by the digital signal processor is indicative of a plurality of independent data streams, and wherein the plurality of optical subcarriers has variable spacing between the optical subcarriers.

### Claim 8 (depends on 1)

The transmitter of claim 1, wherein the data received by the digital signal processor is indicative of a plurality of independent data streams, and wherein each of the plurality of optical subcarriers is modulated in accordance with the same modulation format.

### Claim 9 (depends on 1)

The transmitter of claim 1, wherein the data received by the digital signal processor is indicative of a plurality of independent data streams, and wherein a first one of the plurality of optical subcarriers is modulated in accordance with a first modulation format and a second one of the plurality of optical subcarriers is modulated in accordance with a second modulation format different than the first modulation format.

### Claim 10 (depends on 9)

The transmitter of claim 9, wherein the first modulation format is one of BPSK, QPSK, and m-QAM, where m is an integer, and the second modulation format is another one of BPSK, QPSK, and m-QAM.

### Claim 11 (depends on 9)

The transmitter of claim 9, wherein the first modulation format is one of BPSK, QPSK, and m-QAM, where m is an integer, and the second modulation format is an intensity modulation format.

### Claim 12 (depends on 1)

The transmitter of claim 1, wherein the data received by the digital signal processor is indicative of a plurality of independent data streams, and wherein the digital signal processor comprises a plurality of pulse shape filters, each pulse shape filter configured to filter a particular one of the plurality of independent data streams.

### Claim 13

A receiver, comprising:
a plurality of photodiodes that receive optical signals, the optical signals including a plurality of optical subcarriers, one of the plurality of optical subcarriers having a frequency bandwidth that is wider than remaining ones of the plurality of optical subcarriers, said one of the plurality of optical subcarriers carrying information for clock recovery;
a plurality of analog-to-digital converter circuits that receive analog signals indicative of outputs from the photodiodes, the analog-to-digital converters circuits outputting digital samples;
a digital signal processor that generates a plurality of electrical signals, each of which corresponding to a respective one of the plurality of subcarriers, one of the plurality of electrical signals being associated with said one of the plurality of optical subcarriers; and
a clock recovery circuit that receives said one of the plurality of electrical signals, the clock recovery circuit supplying a clock signal such that the outputting of at least one of the digital samples is based on the clock signal.

### Claim 14 (depends on 13)

The receiver of claim 13, wherein the clock recovery circuit supplying a clock signal such that the outputting at least two of the digital samples is based on the clock signal.

### Claim 15 (depends on 13)

The receiver of claim 13, wherein the plurality of optical subcarriers are Nyquist optical subcarriers.

### Claim 16

An optical network system, comprising:
a transmitter, comprising:
a digital signal processor that receives data;
circuitry that generate a plurality of electrical signals based on the data;
a plurality of filters, each of which receiving a corresponding one of the plurality of electrical signals, a plurality of roll-off factors being associated with a respective one of the plurality of filters;
a plurality of digital-to-analog converter circuits that receive outputs from the digital signal processor, the outputs being indicative of outputs from the plurality of filters;
a laser that supplies light; and
a modulator that receives the light and outputs from the digital-to-analog converter circuits, the modulator supplying a plurality of optical subcarriers based on the outputs of the digital-to-analog converter circuits, such that one of the plurality of optical subcarriers has a frequency bandwidth that is wider than remaining ones of the plurality of optical subcarriers, said one of the plurality of optical subcarriers carrying information for clock recovery; and
a receiver, comprising:
a plurality of photodiodes that receive optical signals, the optical signals including the plurality of optical subcarriers;
a plurality of analog-to-digital converter circuits that receive analog signals indicative of outputs from the photodiodes, the analog-to-digital converters circuits outputting digital samples;
a digital signal processor that generates a plurality of electrical signals, each of which corresponding to a respective one of the plurality of subcarriers, one of the plurality of electrical signals being associated with said one of the plurality of optical subcarriers; and
a clock recovery circuit that receives said one of the plurality of electrical signals, the clock recovery circuit supplying a clock signal such that the outputting of at least one of the digital samples is based on the clock signal.

### Claim 17 (depends on 16)

The optical network system of claim 16, further comprising:
one or more optical add-drop multiplexer (OADM) configured to do one or more of:
drop one or more of the optical subcarriers and add one or more optical subcarrier.

### Claim 18 (depends on 16)

The optical network system of claim 16, wherein the plurality of optical subcarriers are Nyquist optical subcarriers.

### Claim 19 (depends on 16)

The optical network system of claim 16, wherein the clock recovery circuit supplying a clock signal such that the outputting at least two of the digital samples is based on the clock signal.

### Claim 20 (depends on 16)

The optical network system of claim 16, wherein the data received by the digital signal processor is indicative of a plurality of independent data streams, and wherein a number of the plurality of optical subcarriers is greater than the number of the plurality of independent data streams, and wherein two or more of the plurality of optical subcarriers carry a single one of the plurality of independent data streams.
