# US 2018/0323871 A1 · Apparatus and methods for timing tone based transmitter skew alignment in an optical communication system

> Agents: this data is available as JSON from the patentgrep API and MCP server — see https://patentgrep.com/llms.txt

- Number: US 2018/0323871 A1
- Document ID: US20180323871A1
- Status: Published application
- Kind: A1
- Application number: 16/024,105
- Filed: 2018-06-29
- Published: 2018-11-08
- Earliest claimed: 2015-09-04
- Assignees: Inphi Corporation
- Applicants: Inphi Corporation
- Inventors: Shu Hao FAN; Damian Alfonso MORERO; Mario Rafael HUEDA
- Web page: https://patentgrep.com/patent/US20180323871A1

## CPC

- H04B 10/07955: {Monitoring or measuring power}
- H04B 7/005: Control of transmission; Equalising
- H04B 7/0413: MIMO systems
- H04B 10/40: Transceivers
- H04B 10/50: Transmitters
- H04B 10/5053: {using a parallel, i.e. shunt, combination of modulators}
- H04B 10/5161: {Combination of different modulation schemes}
- H04B 10/532: Polarisation modulation
- H04B 10/61: Coherent receivers
- H04B 10/616: {Details of the electronic signal processing in coherent optical receivers}
- H04L 25/03: Shaping networks in transmitter or receiver, e.g. adaptive shaping networks
- H04L 25/14: Channel dividing arrangements {, i.e. in which a single bit stream is divided between several baseband channels and reassembled at the receiver}
- H04B: TRANSMISSION
- H04L: TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION (arrangements common to telegraphic and telephonic communication H04M)

## Abstract

Apparatus and method for transmitter alignment in an optical communication system are provided. In certain configurations, a method of correcting for transmitter skew is provided. The method includes generating an optical signal using a transmitter based on an in-phase (I) component and a quadrature-phase (Q) component of a transmit signal, the optical signal having a baud rate that is based on a timing tone. The method further includes receiving the optical signal as an input to a receiver, and generating a signal vector representing the optical signal using the receiver. The signal vector includes an I component and a Q component. The method further includes calculating a power of the timing tone based on processing the signal vector using a tone power calculator of the receiver, and correcting for a skew of the transmitter based on the calculated power.

## Claims

### Claim 1

A transmitter error compensation device for a digital signal processing circuit in a receiver for an optical communications system, the device comprising:
a MIMO equalizer configured to receive a digital signal vector from an analog front-end and to generate a compensated digital vector, wherein the digital signal vector comprises a digital representation of an in-phase (I) component and a quadrature-phase (Q) component of an optical signal received from a transmitter;
wherein the MIMO equalizer is configured to compensate for a modulating biasing error of the transmitter;
a first SISO equalizer configured to generate an I component of the compensated digital vector;
a second SISO equalizer configured to generate a Q component of the compensated digital vector;
wherein the first and second SISO equalizers are configured to compensate for a transmit skew error of the transmitter;
an I signal path including the MIMO equalizer and the first SISO equalizer; and
a Q signal path including the MIMO equalizer and the second SISO equalizer.

### Claim 2 (depends on 1)

The device of claim 1 further comprising a slicer configured to generate an output digital signal vector based on slicing the compensated digital signal vector.

### Claim 3 (depends on 2)

The device of claim 2 further comprising a first digital adaption engine configured to control a plurality of coefficients of the first and second SISO equalizers based on a first error signal comprising a difference between the compensated digital signal vector and the output digital signal vector.

### Claim 4 (depends on 3)

The device of claim 3 further comprising an error back propagation system configured to generate a second error signal based on the first error signal and the plurality of coefficients of the first and second equalizers.

### Claim 5 (depends on 4)

The device of claim 4 further comprising a second digital adaption engine configured to control a plurality of coefficients of the MIMO equalizer based on the second error signal.

### Claim 6 (depends on 1)

The device of claim 1 configured to adapt a plurality of coefficients of the first and second SISO equalizers based on a least mean squares (LMS) stochastic gradient algorithm.

### Claim 7 (depends on 1)

The device of claim 1 wherein the digital signal vector is derived from an optical signal comprising a multi-level quadrature modulation (QAM) signal, a discrete multitoned (DMT) modulation signal, an orthogonal frequency division multiplexing (OFDM) signal, or a phase-shift keying (PSK) signal.

### Claim 8 (depends on 1)

The device of claim 1 wherein the digital signal vector comprises data representing a single polarization modulation or a dual-polarization modulation.

### Claim 9

A method of operating an transmitter error compensation device for a digital signal processing circuit in a receiver for an optical communications systems, the method comprising:
receiving, from an analog front-end, a digital signal vector, wherein the digital signal vector comprises a digital representation of an in-phase (I) component and a quadrature-phase (Q) component of an optical signal received from a transmitter;
generating, by a MIMO equalizer, a compensated digital vector by compensating for a modulating biasing error of the transmitter;
generating, by a first SISO equalizer, an I component of the compensated digital vector, wherein the first SISO equalizer is configured in an I signal path with the MIMO equalizer;
generating, by a second SISO equalizer, a Q component of the compensated digital vector, wherein the second SISO equalizer is configured in a Q signal path with the MIMO equalizer; and
compensating, by the first and second SISO equalizers, for a transmit skew error of the transmitter.

### Claim 10 (depends on 9)

The method of claim 9 further comprising generating, by a slicer, an output digital signal vector based on slicing the compensated digital signal vector.

### Claim 11 (depends on 10)

The method of claim 10 further comprising controlling, by a first digital adaptation engine, a plurality of coefficients of the first and second SISO equalizers based on a first error signal comprising a difference between the compensated digital signal vector and the output digital signal vector.

### Claim 12 (depends on 11)

The method of claim 11 further comprising generating, by an error back propagation system, a second error signal based on the first error signal and the plurality of coefficients of the first and second equalizers.

### Claim 13 (depends on 12)

The method of claim 12 further comprising controlling, by a second digital adaptation engine, a plurality of coefficients of the MIMO equalizer based on the second error signal.

### Claim 14 (depends on 9)

The method of claim 9 further comprising adapting a plurality of coefficients of the first and second SISO equalizers based on a least means square (LMS) stochastic gradient algorithm.

### Claim 15 (depends on 9)

The method of claim 9 wherein the digital signal vector is derived from an optical signal comprising a multi-level quadrature modulation (QAM) signal, a discrete multitoned (DMT) modulation signal, an orthogonal frequency division multiplexing (OFDM) signal, or a phase-shift keying (PSK) signal.

### Claim 16 (depends on 9)

The method of claim 9 wherein the digital signal vector comprises data representing a single polarization modulation or a dual-polarization modulation

### Claim 17

A receiver for an optical communications system, the device comprising:
an analog front-end configured to convert an analog signal vector representing an optical signal into a digital signal vector, the optical signal having a baud rate that is based on a timing tone, wherein the digital signal vector comprises a digital representation of an in-phase (I) component and a quadrature-phase (Q) component of an optical signal received from a transmitter;
a digital signal processing circuit configured to process the digital signal vector to recover data from symbols of the optical signal, wherein the symbols change at the baud rate;
wherein the digital signal processing circuit further comprises a transmitter error compensation system configured to compensate the digital signal vector for at least one of a transmit skew error or a modulator biasing error of the transmitter;
wherein the transmitter error compensation system comprises:
a MIMO equalizer configured to receive the digital signal vector from the analog front-end and to generate a compensated digital vector;
wherein the MIMO equalizer is configured to compensate for a modulating biasing error of the transmitter;
a first SISO equalizer configured to generate an I component of the compensated digital vector;
a second SISO equalizer configured to generate a Q component of the compensated digital vector;
wherein the first and second SISO equalizers are configured to compensate for a transmit skew error of the transmitter;
an I signal path including the MIMO equalizer and the first SISO equalizer; and
a Q signal path including the MIMO equalizer and the second SISO equalizer.

### Claim 18 (depends on 17)

The device of claim 17 further comprising a slicer configured to generate an output digital signal vector based on slicing the compensated digital signal vector.

### Claim 19 (depends on 18)

The device of claim 18 further comprising a first digital adaption engine configured to control a plurality of coefficients of the first and second SISO equalizers based on a first error signal comprising a difference between the compensated digital signal vector and the output digital signal vector.

### Claim 20 (depends on 19)

The device of claim 19 further comprising an error back propagation system configured to generate a second error signal based on the first error signal and the plurality of coefficients of the first and second equalizers.

### Claim 21 (depends on 20)

The device of claim 20 further comprising a second digital adaption engine configured to control a plurality of coefficients of the MIMO equalizer based on the second error signal.

### Claim 22 (depends on 17)

The device of claim 17 configured to adapt a plurality of coefficients of the first and second SISO equalizers based on a least mean squares (LMS) stochastic gradient algorithm.

### Claim 23 (depends on 17)

The device of claim 17 wherein the digital signal vector is derived from an optical signal comprising a multi-level quadrature modulation (QAM) signal, a discrete multitoned (DMT) modulation signal, an orthogonal frequency division multiplexing (OFDM) signal, or a phase-shift keying (PSK) signal.

### Claim 24 (depends on 17)

The device of claim 17 wherein the digital signal vector comprises data representing a single polarization modulation or a dual-polarization modulation.
