# US 2017/0257250 A1 · Methods and devices for transmission/reception of data for hybrid carrier modulation mimo system > Agents: this data is available as JSON from the patentgrep API and MCP server — see https://patentgrep.com/llms.txt - Number: US 2017/0257250 A1 - Document ID: US20170257250A1 - Status: Published application - Kind: A1 - Application number: 15/506,000 - Filed: 2014-12-29 - Published: 2017-09-07 - Earliest claimed: 2014-08-27 - Assignees: ZTE Wavetone Science and Technology Ltd. - Applicants: ZTE Wavetone Science and Technology Ltd. - Inventors: Shiwen HE; Bo WU; Haiming WANG; Yongming HUANG; Jun ZHANG - Web page: https://patentgrep.com/patent/US20170257250A1 ## CPC - H04B 7/0413: MIMO systems - H04L 5/0044: {Allocation of payload; Allocation of data channels, e.g. PDSCH or PUSCH} - H04L 5/0053: {Allocation of signalling, i.e. of overhead other than pilot signals} - H04L 27/26025: {Numerology, i.e. varying one or more of symbol duration, subcarrier spacing, Fourier transform size, sampling rate or down-clocking (allocating sub-channels of the transmission path H04L5/003)} - H04L 27/2613: {Structure of the reference signals} - H04L 27/2636: {with FFT or DFT modulators, e.g. standard single-carrier frequency-division multiple access [SC-FDMA] transmitter or DFT spread orthogonal frequency division multiplexing [DFT-SOFDM]} - H04L 27/32: Carrier systems characterised by combinations of two or more of the types covered by groups H04L27/02, H04L27/10, H04L27/18 or H04L27/26 - H04L 27/2601: {Multicarrier modulation systems} - H04B: TRANSMISSION - H04L: TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION (arrangements common to telegraphic and telephonic communication H04M) ## Abstract A hybrid data transmission frame format for a hybrid single-carrier modulation and OFDM carrier modulation MIMO system and corresponding transmission/reception methods and devices. A transmitter employs single-carrier modulation for preambles and signaling fields via a single-carrier signal generator to produce single-carrier transmission sequences of transmission links. While to employs the same sampling rate to process all the data so as to match a receiver,the sampling rate of the single-carrier transmission sequences needs to be processed into being identical to that of OFDM via a pulse shaping multiphase filter before entering a digital-to-analog converter; the transmitter employs an OFDM modulation mode to transmit data field segments via an OFDM signal generator; and a data receiving process of the receiver is opposite to a data transmitting process of the transmitter. ## Claims ### Claim 1 A data transmission method for a hybrid single-carrier modulation and OFDM carrier modulation MIMO system, comprising the following steps: (A1) generating single-carrier transmission sequences with sampling rates of X on transmission links of an MIMO transmission device; (A2) carrying out upsampling and downsampling processing on single-carrier transmission symbol sequences on the transmission links to form single-carrier transmission sequences with sampling rates of Y; (A3) generating OFDM carrier transmission sequences with sampling rates of Y on the transmission links of the MIMO transmission device; and (A4) synthesizing the transmission sequences in steps (A2) and (A3) on the transmission links, carrying out digital-to-analog conversion, and transmitting the synthesized transmission sequence via a radio frequency module; the single-carrier transmission sequences in step (A1) comprise synchronous training fields, channel estimation training fields and signaling fields SIG-A; the OFDM carrier transmission sequences in step (A3) comprise long training fields for estimating an equivalent channel for OFDM-MIMO transmission and data fields, and further comprise signaling fields SIG-B between the long training fields and the data fields in a multiuser mode. ### Claim 2 (depends on 1) The data transmission method for the hybrid single-carrier modulation and OFDM carrier modulation MIMO system of claim 1, wherein the specific steps of step (A1), generating the single-carrier transmission sequences with the sampling rates of X on the transmission links of the MIMO transmission device, comprise: (A11) generating the synchronous training fields and the channel estimation training fields on the iTXth transmission link of the MIMO transmission device, SpreambleiTX, iTX=1, . . . , NTX, NTX epresents the number of transmission antennas; and (A12) generating the SIG-A fields, carrying out basic baseband signal processing on the SIG-A, then carrying out cyclic shift diversity CSD operation to map the SIG-A to the transmission links, respectively carrying out blocking and guard interval insertion operations on the SIG-A after the CSD on the transmission links, and merging the channel estimation training fields of the links to obtain the sequences Spreamble+SIG−AiTX, iTX=1, . . . , NTX; the specific steps of step (A2), carrying out the upsampling and downsampling processing on the single-carrier transmission symbol sequences on the transmission links to form the single-carrier transmission sequences with the sampling rates of Y, comprise: (A21) carrying out upsampling and pulse shaping operations on the Spreamble+SIG−AiTX generated in step (A12) by adopting a pulse shaping multiphase filter to obtain sequences {tilde over (S)}preamble+SIG−AiTX with sampling rates of Z,Z=[X,Y], wherein [X,Y] represents least common multiples of X and Y, iTX=1, . . . , NTX; and (A22) carrying out Z/Y multiple downsampling on the {tilde over (S)}preamble+SIG−AiTX obtained in step (A21) to obtain the single-carrier transmission sequences SSCiTX, iTX=1, . . . , NTX with the sampling rates of Y. ### Claim 3 (depends on 1) The data transmission method for the hybrid single-carrier modulation and OFDM carrier modulation MIMO system of claim 1, wherein the specific steps of step (A3), generating the OFDM carrier transmission sequences with the sampling rates of Y on the transmission links of the MIMO transmission device, comprise: (A31) generating the long training fields for estimating the equivalent channel for the OFDM-MIMO transmission, transmitting the long training fields to the transmission links by a space mapping operation, and respectively carrying out inverse fast Fourier transform IFFT and guard interval insertion operations on the long training fields on the transmission links to form transmission sequences SLTFiTX, iTX=1, . . . , NTX on the links; (A32) judging whether it is a single-user mode or a multiuser mode, executing step (A33) in the case of the single-user mode, and otherwise, executing step (A34) and step (A35); (A33) generating the data fields, carrying out basic baseband signal processing, cyclic shift and space mapping on the data fields to obtain transmitted data on the transmission links, and respectively carrying out the IFFT and guard interval insertion operations on the transmitted data on the transmission links to form transmission sequences SSU_DATAiTX, iTX=1, . . . , NTX on the links; (A34) generating SIG-B fields of users, respectively carrying out basic baseband signal processing on the SIG-B fields of the users, carrying out the CSD operation to map the SIG-B to space-time flows of the users, transmitting the space-time flows of all the users to the transmission links via the space mapping, and respectively carrying out the IFFT and guard interval insertion operations on the SIG-B on the transmission links to form transmission sequences SMU_SIG−BiTX, iTX=1, . . . , NTX on the links; and (A35) generating the data fields of the users, respectively carrying out basic baseband signal processing and cyclic shift on the data fields of the users, thereafter combining the space-time flows generated by the users, obtaining the transmitted data on the transmission links via the space mapping, and respectively carrying out the IFFT and guard interval insertion operations on the transmitted data on the transmission links to form transmission sequences SMU_DATAiTX, iTX=1, . . . , NTX on the links. ### Claim 4 (depends on 1) A data reception method for a hybrid single-carrier modulation and OFDM carrier modulation MIMO system, used for receiving the data sent by the data transmission method of claim 1, comprising the following steps: (B1) sampling analog signals at a sampling rate of Y by a receiver; (B2) carrying out upsampling and downsampling processing on single-carrier sequences obtained by sampling to obtain single-carrier reception sequences with sampling rates of X; (B3) estimating a channel by using received data corresponding to channel estimation training fields, carrying out single-carrier demodulation to obtain configuration information of SIG-A, and configuring the receiver according to the configuration information of the SIG-A; and (B4) adopting received data corresponding to long training fields in OFDM symbol sequences to estimate an equivalent channel for OFDM-MIMO transmission, and carrying out OFDM demodulation to obtain transmitted data. ### Claim 5 (depends on 4) The data reception method for the hybrid single-carrier modulation and OFDM carrier modulation MIMO system of claim 4, wherein the specific steps of step (B2), carrying out the upsampling and downsampling processing on the single-carrier sequences obtained by sampling to obtain the single-carrier reception sequences with sampling rates of X, comprise: (B21) carrying out upsampling and pulse shaping operations on the single-carrier sequences to obtain sequences with sampling rates of Z, Z=[X,Y], wherein [X,Y] represents least common multiples of X and Y, iTX=1. . . , NTX; and (B22) carrying out Z/X multiple downsampling on the sequences obtained in step (B21) to obtain the single-carrier reception sequences with the sampling rates of X; the specific steps of step (B3), estimating the channel by using the received data corresponding to the channel estimation training fields, carrying out the single-carrier demodulation to obtain the configuration information of the SIG-A, and configuring the receiver according to the configuration information of the SIG-A, comprise: (B31) estimating the channel by using the received data corresponding to the channel estimation training fields by the receiver, when frequency domain estimation is adopted, carrying out guard interval removal and fast Fourier transform FFT operations on the received data corresponding to the channel estimation training fields, then carrying out channel estimation by adopting a channel estimation algorithm to obtain a frequency domain channel matrix, when time domain estimation is adopted, carrying out cross correlation operation on local channel estimation training fields and corresponding received data to obtain channel pulse response, and then carrying out the FFT operation to obtain the frequency domain channel matrix; and (B32) carrying out de-blocking, balancing and basic baseband signal processing on the SIG-A to obtain the configuration information of the SIG-A, and configuring the receiver according to the configuration information of the SIG-A. ### Claim 6 (depends on 4) The data reception method for the hybrid single-carrier modulation and OFDM carrier modulation MIMO system of claim 4, wherein the specific steps of step (B4), adopting the received data corresponding to the long training fields in the OFDM symbol sequences to estimate the equivalent channel for the OFDM-MIMO transmission, and carrying out the OFDM demodulation to obtain the transmitted data, comprise: (B41) judging whether a user mode indicated by the SIG-A is a single-user mode or a multiuser mode, executing step (B42) in the case of the single-user mode, and otherwise, executing step (B43) and step (B44); (B42) carrying out the channel estimation via the received data corresponding to the long training fields by adopting the channel estimation algorithm to obtain the equivalent channel for the OFDM-MIMO transmission, and carrying out guard interval removal, balancing and basic baseband signal processing on the data to obtain the transmitted data; (B43) carrying out the channel estimation by users via the received data corresponding to the long training fields according to the number and positions of space-time flows indicated by the SIG-A by adopting the channel estimation algorithm, so as to obtain the equivalent channel for the OFDM-MIMO transmission; and (B44) carrying out guard interval removal, balancing and basic baseband signal processing on SIG-B, configuring the receiver according to the SIG-B, and carrying out guard interval removal, balancing and basic baseband signal processing on the data fields to obtain the transmitted data. ### Claim 7 (depends on 1) A transmitter adopting the data transmission method for the hybrid single-carrier modulation and OFDM carrier modulation MIMO system of claim 1, comprising: a single-carrier signal generator, used for generating single-carrier transmission sequences with sampling rates of X on transmission links of an MIMO transmission device, wherein the single-carrier transmission sequences comprise synchronous training fields, channel estimation training fields and SIG-A fields; an OFDM signal generator, used for generating OFDM carrier transmission sequences with sampling rates of Y on the transmission links of the MIMO transmission device, wherein the OFDM carrier transmission sequences comprise long training fields for estimating an equivalent channel for OFDM-MIMO transmission and data fields, and further comprise SIG-B fields between the long training fields and the data fields in a multiuser mode; a pulse shaping multiphase filter, used for carrying out upsampling and downsampling processing on single-carrier transmission symbol sequences to form single-carrier transmission sequences with sampling rates of Y; a digital-to-analog converter, used for carrying out digital-to-analog conversion on the single-carrier transmission sequences and the OFDM carrier transmission sequences; and a transmitter radio frequency module, used for transmitting analog signals after the digital-to-analog conversion. ### Claim 8 (depends on 4) A receiver adopting the data reception method for the hybrid single-carrier modulation and OFDM carrier modulation MIMO system of claim 4, comprising: a receiver radio frequency module, used for receiving data transmitted by a transmitter and outputting analog signals; an analog-to-digital converter, used for sampling the analog signals at a sampling rate of Y to obtain symbol sequences with sampling rates of Y; a matching multiphase filter, used for carrying out upsampling and downsampling processing on single-carrier sequences to obtain single-carrier reception sequences with sampling rates of X; a single-carrier signal demodulation module, used for carrying out channel estimation and demodulating the single-carrier reception sequences to obtain configuration information of SIG-A, and configuring the receiver according to the configuration information of the SIG-A; and an OFDM signal demodulation module, used for carrying out OFDM-MIMO channel estimation and demodulating OFDM reception sequences to obtain transmitted data. ### Claim 9 A hybrid single-carrier modulation and OFDM carrier modulation MIMO system, comprising a transmitter and a receiver, wherein the transmitter comprises: a single-carrier signal generator, used for generating single-carrier transmission sequences with sampling rates of X on transmission links of an MIMO transmission device, wherein the single-carrier transmission sequences comprise synchronous training fields, channel estimation training fields and SIG-A fields; an OFDM signal generator, used for generating OFDM carrier transmission sequences with sampling rates of Y on the transmission links of the MIMO transmission device, wherein the OFDM carrier transmission sequences comprise long training fields for estimating an equivalent channel for OFDM-MIMO transmission and data fields, and further comprise SIG-B fields between the long training fields and the data fields in a multiuser mode; a pulse shaping multiphase filter, used for carrying out upsampling and downsampling processing on single-carrier transmission symbol sequences to form single-carrier transmission sequences with sampling rates of Y; a digital-to-analog converter, used for carrying out digital-to-analog conversion on the single-carrier transmission sequences and the OFDM carrier transmission sequences; and a transmitter radio frequency module, used for transmitting analog signals after the digital-to-analog conversion; the receiver comprises: a receiver radio frequency module, used for receiving data transmitted by the transmitter and outputting the analog signals; an analog-to-digital converter, used for sampling the analog signals at the sampling rate of Y to obtain symbol sequences with sampling rates of Y; a matching multiphase filter, used for carrying out upsampling and downsampling processing on single-carrier sequences to obtain single-carrier reception sequences with sampling rates of X; a single-carrier signal demodulation module, used for carrying out channel estimation and demodulating the single-carrier reception sequences to obtain configuration information of SIG-A, and configuring the receiver according to the configuration information of the SIG-A; and an OFDM signal demodulation module, used for carrying out OFDM-MIMO channel estimation and demodulating OFDM reception sequences to obtain transmitted data. ### Claim 10 (depends on 2) A transmitter adopting the data transmission method for the hybrid single-carrier modulation and OFDM carrier modulation MIMO system of claim 2, comprising: a single-carrier signal generator, used for generating single-carrier transmission sequences with sampling rates of X on transmission links of an MIMO transmission device, wherein the single-carrier transmission sequences comprise synchronous training fields, channel estimation training fields and SIG-A fields; an OFDM signal generator, used for generating OFDM carrier transmission sequences with sampling rates of Y on the transmission links of the MIMO transmission device, wherein the OFDM carrier transmission sequences comprise long training fields for estimating an equivalent channel for OFDM-MIMO transmission and data fields, and further comprise SIG-B fields between the long training fields and the data fields in a multiuser mode; a pulse shaping multiphase filter, used for carrying out upsampling and downsampling processing on single-carrier transmission symbol sequences to form single-carrier transmission sequences with sampling rates of Y; a digital-to-analog converter, used for carrying out digital-to-analog conversion on the single-carrier transmission sequences and the OFDM carrier transmission sequences; and a transmitter radio frequency module, used for transmitting analog signals after the digital-to-analog conversion. ### Claim 11 (depends on 3) A transmitter adopting the data transmission method for the hybrid single-carrier modulation and OFDM carrier modulation MIMO system of claim 3, comprising: a single-carrier signal generator, used for generating single-carrier transmission sequences with sampling rates of X on transmission links of an MIMO transmission device, wherein the single-carrier transmission sequences comprise synchronous training fields, channel estimation training fields and SIG-A fields; an OFDM signal generator, used for generating OFDM carrier transmission sequences with sampling rates of Y on the transmission links of the MIMO transmission device, wherein the OFDM carrier transmission sequences comprise long training fields for estimating an equivalent channel for OFDM-MIMO transmission and data fields, and further comprise SIG-B fields between the long training fields and the data fields in a multiuser mode; a pulse shaping multiphase filter, used for carrying out upsampling and downsampling processing on single-carrier transmission symbol sequences to form single-carrier transmission sequences with sampling rates of Y; a digital-to-analog converter, used for carrying out digital-to-analog conversion on the single-carrier transmission sequences and the OFDM carrier transmission sequences; and a transmitter radio frequency module, used for transmitting analog signals after the digital-to-analog conversion. ### Claim 12 (depends on 5) A receiver adopting the data reception method for the hybrid single-carrier modulation and OFDM carrier modulation MIMO system of claim 5, comprising: a receiver radio frequency module, used for receiving data transmitted by a transmitter and outputting analog signals; an analog-to-digital converter, used for sampling the analog signals at a sampling rate of Y to obtain symbol sequences with sampling rates of Y; a matching multiphase filter, used for carrying out upsampling and downsampling processing on single-carrier sequences to obtain single-carrier reception sequences with sampling rates of X; a single-carrier signal demodulation module, used for carrying out channel estimation and demodulating the single-carrier reception sequences to obtain configuration information of SIG-A, and configuring the receiver according to the configuration information of the SIG-A; and an OFDM signal demodulation module, used for carrying out OFDM-MIMO channel estimation and demodulating OFDM reception sequences to obtain transmitted data. ### Claim 13 (depends on 6) A receiver adopting the data reception method for the hybrid single-carrier modulation and OFDM carrier modulation MIMO system of claim 6, comprising: a receiver radio frequency module, used for receiving data transmitted by a transmitter and outputting analog signals; an analog-to-digital converter, used for sampling the analog signals at a sampling rate of Y to obtain symbol sequences with sampling rates of Y; a matching multiphase filter, used for carrying out upsampling and downsampling processing on single-carrier sequences to obtain single-carrier reception sequences with sampling rates of X; a single-carrier signal demodulation module, used for carrying out channel estimation and demodulating the single-carrier reception sequences to obtain configuration information of SIG-A, and configuring the receiver according to the configuration information of the SIG-A; and an OFDM signal demodulation module, used for carrying out OFDM-MIMO channel estimation and demodulating OFDM reception sequences to obtain transmitted data.