# US 2015/0084774 A1 · Remote breath alcohol monitor

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- Number: US 2015/0084774 A1
- Document ID: US20150084774A1
- Status: Published application
- Kind: A1
- Application number: 14/038,448
- Filed: 2013-09-26
- Published: 2015-03-26
- Earliest claimed: 2013-09-26
- Inventors: Mark Henry Wojcik; Gary Alan Shoffner; Gordon William Murray; Glenn Charles Tubb
- Web page: https://patentgrep.com/patent/US20150084774A1

## CPC

- A61B 5/082: {Evaluation by breath analysis, e.g. determination of the chemical composition of exhaled breath (A61B5/083, A61B5/091 take precedence)}
- G01N 33/4972: {Determining alcohol content (for vehicle safety devices B60K28/06)}
- G01N 33/0075: {for multiple spatially distributed sensors, e.g. for environmental monitoring}
- A61B: DIAGNOSIS; SURGERY; IDENTIFICATION (usefulness limited to only animals A61D)
- G01N: INVESTIGATING OR ANALYSING MATERIALS BY DETERMINING THEIR CHEMICAL OR PHYSICAL PROPERTIES (measuring or testing apparatus or processes other than immunoassay, involving enzymes or microorganisms C12M, C12Q)

## Abstract

A portable handheld wireless breath alcohol monitoring device (RBAM) utilizes facial recognition and automatic retesting if an initial test is positive for alcohol or of an initial facial match is negative. A location fix is captured with each breath test taken by an offender. After each breath test, the breath alcohol content (BrAC), date and time of the breath test, facial image data, and location fix are uploaded through a built-in cellular phone module in the RBAM to a monitoring station. The monitoring station evaluates each breath test and determines if immediate notification to a supervising agency is needed. If so, an email, text message, or page is sent to the supervising agency. RBAM enables the monitoring of lower-risk offenders or offenders who have earned the privilege of a less intrusive alcohol testing and monitoring program.

## Claims

### Claim 1

(canceled)

### Claim 2

A method for remote breath alcohol monitoring, the method comprising the steps of:
(a) receiving a first breath sample in a remote breath alcohol monitor;
(b) analyzing by the remote breath alcohol monitor the first breath sample for a first breath alcohol content;
(c) capturing with a camera in the remote breath alcohol monitor a first facial image;
(d) performing a first facial match on the first facial image compared to an enrollment image; and
(e) sending by the remote breath alcohol monitor the first breath alcohol content and the first facial image to a monitor network.

### Claim 3 (depends on 2)

The method according to claim 2 wherein step (d) further comprises the steps of:
extracting a first template from the first facial image;
comparing the first template from the first facial image to an enrollment template extracted from the enrollment image to determine a first match score; and
determining a first positive facial match for the first facial image if the first match score meets a predetermined threshold value.

### Claim 4 (depends on 3)

The method according to claim 3 further comprising the step of:
determining a first negative facial match if the first match score does not meet the predetermined threshold value.

### Claim 5 (depends on 2)

The method according to claim 2 further comprising the step of:
when the result of the first facial match is a negative facial match, performing a retest by repeating steps (a) through (e).

### Claim 6 (depends on 2)

The method according to claim 2 wherein step (e) further comprises the steps of:
sending the first breath alcohol content and the first facial image to the monitor network over a wireless communication link to a cellular network;
when the wireless communication link is not available, storing the first breath alcohol content and the first facial image in the remote breath alcohol monitor; and
when the wireless communication link becomes available, sending the stored first breath alcohol content and the first facial image to the monitor network over the wireless communication link to the cellular network.

### Claim 7 (depends on 2)

The method according to claim 2 further comprising the steps of:
capturing a first location fix in conjunction with receiving the first breath sample; and
sending the first location fix to the monitor network along with the first breath alcohol content and the first facial image.

### Claim 8 (depends on 2)

The method according to claim 2 wherein step (d) further comprises the steps of:
generating a first quality score for the first facial image; and
performing the first facial match if the first quality score meets a predetermined threshold value.

### Claim 9 (depends on 2)

The method according to claim 2 wherein steps (d) and (e) further comprise the steps of:
(d1) performing by the remote breath alcohol monitor the first facial match on the first facial image compared to the enrollment image; and
(e1) sending the result of the first facial match to the monitor network along with the first breath alcohol content and the first facial image.

### Claim 10 (depends on 2)

The method according to claim 2 wherein step (d) further comprises the step of:
performing by the monitor network the first facial match on the first facial image compared to the enrollment image after receiving the first facial image in the monitor network.

### Claim 11 (depends on 2)

The method according to claim 2 further comprising the steps of:
when the first breath alcohol content is greater than or equal to a predetermined value, performing the following steps in place of step (e):
(f) generating by the remote breath alcohol monitor an output requesting a confirmation test;
(g) receiving a second breath sample in the remote breath alcohol monitor;
(h) analyzing by the remote breath alcohol monitor the second breath sample for a second breath alcohol content;
(i) capturing with the camera in the remote breath alcohol monitor a second facial image;
(j) performing a second facial match on the second facial image compared to the enrollment image; and
(k) sending by the remote breath alcohol monitor the first breath alcohol content and the first facial image, which comprise an initial test, and the second breath alcohol content and the second facial image, which comprise the confirmation test, to the monitor network.

### Claim 12 (depends on 11)

The method according to claim 11 wherein step (j) further comprises the steps of:
extracting a second template from the second facial image;
comparing the second template from the second facial image to an enrollment template extracted from the enrollment image to determine a second match score; and
determining a second positive facial match for the second facial image if the second match score meets a predetermined threshold value.

### Claim 13 (depends on 12)

The method according to claim 12 further comprising the step of:
determining a second negative facial match if the second match score does not meet the predetermined threshold value.

### Claim 14 (depends on 11)

The method according to claim 11 further comprising the steps of:
generating a second quality score for the second facial image; and
performing the second facial match if the second quality score meets a predetermined threshold value.

### Claim 15 (depends on 11)

The method according to claim 11 further comprising the steps of:
downloading from the monitor network an on-demand breath test request;
generating by the remote breath alcohol monitor an output requesting a breath test; and
repeating steps (a) through (k).

### Claim 16 (depends on 11)

The method according to claim 11 further comprising the steps of:
capturing a second location fix in conjunction with receiving the second breath sample; and
sending the second location fix to the monitor network along with the second breath alcohol content and the second facial image.

### Claim 17 (depends on 11)

The method according to claim 11 wherein steps (j) and (k) further comprise the steps of:
(j1) performing by the remote breath alcohol monitor the second facial match on the second facial image compared to the enrollment image; and
(k1) sending the result of the second facial match to the monitor network.

### Claim 18 (depends on 11)

The method according to claim 11 wherein step (k) further comprises the step of:
performing by the monitor network the first facial match on the first facial image compared to the enrollment image after receiving the first facial image in the monitor network; and
performing by the monitor network the second facial match on the second facial image compared to the enrollment image after receiving the second facial image in the monitor network.

### Claim 19 (depends on 2)

The method according to claim 2 further comprising the steps of:
managing power consumption in the remote breath alcohol monitor by:
running a low power processor continuously to control a first set of functions; and
running a high power processor only as needed to control a second set of functions.

### Claim 20 (depends on 2)

The method according to claim 2 wherein step (c) further comprises the steps of:
capturing the first facial image in at least one of:
a reasonable time period before the first breath sample is received;
during the time the first breath sample is received; and
a reasonable time period after the first breath sample is received.

### Claim 21

A method for monitoring a plurality of offenders for alcohol consumption, the method comprising the steps of:
(a) storing in at least one server in a monitor network information on a plurality of offenders, each of which has been assigned a remote breath alcohol monitor;
(b) storing in the at least one server information on a plurality of supervising agencies, each of which is responsible for monitoring a subset of the plurality of offenders;
(c) receiving in the at least one server a plurality of test results captured by the plurality of remote breath alcohol monitors, wherein each of the plurality of test results comprises at least one breath alcohol content and at least one facial image;
(d) determining by one or more rules stored in the at least one server if any of the plurality of test results requires an immediate notification to be sent; and
(e) sending an alert to the supervising agency responsible for each of the plurality of offenders whose test results require an immediate notification.

### Claim 22 (depends on 21)

The method according to claim 21 further comprising the step of:
receiving a plurality of location fixes associated with each of the plurality of test results.

### Claim 23 (depends on 21)

The method according to claim 21 further comprising the steps of:
storing the plurality of test results in the at least one server;
hosting a website on the at least one server accessible by the plurality of supervising agencies; and
allowing access via the website to the plurality of test results for each subset of the plurality of offenders that each of the plurality of supervising agencies is responsible.

### Claim 24 (depends on 23)

The method according to claim 23 further comprising the steps of:
accessing the website by one of the plurality of supervising agencies; and
selecting an option to order an on-demand test.

### Claim 25 (depends on 21)

The method according to claim 21 further comprising the step of:
filtering the plurality of test results by alerts and exceptions to enable exception based monitoring by the plurality of supervising agencies.

### Claim 26

A method for remote breath alcohol monitoring, the method comprising the steps of:
(a) receiving in a monitor network setup information from a supervising agency, wherein the setup information includes at least one of:
a testing schedule for alcohol monitoring for an offender;
informational data about the offender; and
an identification indicia for a remote breath alcohol monitor assigned to the offender;
(b) downloading from the monitor network through a wireless service to the remote breath alcohol monitor the setup information; and
(c) receiving in the monitor network a test event from the remote breath alcohol monitor, wherein the test event comprises at least one of:
an initial test by the offender; and
the initial test by the offender and a confirmation test by the offender combined together to comprise the test event, wherein an evaluation of the initial test required the confirmation test.

### Claim 27 (depends on 26)

The method according to claim 26 wherein step (b) further comprises the steps of:
powering on the remote breath alcohol monitor; and
activating a wireless service for the remote breath alcohol monitor.

### Claim 28 (depends on 26)

The method according to claim 26 wherein step (a) further comprises the step of:
storing the setup information in a server in the monitor network, wherein the enrollment data for the offender further comprises at least one of:
a name of the offender; and
a cell phone number for the offender.

### Claim 29 (depends on 28)

The method according to claim 28 further comprising the step of:
sending from the monitor network a message to the cell phone number of the offender that a scheduled breath test is about to occur.

### Claim 30 (depends on 26)

The method according to claim 26 further comprising the steps of:
receiving in the monitor network an enrollment facial image taken by a camera in the remote breath alcohol monitor; and
receiving in the monitor network an enrollment template extracted from the enrollment facial image.

### Claim 31 (depends on 30)

The method according to claim 30 further comprising the steps of:
generating a quality score for the enrollment facial image; and
if the quality score does not meet a predetermined image quality score, sending a request for a retest to be taken.

### Claim 32 (depends on 30)

The method according to claim 30 further comprising the steps of:
receiving in the monitor network a first facial match result associated with the initial test, wherein the first facial match is derived from comparing a first facial image captured at a time proximal to the initial test with the enrollment facial image; and
receiving in the monitor network a second facial match result associated with the confirmation test, wherein the second facial match is derived from comparing a second facial image captured at a time proximal to the confirmation test with the enrollment facial image.

### Claim 33 (depends on 32)

The method according to claim 32 further comprising the steps of:
analyzing the test event in the monitor network, and, based on the results of the analysis, reporting at least one of:
a missed test when the initial test was not taken;
an incomplete test when the initial test did not have a valid breath sample;
a passed test when the initial test had a valid breath sample and was negative for alcohol;
a failed test when the initial test was positive for alcohol followed by a confirmation test that was missed;
a failed test when the initial test was positive for alcohol followed by a confirmation test that was incomplete;
a passed test when the initial test was positive for alcohol followed by a confirmation test that was negative for alcohol;
a failed test when the initial test was positive for alcohol followed by a confirmation test that was positive for alcohol but abnormal; and
a failed test when the initial test was positive for alcohol followed by a confirmation test that was positive for alcohol.

### Claim 34 (depends on 33)

The method according to claim 33 further comprising the step of:
modifying the reporting of the test event based upon the first facial match result and the second facial match result.

### Claim 35 (depends on 33)

The method according to claim 33 further comprising the steps of:
storing the analysis of the test event in the monitor network; and
sending an immediate notification to the supervising agency for test results that have been selected by the supervising agency for immediate notification.

### Claim 36 (depends on 26)

The method according to claim 26 further comprising the steps of:
receiving in the monitor network at least one of a video and a series of images; and
performing a liveness analysis on the at least one of the video and the series of images to determine movement of one or more facial features.

### Claim 37 (depends on 26)

The method according to claim 26 further comprising the steps of:
receiving in the monitor network along with the test event a first location fix captured at a time proximal to the initial test; and
receiving in the monitor network along with the test event a second location fix captured at a time proximal to the confirmation test.

### Claim 38 (depends on 26)

The method according to claim 26 further comprising the steps of:
receiving periodically in the monitor network a check-in call from the remote breath alcohol monitor; and
downloading from the monitor network to the remote breath alcohol monitor at least one of:
a change to settings for the remote breath alcohol monitor;
a change to the testing schedule; and
a request for an on-demand test.

### Claim 39

A remote breath alcohol monitor comprising:
a vent opening in the remote breath alcohol monitor for receiving a breath sample in an ethanol sensor within the remote breath alcohol monitor;
at least one circuit board assembly within the remote breath alcohol monitor for processing the output of the ethanol sensor to determine a breath alcohol content;
a camera connectable to the at least one circuit board assembly for capturing a facial image; and
a wireless cellular phone module embedded in the at least one circuit board assembly for sending the breath alcohol content and the facial image;
wherein the at least one circuit board assembly performs a facial match on the facial image compared to an enrollment image.

### Claim 40 (depends on 39)

The remote breath alcohol monitor of claim 39 further comprising:
a breath tube connectable to the vent opening for receiving the breath sample, wherein the breath tube is flat in cross-section instead of round.

### Claim 41 (depends on 39)

The remote breath alcohol monitor of claim 39 wherein the wireless cellular phone module sends the breath alcohol content and the facial image via a wireless communication link to a monitor network.

### Claim 42 (depends on 41)

The remote breath alcohol monitor of claim 41 further comprising:
a GPS receiver connectable to the at least one circuit board for capturing a location fix in conjunction with receiving the breath sample, wherein the location fix is also sent via the wireless communication link to the monitor network.

### Claim 43 (depends on 42)

The remote breath alcohol monitor of claim 42 further comprising:
a secondary method to acquire the location fix when a satellite signal needed for the GPS receiver is not available, the secondary method comprising at least one of:
a cell tower triangulation; a nearest cell site; and a location based service.

### Claim 44 (depends on 42)

The remote breath alcohol monitor of claim 42 further comprising:
a memory connectable to the at least one circuit board assembly for storing the breath alcohol content, the facial image, and the location fix when the wireless communication link is not available to communicate with the monitor network.

### Claim 45 (depends on 44)

The remote breath alcohol monitor of claim 44 wherein when the wireless communication link becomes available, the breath alcohol content, the facial image, and the location fix stored in the memory are sent to the monitor network.

### Claim 46 (depends on 39)

The remote breath alcohol monitor of claim 39 further comprising:
at least one mirror attachable to the remote breath alcohol monitor to aid in properly aligning a face with the camera for taking the facial image.