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AssigneeDigital Assurance Certification L.L.C.
InventorPAULA STUART
Estimating the term…
The disclosure relates to an integrated platform for obtaining and managing information and documents relating to regulatory compliance, determining compliance obligations and compliance actions, graphically providing representations of and/or tools for facilitating such compliance, including historical, current and future compliance requirements of municipal bonds and other securities and associated information. The integrated platform may receive selections of compliance templates used to determine compliance with disclosure requirements of municipal bonds, obtain securities-related information related to a municipal bond (including information related to the bond issuer), automatically populate a disclosure document with required information based on the selected compliance template related to a municipal bond using securities-related information obtained by the system, provide an indication of required information based on the compliance template, automatically determine whether provided information satisfies regulatory requirements, and graphically illustrate current and historical compliance of the municipal bond.
A system configured to provide information related to compliance of obligors with one or more regulatory requirements governing municipal bonds, the system comprising:
A computer-implemented method of providing information related to compliance of obligors with one or more regulatory requirements governing municipal bonds, the method being implemented by a computer system that comprises one or more physical processors executing one or more computer program instructions which, when executed, perform the method, the method comprising:
Dependencies are inferred from the claim text.