# US 2014/0156004 A1 · Method and Apparatus for Altering Biomechanics of the Articular Joints > Agents: this data is available as JSON from the patentgrep API and MCP server — see https://patentgrep.com/llms.txt - Number: US 2014/0156004 A1 - Document ID: US20140156004A1 - Status: Published application - Kind: A1 - Application number: 14/175,813 - Filed: 2014-02-07 - Published: 2014-06-05 - Earliest claimed: 2009-08-27 - Assignees: Cotera, Inc. - Applicants: Cotera, Inc. - Inventors: Vivek Shenoy; Hanson S. Gifford, II - Web page: https://patentgrep.com/patent/US20140156004A1 ## CPC - A61B 17/56: Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor - A61B 17/562: {Implants for placement in joint gaps without restricting joint motion, e.g. to reduce arthritic pain} - A61B 17/8872: {Instruments for putting said fixation devices against or away from the bone (A61B17/7074, A61B17/808 take precedence)} - A61F 2/3886: {for stabilising knees against anterior or lateral dislocations} - A61B 2017/564: {Methods for bone or joint treatment} - A61B 2017/565: {for surgical correction of axial deviation, e.g. hallux valgus or genu valgus} - A61B: DIAGNOSIS; SURGERY; IDENTIFICATION (usefulness limited to only animals A61D) - A61F: FILTERS IMPLANTABLE INTO BLOOD VESSELS; PROSTHESES; DEVICES PROVIDING PATENCY TO, OR PREVENTING COLLAPSING OF, TUBULAR STRUCTURES OF THE BODY, e.g. STENTS; ORTHOPAEDIC, NURSING OR CONTRACEPTIVE DEVICES; FOMENTATION; TREATMENT OR PROTECTION OF EYES OR EARS; BANDAGES, DRESSINGS OR ABSORBENT PADS; FIRST-AID KITS (dental prosthetics A61C) ## Abstract Pathology of the human knee can arise from excessive and/or uneven loading of regions within the joint. Methods and apparatus are disclosed that enable displacement of soft tissue around the knee, without displacing or severing bone thereby altering the mechanical load distribution within the joint in a less invasive manner than previous techniques. ## Claims ### Claim 1 An apparatus for treating disorders of the knee, comprising a substantially rigid prosthesis formed along a first axis, said first axis lying in a first plane, the prosthesis comprising: a fixation portion configured and dimensioned to be mounted to the femur at a fixation site adjacent the knee, the fixation portion having a generally elongate shape oriented along said first axis, cranial and caudal ends, at least a first width transverse to the first axis, at least one bone screw hole, an inner surface configured to contact the femur with at least an edge portion of said inner surface lying in said first plane, and an outer surface opposite the inner surface; a displacement portion configured to engage and displace a connective tissue of the knee targeted for treatment, the displacement portion having a cranial end, a caudal end, a smooth, outer, convex bearing surface between said cranial and caudal ends free of bone screw holes, wherein said convex bearing surface is spaced caudally from the fixation portion in a direction along said axis and spaced from said inner surface of the fixation portion in a direction perpendicular to said first plane, the displacement portion having a second width greater than the first width of said fixation portion; and a spanning section extending between the caudal end of said fixation portion and the cranial end of said displacement portion at an angle with respect to said first plane, the displacement portion having anterior and posterior edges each having a convex curvature extending from the cranial end to a caudal edge of the displacement portion. ### Claim 2 (depends on 1) The apparatus of claim 1, wherein said displacement portion further comprises an inner concave surface facing said first plane. ### Claim 3 (depends on 2) The apparatus of claim 2, wherein the displacement portion is configured and dimensioned to substantially mirror the lateral size and shape of the femoral condyle. ### Claim 4 (depends on 1) The apparatus of claim 1, wherein a caudal edge of the displacement portion forms an arc between said anterior and posterior edges. ### Claim 5 (depends on 1) The apparatus of claim 1, wherein the displacement portion has an outermost point which is farther in a lateral direction from said inner surface of said fixation portion than other points on the apparatus, said outermost point being spaced cranially from a caudal edge of the displacement portion. ### Claim 6 (depends on 1) The apparatus of claim 1, wherein: the prosthesis has an overall length along said first axis of between about 85-115 mm; the fixation portion has a length of between about 40-50 mm and a first width of between about 12 mm and about 15 mm; the displacement portion has a length of about 45-60 mm and a second width of about 45-60 mm; and an outermost point on the convex bearing surface is displaced from the inner surface by a distance of about 10-45 mm. ### Claim 7 (depends on 1) The apparatus of claim 1, wherein the angle of the spanning section is between about 40 and 50 degrees with respect to the first plane. ### Claim 8 (depends on 1) The apparatus of claim 1, wherein the fixation portion and displacement portion are configured and dimensioned in cooperation with the spanning section to provide a distance between the fixation portion inner surface and displacement portion bearing surface sufficient to displace said at least one connective tissue is from a pre-treatment anatomical path by a displacement distance of more than about 5 mm and less than about 30 mm when the prosthesis is mounted to the femur at the fixation site. ### Claim 9 (depends on 8) The apparatus of claim 8, wherein the fixation portion and displacement portion are further configured and dimensioned in cooperation with the spanning section such that said displacement distance extends in a lateral direction with respect to the knee. ### Claim 10 An apparatus for treating disorders of the knee, the apparatus comprising a prosthesis comprising: a fixation portion having a bone facing surface and including at least one bone screw hole, the fixation portion configured to be secured to the femur at a fixation site on the lateral side and proximate the lower extremity of the femur; a displacement portion including a rounded and smooth bearing surface having continuously arcing anterior, caudal and posterior edges and being free of holes or other fixation means; and a spanning section between the fixation portion and the displacement portion, the spanning section configured and dimensioned to extend laterally and caudally from the fixation portion; wherein the spanning section and displacement portion are configured and dimensioned to position the displacement portion further caudally from the fixation portion and laterally displaced from said bone-facing surface of the fixation portion so as to insert under the iliotibial band from a medial and cranial position with the fixation portion fixed to the femur to atraumatically engage and displace the iliotibial band in at least a lateral direction from a pre-treatment anatomical path by a distance of more than about 5 mm and less than about 30 mm while avoiding select tissues medial to at least part of the displacement portion. ### Claim 11 (depends on 10) The apparatus of claim 10, wherein the prosthesis has a depth between the bearing surface and said bone facing surface of the fixation portion of greater than about 10 mm as measured perpendicular to a plane tangent to an outermost point on said bearing surface. ### Claim 12 (depends on 10) The apparatus of claim 10, wherein the spanning section includes anterior and posterior edges joining with said displacement portion anterior and posterior edges, respectively, and wherein the anterior and posterior edges diverge through the spanning section from the fixation portion to the displacement portion and converge in the caudal edge of the displacement portion. ### Claim 13 (depends on 12) The apparatus of claim 12, wherein the prosthesis has a profile that substantially mirrors the distal femur in a lateral view. ### Claim 14 (depends on 13) The apparatus of claim 13, wherein the prosthesis is proportionally smaller than a profile of the lateral femoral condyle by 5-25%. ### Claim 15 (depends on 10) The apparatus of claim 10, wherein the prosthesis has a depth between the bearing surface and said bone facing surface of the fixation portion, said depth being greatest at outermost point of the displacement portion, the outermost point being positioned cranially with respect to said caudal edge. ### Claim 16 An apparatus for treating disorders of the knee, the apparatus comprising a prosthesis configured to be secured to a lateral side of the femur proximate the lower extremity of the femur in engagement with a target tissue comprising a laterally placed muscle, tendon or ligament, said prosthesis comprising a rounded and smooth convex bearing surface formed with an outermost point spaced cranially from a caudal edge of the bearing surface, and being configured and dimensioned to displace said target tissue in at least a lateral direction from a pre-treatment anatomical path by a displacement distance of more than about 5 mm and less than about 30 mm to alter the location, angle or magnitude of forces exerted thereby on the knee so as to achieve a therapeutic effect comprising at least reducing a load at an articular surface of the knee. ### Claim 17 (depends on 16) The apparatus of claim 16, wherein the prosthesis comprises: a fixation portion configured to be mounted to the femur at a fixation site on the lateral side and proximate the lower extremity of the femur; a displacement portion including said bearing surface, the displacement portion configured to engage and displace the target tissue, the displacement portion being free of holes, gaps or fixation means, and a spanning section between the fixation portion and the displacement portion, the spanning section configured and dimensioned to position the displacement portion with respect to said at least one target tissue for displacement thereof while avoiding select tissues extending between the fixation site and said target tissue. ### Claim 18 (depends on 17) The apparatus of claim 17, wherein: the fixation portion includes a bone-facing surface and at least one fixation element extending through the bone-facing surface; and the prosthesis has a depth between the bearing surface and said bone-facing surface of greater than about 10 mm as measured perpendicular to a plane tangent to the outermost point on said bearing surface. ### Claim 19 (depends on 17) The apparatus of claim 17, wherein: the fixation portion has a width ranging from about 10 mm to about 40 mm; the fixation portion has a length ranging from about 20 mm to about 60 mm; the displacement portion has a width ranging from about 40 mm to about 70 mm; the displacement portion has a length ranging from about 40 mm to about 70 mm; and the depth of the prosthesis is greater than about 10 mm. ### Claim 20 (depends on 17) The apparatus of claim 17, wherein: the spanning section is configured and dimensioned to extend laterally and caudally from the fixation portion; and the displacement portion extends caudally from the spanning section so as to insert under the iliotibial band from a medial and cranial position when the fixation portion is secured to the lateral side of the femur. ### Claim 21 (depends on 17) The apparatus of claim 17, wherein: the fixation portion is substantially straight along a long axis of the prosthesis with an inner bone engaging surface having a concavity configured and dimensioned to compliment a contour of the lateral femur at the fixation site; the spanning section is angled laterally from a cranial end of the spanning section at an angle between about 40 and 50 degrees; and the displacement portion presents a laterally convex surface for engagement with the iliotibial band and a medially concave surface opposed to the lateral femoral condyle when implanted, the displacement portion further having a curved caudal anterior edge configured and dimensioned to avoid contact with the patella when implanted and a curved caudal posterior edge configured and dimensioned to avoid contact with the fibular head during knee flexion. ### Claim 22 (depends on 17) The apparatus of claim 17, wherein: the fixation portion lies substantially in a first plane, is generally elongate in shape with a width of about 12-18 mm and a length of about 40-55 mm; the spanning section extends in an inclined direction from an end of the fixation portion at an angle between about 40 and 50 degrees with respect to said first plane, said spanning section broadening to a second width at a location joining the displacement portion; the displacement portion is rounded in shape with a convex outer bearing surface and a concave inner surface opposite, the displacement portion being broader than the second width of the spanning section and having a width at a widest part of about 45-60 mm. ### Claim 23 (depends on 22) The apparatus of claim 22, wherein the spanning section has a length and said incline of the spanning section in combination with the length of the spanning section positions the inner concave surface of the displacement portion at an elevated position with respect to said first plane, said elevated position having a height above said first plane sufficient to position said inner concave surface in a spaced apart relationship to the lateral femoral condyle when the fixation portion is secured laterally to the femur. ### Claim 24 (depends on 18) The apparatus of claim 18, wherein said fixation element comprises plural bone screw receiving holes formed in said fixation portion. ### Claim 25 An apparatus for treating disorders of the knee, comprising a prosthesis having a spoon-like shape generally mirroring a lateral profile of a distal portion of the femur including a femoral shaft and a femoral condyle, the prosthesis comprising: an elongate fixation portion having proximal and distal ends, a width, a longitudinal axis therebetween lying in a first plane, and at least one screw hole passing through the first plane for receiving a bone screw; and a displacement portion rigidly coupled distally with respect to the fixation portion, the displacement portion having (i) a size and shape selected to substantially cover a lateral aspect of the femoral condyle, (ii) opposing, convexly rounded anterior and posterior edges, (iii) a width between the anterior and posterior edges larger than the width of the fixation portion, (iv) a concave inner surface shaped to extend over the lateral femoral condyle, and (v) a convex outer surface free of screw holes for receiving bone screws and elevated relative to the first plane such that when the fixation portion is attached to the femoral shaft the displacement portion is positionable between the iliotibial band and the lateral femoral condyle, spaced laterally from the lateral femoral condyle and the outer surface displaces the iliotibial band laterally at least 10 mm. ### Claim 26 (depends on 25) The apparatus of claim 25, further comprising a spanning section extending between the fixation portion and the displacement portion.