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US 2011/0258141 A1Published application
Method for creating and delivering customized compliance information
AssigneeBroadridge Content Solutions, Inc.
InventorsJeffrey B. Levering, Alex Magary, Craig LeClair, Larry Kunz, Anil Gupta, Brigitte Tuller, Garett Wiley, Patricia Rosch
Life of this patent
Estimating the term…
Abstract
A method and system to create personalized investor information packages, based on investor information, to be delivered to the investor to satisfy both compliance regulations and investor preferences. The method and system may deliver information in a paper or electronic format.
Claims18
1-81. (canceled)
A computer-implemented method, comprising:
- obtaining, by a computer, user information comprising one or more of contact information for the user, an identification of at least one security owned by the user, display preference information for the user and delivery preference information for the user;
- obtaining, by a computer, securities information relating to a plurality of securities, a first subset of the plurality of securities being the at least one security owned by the user;
- in response to at least one event comprising a time event, transfer event, market event and/or change in securities information relating to one or more of the first subset of the plurality of securities, identifying, by a computer, based on the user information, a portion of the securities information to deliver to the user, the identified portion relating to at least the one or more of the first subset of the plurality of securities;
- customizing, by a computer, based on one or more of the contact information for the user, identification of the at least one security owned by the user, display preference information for the user or delivery preference information for the user, the identified portion of securities information;
- and
- causing, by a computer, the customized portion of securities information to be sent to the user.
3 more elements
Dependencies are inferred from the claim text.