RULE 10b5-1 TRADING PLAN SYSTEM AND METHOD

A method for managing securities trading plans, comprising:

• creating, on a computer with a microprocessor coupled to a memory, said computer in communication with an electronic network, a trading plan for an executive in response to input from the executive or authorized agent of the executive;
• implementing a brokerage firm approval process;
• implementing a securities issuer approval process;
• locking the trading plan from any further changes once the approval processes has been completed;
• and
• providing access to plan orders for trading of securities.

A non-transitory computer-readable storage medium with an executable program stored thereon, wherein the program instructs a microprocessor to perform the following steps:

• creating a trading plan for an executive in response to input from the executive or authorized agent of the executive;
• implementing a brokerage firm approval process;
• implementing a securities issuer approval process;
• locking the trading plan from any further changes once the approval processes has been completed;
• and
• providing access to plan orders for trading of securities.