Compliance management system
OwnerRon J. Visser, A. Murray Smithinventors
Life of this patent
Estimating the term…
Loading patent…
OwnerRon J. Visser, A. Murray Smithinventors
Estimating the term…
An organization can manage its compliance through a system and process for collecting characteristic data for regulated elements and applying a rule application system to identify those having an out-of-compliance status. A responsible representative is assigned and notified of the out-of-compliance status and compelled to perform corrective actions through repeated and successive notification of the assigned representative and a hierarchy of responsible representatives until compliance is achieved. Compliance is further compelled through assigning a default out-of-compliance status for an element until such time as its characteristics are collected such as through mandatory data collection. Preferably, the compliance management system is implemented in a client-server network utilizing remote data collection devices and server-based applications and databases of rules, a corrective action register of pending out-of-compliance elements and a compliance calendar interface for responsible representatives.
A method for directing compliance of an entity to rules applicable to one or more elements, the method comprising the steps of:
A system for directing entity compliance, the entity having at least one element subject to rules comprising:
Dependencies are inferred from the claim text.