# US 12,601,790 B2 · Battery parameter estimation apparatus and method

> Agents: this data is available as JSON from the patentgrep API and MCP server — see https://patentgrep.com/llms.txt

- Number: US 12,601,790 B2
- Document ID: US12601790B2
- Status: Granted
- Kind: B2
- Application number: 18/153,536
- Filed: 2023-01-12
- Published: 2024-03-21
- Granted: 2026-04-14
- Earliest claimed: 2023-01-12
- Assignees: NuVolta Technologies (Hefei) Co., Ltd.
- Applicants: NuVolta Technologies (Hefei) Co., Ltd.
- Inventors: Muye Yang; Kunxu Zhu
- Web page: https://patentgrep.com/patent/US12601790B2

## CPC

- G01R 31/396: Acquisition or processing of data for testing or for monitoring individual cells or groups of cells within a battery
- G01R 31/367: Software therefor, e.g. for battery testing using modelling or look-up tables
- G01R 31/388: involving voltage measurements
- G01R 31/382: Arrangements for monitoring battery or accumulator variables, e.g. SoC
- Y02E 60/10: Energy storage using batteries
- G01R: MEASURING ELECTRIC VARIABLES; MEASURING MAGNETIC VARIABLES (indicating correct tuning of resonant circuits H03J3/12)
- Y02E: REDUCTION OF GREENHOUSE GAS [GHG] EMISSIONS, RELATED TO ENERGY GENERATION, TRANSMISSION OR DISTRIBUTION

## Abstract

A method includes applying a preliminary discharge/charge cycle to a plurality of battery cells to obtain an initial capacity of each battery cell, applying multiple small current discharge/charge cycles to the plurality of battery cells to minimize initial voltage deviations of the plurality of battery cells, configuring a first battery cell to be tested at a plurality of first testing points, configuring a second battery cell to be tested at a plurality of second testing points, and configuring a third battery cell to be tested at a plurality of third testing points, wherein the first battery cell, the second battery cell and the third battery cell are tested concurrently for generating an OCV-SOC curve, and the plurality of first testing points, the plurality of second testing points and the plurality of third testing points are arranged in an alternate manner.

## Claims

### Claim 1

A method for characterizing a plurality of battery cells comprising:
configuring a first battery cell of the plurality of battery cells to be tested at a plurality of first testing points; and
configuring a second battery cell of the plurality of battery cells to be tested at a plurality of second testing points, wherein the first battery cell and the second battery cell are tested concurrently, and the plurality of first testing points and the plurality of second testing points are arranged in an alternate manner in a range from the plurality of battery cells in a fully charged state to the plurality of battery cells in a fully depleted state.

### Claim 2 (depends on 1)

The method of claim 1, further comprising:
configuring a third battery cell of the plurality of battery cells to be tested at a plurality of third testing points, wherein the first battery cell, the second battery cell and the third battery cell are tested concurrently, and the plurality of first testing points, the plurality of second testing points and the plurality of third testing points are arranged in another alternate manner.

### Claim 3 (depends on 2)

The method of claim 2, wherein:
the plurality of first testing points are obtained by dividing a state of charge (SOC) of the first battery cell in a unit of 7.5% between 97.5% and 0% of the SOC of the first battery cell;
the plurality of second testing points are obtained by dividing an SOC of the second battery cell in a unit of 7.5% between 95% and 5% of the SOC of the second battery cell; and
the plurality of third testing points are obtained by dividing an SOC of the third battery cell in a unit of 7.5% between 92.5% and 2.5% of the SOC of the third battery cell.

### Claim 4 (depends on 1)

The method of claim 1, further comprising:
prior to characterizing the plurality of battery cells, applying a preliminary discharge/charge cycle to the plurality of battery cells; and
calculating an initial capacity of each battery cell based on testing results of the preliminary discharge/charge cycle.

### Claim 5 (depends on 4)

The method of claim 4, further comprising:
characterizing the first battery cell using the plurality of first testing points to obtain a plurality of SOC testing results based on the initial capacity obtained in the preliminary discharge/charge cycle;
after characterizing the first battery cell, calculating an updated capacity of the first battery cell based on the plurality of SOC testing results; and
recalculating the plurality of SOC testing results based on the updated capacity of the first battery cell.

### Claim 6 (depends on 1)

The method of claim 1, further comprising:
prior to characterizing the plurality of battery cells, applying multiple small current discharge/charge cycles to the plurality of battery cells, wherein as a result of applying the multiple small current discharge/charge cycles to the plurality of battery cells, initial voltage deviations of the plurality of battery cells are controlled within a predetermined voltage deviation range.

### Claim 7 (depends on 1)

The method of claim 1, further comprising:
configuring a third battery cell of the plurality of battery cells to be tested at a plurality of third testing points;
placing a first calibration testing point in the plurality of first testing points;
placing a second calibration testing point in the plurality of second testing points; and
placing a third calibration testing point in the plurality of third testing points, wherein the first calibration testing point, the second calibration testing point and the third calibration testing point are of a same open circuit voltage (OCV).

### Claim 8 (depends on 7)

The method of claim 7, further comprising:
obtaining a first SOC of the first battery cell through discharging the first battery cell to the same open circuit voltage;
obtaining a second SOC of the second battery cell through discharging the second battery cell to the same open circuit voltage;
obtaining a third SOC of the third battery cell through discharging the third battery cell to the same open circuit voltage; and
determining whether the first SOC, the second SOC and the third SOC are evenly distributed, wherein:
if the first SOC, the second SOC and the third SOC are evenly distributed, an average value of the first SOC, the second SOC and the third SOC is used to replace the first SOC, the second SOC and the third SOC to reset SOC integration errors in subsequent SOC characterization steps; and
if the first SOC, the second SOC and the third SOC are unevenly distributed, a deviated SOC is deleted and adjacent SOC testing results are recalculated.

### Claim 9 (depends on 1)

The method of claim 1, further comprising:
configuring a third battery cell of the plurality of battery cells to be tested at a plurality of third testing points;
obtaining a plurality of first OCV testing results and a plurality of first SOC testing results through testing the first battery cell at the plurality of first testing points;
obtaining a plurality of second OCV testing results and a plurality of second SOC testing results through testing the second battery cell at the plurality of second testing points;
obtaining a plurality of third OCV testing results and a plurality of third SOC testing results through testing the third battery cell at the plurality of third testing points;
obtaining a first OCV-SOC curve characterizing a OCV and SOC relationship of the first battery cell based on the plurality of first OCV testing results and the plurality of first SOC testing results;
obtaining a second OCV-SOC curve characterizing a OCV and SOC relationship of the second battery cell based on the plurality of second OCV testing results and the plurality of second SOC testing results;
obtaining a third OCV-SOC curve characterizing a OCV and SOC relationship of the third battery cell based on the plurality of third OCV testing results and the plurality of third SOC testing results;
filtering out OCV testing results deviated from adjacent OCV testing results; and
merging the first OCV-SOC curve, the second OCV-SOC curve and the third OCV-SOC curve into a single OCV-SOC curve based on a linear interpolation.

### Claim 10

A method comprising:
applying a preliminary discharge/charge cycle to a plurality of battery cells to obtain an initial capacity of each battery cell;
applying multiple small current discharge/charge cycles to the plurality of battery cells to minimize initial voltage deviations of the plurality of battery cells;
configuring a first battery cell of the plurality of battery cells to be tested at a plurality of first testing points;
configuring a second battery cell of the plurality of battery cells to be tested at a plurality of second testing points; and
configuring a third battery cell of the plurality of battery cells to be tested at a plurality of third testing points, wherein the first battery cell, the second battery cell and the third battery cell are tested concurrently for generating an OCV-SOC curve, and the plurality of first testing points, the plurality of second testing points and the plurality of third testing points are arranged in an alternate manner.

### Claim 11 (depends on 10)

The method of claim 10, further comprising:
characterizing each battery cell to obtain corresponding SOC testing results based on the initial capacity obtained in the preliminary discharge/charge cycle;
calculating an updated capacity of each battery cell based on the corresponding SOC testing results; and
recalculating SOC testing results of each battery cell based on the updated capacity.

### Claim 12 (depends on 10)

The method of claim 10, further comprising:
during the preliminary discharge/charge cycle, discharging each battery cell from an SOC of 100% to an SOC of 0%, and charging each battery cell from the SOC of 0% to the SOC of 100%.

### Claim 13 (depends on 10)

The method of claim 10, further comprising:
for a battery cell of the plurality of battery cells, obtaining a plurality of OCV testing results by applying a voltage relaxation method, wherein at each testing point, the battery cell is discharged to a corresponding SOC value, and an OCV of the battery cell at the corresponding SOC value is measured after resting the battery cell for a predetermined period.

### Claim 14 (depends on 10)

The method of claim 10, further comprising:
obtaining a plurality of calibration SOC testing results through discharging the plurality of battery cells to a same OCV; and
determining whether the plurality of calibration SOC testing results is evenly distributed.

### Claim 15 (depends on 14)

The method of claim 14, wherein:
if the plurality of calibration SOC testing results is evenly distributed, an average value of the plurality of calibration SOC testing results is used to replace the plurality of calibration SOC testing results to reset SOC integration errors.

### Claim 16 (depends on 14)

The method of claim 14, wherein:
if the plurality of calibration SOC testing results is unevenly distributed, deviated SOC testing results are deleted, and SOC testing results adjacent to the deviated SOC testing results are recalculated.

### Claim 17 (depends on 10)

The method of claim 10, further comprising:
obtaining a plurality of OCV testing results and a plurality of SOC testing results for each battery cell of the plurality of battery cells;
obtaining an OCV-SOC curve for each battery cell based on the plurality of OCV testing results and the plurality of SOC testing results; and
filtering out OCV testing results deviated from adjacent OCV testing results.

### Claim 18 (depends on 17)

The method of claim 17, further comprising:
generating a plurality of OCV-SOC curves for the plurality of battery cells; and
merging the plurality of OCV-SOC curves to obtain the OCV-SOC curve after filtering out the OCV testing results deviated from the adjacent OCV testing results.

### Claim 19

An apparatus comprising:
a voltage sensor configured to measure OCV values of each battery cell of a plurality of battery cells configured to be tested concurrently in a chamber;
a current sensor configured to measure current values of each battery cell of the plurality of battery cells; and
a control circuit configured to receive measured OCV values and measured current values of the plurality of battery cells, generate an OCV-SOC curve for each battery cell and merge OCV-SOC curves of the plurality of battery cells into a single OCV-SOC curve representing the plurality of battery cells from a fully charged state to a fully depleted state.

### Claim 20 (depends on 19)

The apparatus of claim 19, wherein the control circuit is configured such that:
a preliminary discharge/charge cycle is applied to the plurality of battery cells to obtain an initial capacity of each battery cell;
multiple small current discharge/charge cycles are applied to the plurality of battery cells to minimize initial voltage deviations of the plurality of battery cells;
a first battery cell of the plurality of battery cells is tested at a plurality of first OCV-SOC testing points;
a second battery cell of the plurality of battery cells is tested at a plurality of second OCV-SOC testing points; and
a third battery cell of the plurality of battery cells is tested at a plurality of third OCV-SOC testing points, wherein the plurality of first OCV-SOC testing points, the plurality of second OCV-SOC testing points and the plurality of third OCV-SOC testing points are arranged in an alternate manner.