# US 12,592,760 B2 · Beam selection for random access in a hierarchical beam architecture

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- Number: US 12,592,760 B2
- Document ID: US12592760B2
- Status: Granted
- Kind: B2
- Application number: 18/261,087
- Filed: 2021-02-12
- Published: 2024-09-26
- Granted: 2026-03-31
- Earliest claimed: 2021-02-12
- Assignees: QUALCOMM Incorporated
- Applicants: QUALCOMM Incorporated
- Inventors: Liangping Ma; Xiao Feng Wang; Jun Ma; Peter Gaal; Juan Montojo; Wanshi Chen; Alberto Rico Alvarino; Ayan Sengupta; Bharat Shrestha; Huilin Xu; Yiqing Cao; Umesh Phuyal
- Web page: https://patentgrep.com/patent/US12592760B2

## CPC

- H04B 7/06952: {Selecting one or more beams from a plurality of beams, e.g. beam training, management or sweeping}
- H04B 7/0617: {for beam forming}
- H04B 7/0626: {Channel coefficients, e.g. channel state information [CSI]}
- H04W 74/0833: Random access procedures, e.g. with 4-step access
- H04L 5/001: {the frequencies being arranged in component carriers}
- H04L 5/0023: {Time-frequency-space}
- H04L 5/005: {of common pilots, i.e. pilots destined for multiple users or terminals}
- H04L 5/0051: {of dedicated pilots, i.e. pilots destined for a single user or terminal}
- H04L 5/0094: {Indication of how sub-channels of the path are allocated}
- H04W 72/0453: Resources in frequency domain, e.g. a carrier in FDMA
- H04W 74/08: Non-scheduled access, e.g. ALOHA (hybrid access H04W74/02)
- H04B: TRANSMISSION
- H04W: WIRELESS COMMUNICATION NETWORKS (broadcast communication H04H; communication systems using wireless links for non-selective communication, e.g. wireless extensions H04M1/72)
- H04L: TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION (arrangements common to telegraphic and telephonic communication H04M)

## Abstract

Certain aspects of the present disclosure provide techniques for beam selection for random access. A method that may be performed by a user equipment (UE) includes receiving, from a network entity, via a first beam, system information associated with at least a first plurality of beams that are within a coverage area of the first beam. The method also includes selecting a second beam among at least the first plurality of beams based at least in part on the system information and performing a random access procedure via the selected second beam.

## Claims

### Claim 1

An apparatus for wireless communication at a user equipment (UE), comprising: a memory comprising computer-executable instructions; and one or more processors configured to execute the computer-executable instructions and cause the apparatus to:
receive, from a network entity, via a first beam, system information associated with at least a first plurality of beams that are within a coverage area of the first beam wherein the system information includes:
a reference signal (RS) resource indicator for each of the first plurality of beams;
a random access channel configuration for each of the first plurality of beams;
a downlink bandwidth part (BWP) configuration for each of the first plurality of beams; and
an uplink BWP configuration for each of the first plurality of beams;
select a second beam among at least the first plurality of beams based at least in part on the system information; and
perform a random access procedure via the selected second beam.

### Claim 2 (depends on 1)

The apparatus of claim 1, wherein the system information includes at least one of:
a global position indication for each of the first plurality of beams; or
a channel state information reference signal (CSI-RS) configuration for each of the first plurality of beams.

### Claim 3 (depends on 1)

The apparatus of claim 1, wherein the RS resource indicator includes a CSI-RS resource indicator (CRI).

### Claim 4 (depends on 1)

The apparatus of claim 1, wherein the system information is further associated with a second plurality of beams that are within a coverage area of a third beam, and wherein selecting the second beam is further among at least the first plurality of beams and the second plurality of beams.

### Claim 5 (depends on 4)

The apparatus of claim 4, wherein the first beam, the first plurality of beams, the third beam, and the second plurality of beams are configured as a single cell.

### Claim 6 (depends on 4)

The apparatus of claim 4, wherein the first beam and the first plurality of beams are configured as a first cell, and the third beam and the second plurality of beams are configured as a second cell.

### Claim 7 (depends on 4)

The apparatus of claim 4, wherein the one or more processors are further configured to execute the computer-executable instructions and cause the apparatus to:
identify the third beam by an SSB index.

### Claim 8 (depends on 1)

The apparatus of claim 1, wherein the one or more processors are further configured to execute the computer-executable instructions and cause the apparatus to:
monitor reference signals associated with the first plurality of beams as indicated in the system information,
wherein selecting the second beam is further based at least in part on measurements of the reference signals derived from monitoring the reference signals.

### Claim 9 (depends on 1)

The apparatus of claim 1, wherein the one or more processors are further configured to execute the computer-executable instructions and cause the apparatus to:
determine distances from a position of the UE to positions of the first plurality of beams as indicated in the system information,
wherein selecting the second beam is further based at least in part on the determined distances.

### Claim 10 (depends on 9)

The apparatus of claim 9, wherein selecting the second beam is based on the second beam being associated with a shortest distance among at least the determined distances.

### Claim 11 (depends on 1)

The apparatus of claim 1, wherein the first beam and the first plurality of beams are configured as a single cell.

### Claim 12 (depends on 1)

The apparatus of claim 1, wherein the one or more processors are further configured to execute the computer-executable instructions and cause the apparatus to:
acquire at least one of time or frequency synchronization via a synchronization signal block (SSB) on the first beam; and
receive scheduling information for the system information via the first beam based on information indicated in the SSB,
wherein receiving the system information comprises receiving the system information based on the scheduling information.

### Claim 13 (depends on 12)

The apparatus of claim 12, wherein the one or more processors are further configured to execute the computer-executable instructions and cause the apparatus to:
identify the first beam by an SSB index associated with the SSB.

### Claim 14 (depends on 1)

The apparatus of claim 1, wherein the one or more processors are further configured to execute the computer-executable instructions and cause the apparatus to:
receive an indication that the first beam or an uplink BWP of the first beam is barred for uplink transmission,
wherein selecting the second beam and performing the random access procedure via the second beam is in response to receiving the indication.

### Claim 15 (depends on 1)

The apparatus of claim 1, wherein performing the random access procedure comprises transmitting a message including a preamble on a physical random access channel (PRACH) via the second beam.

### Claim 16 (depends on 1)

The apparatus of claim 1, wherein performing the random access procedure comprises transmitting a message including a preamble on a PRACH and a payload on a physical uplink shared channel (PUSCH) via the second beam.

### Claim 17 (depends on 1)

The apparatus of claim 1, wherein:
the network entity includes a non-terrestrial network entity; and
performing the random access procedure comprises communicating with the non-terrestrial network entity via the selected second beam.

### Claim 18

An apparatus for wireless communication at a user equipment (UE), comprising: a memory comprising computer-executable instructions; and one or more processors configured to execute the computer-executable instructions and cause the apparatus to:
receive, via a first beam, an indication of whether a beam or an uplink bandwidth part (BWP) of a beam is barred for uplink transmission, wherein the indication is included in system information and the system information includes:
a reference signal (RS) resource indicator for each of a first plurality of beams including the beam; a random access channel configuration for each of the first plurality of beams;
a downlink bandwidth part (BWP) configuration for each of the first plurality of beams; and
an uplink BWP configuration for each of the first plurality of beams; and
perform a random access procedure via the first beam or a second beam based at least in part on the indication.

### Claim 19 (depends on 18)

The apparatus of claim 18, wherein the receiving and the performing are in response to the indication indicating that the first beam or the uplink BWP of the first beam is barred for uplink transmission.

### Claim 20 (depends on 18)

The apparatus of claim 18, wherein performing the random access procedure comprises performing the random access procedure via the first beam in response to the indication indicating that the first beam is not barred for uplink transmission.

### Claim 21 (depends on 18)

The apparatus of claim 18, wherein performing the random access procedure comprises performing the random access procedure via at least one beam including the first beam and a first plurality of beams in response to the indication indicating that the first beam is not barred for uplink transmission, where the first plurality of beams includes the second beam.

### Claim 22 (depends on 18)

The apparatus according to claim 18, wherein performing the random access procedure comprises transmitting a message including a preamble on a physical random access channel (PRACH) via the second beam.

### Claim 23 (depends on 18)

The apparatus according to claim 18, wherein performing the random access procedure comprises transmitting a message including a preamble on a PRACH and a payload on a physical uplink shared channel (PUSCH) via the second beam.

### Claim 24 (depends on 18)

The apparatus according to claim 18, wherein performing the random access procedure comprises communicating with a non-terrestrial network entity via the first beam or the second beam.

### Claim 25

An apparatus for wireless communication at a network entity, comprising: a memory comprising computer-executable instructions; and one or more processors configured to execute the computer-executable instructions and cause the apparatus to:
transmit, via a first beam, an indication of whether a beam or an uplink bandwidth part (BWP) of a beam is barred for uplink transmission, wherein the indication is included in system information and the system information includes:
a reference signal (RS) resource indicator for each of a first plurality of beams including the beam; a random access channel configuration for each of the first plurality of beams;
a downlink bandwidth part (BWP) configuration for each of the first plurality of beams; and
an uplink BWP configuration for each of the first plurality of beams; and
perform a random access procedure, with a user equipment (UE), via the first beam or a second beam based at least in part on the indication.

### Claim 26 (depends on 25)

The apparatus of claim 25, wherein the transmitting and the performing are in response to the indication indicating that the first beam or a BWP of the first beam is barred for uplink transmission.

### Claim 27 (depends on 25)

The apparatus of claim 25, wherein performing the random access procedure comprises performing the random access procedure via the first beam in response to the indication indicating that the first beam is not barred for uplink transmission.

### Claim 28 (depends on 25)

The apparatus of claim 25, wherein performing the random access procedure comprises performing the random access procedure via at least one beam including the first beam and a first plurality of beams in response to the indication indicating that the first beam is not barred for uplink transmission, wherein the first plurality of beams includes the second beam.

### Claim 29 (depends on 25)

The apparatus according to claim 25, wherein performing the random access procedure comprises receiving a message including a preamble on a physical random access channel (PRACH) via at least one of a first plurality of beams.
