# US 12,225,591 B2 · Method and apparatus for initial access in communication system

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- Number: US 12,225,591 B2
- Document ID: US12225591B2
- Status: Granted
- Kind: B2
- Application number: 17/681,290
- Filed: 2022-02-25
- Published: 2022-09-01
- Granted: 2025-02-11
- Earliest claimed: 2021-02-26
- Assignees: Electronics and Telecommunications Research Institute
- Applicants: Electronics and Telecommunications Research Institute
- Inventors: Jung Hoon Lee; Cheul Soon Kim; Sung Hyun Moon
- Web page: https://patentgrep.com/patent/US12225591B2

## CPC

- H04W 72/0446: Resources in time domain, e.g. slots or frames
- H04L 5/003: {Arrangements for allocating sub-channels of the transmission path}
- H04L 27/26025: {Numerology, i.e. varying one or more of symbol duration, subcarrier spacing, Fourier transform size, sampling rate or down-clocking (allocating sub-channels of the transmission path H04L5/003)}
- H04L 27/26134: {Pilot insertion in the transmitter chain, e.g. pilot overlapping with data, insertion in time or frequency domain}
- H04L 27/2647: {Arrangements specific to the receiver only (equalisation H04L27/01)}
- H04W 74/0833: Random access procedures, e.g. with 4-step access
- H04W: WIRELESS COMMUNICATION NETWORKS (broadcast communication H04H; communication systems using wireless links for non-selective communication, e.g. wireless extensions H04M1/72)
- H04L: TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION (arrangements common to telegraphic and telephonic communication H04M)

## Abstract

An operation method of a terminal in a communication system may comprise: receiving, from a base station, a first SSB; determining a RACH occasion associated with the first SSB; transmitting, to the base station, a PRACH preamble in the RACH occasion within a first radio resource to which a first SCS is applied; determining a slot to which the RACH occasion belongs based on a reference radio resource to which a reference SCS is applied instead of the first SCS; determining an RNTI for a random access procedure based on a slot index for the slot; and performing a reception operation of a response for the PRACH preamble by using the RNTI in the first radio resource.

## Claims

### Claim 1

An operation method of a terminal in a communication system, the operation method comprising:
receiving, from a base station, a first synchronization signal block (SSB);
determining a random access channel (RACH) occasion (RO) associated with the first SSB;
transmitting, to the base station, a physical random access channel (PRACH) preamble in the RO within a first radio resource to which a first subcarrier spacing (SCS) is applied;
determining a position of a slot to which the RO belongs in a reference radio resource to which a reference SCS is applied;
determining a radio network temporary identifier (RNTI) for a random access (RA) procedure based on a slot index corresponding to the position of the slot in the reference radio resource; and
performing a reception operation of a response for the PRACH preamble by using the RNTI in the first radio resource.

### Claim 2 (depends on 1)

The operation method according to claim 1, wherein the first SCS is a 480 kHz SCS or a 960 kHz SCS, the reference SCS is a 120 kHz SCS, and the RNTI is a random access (RA)-RNTI or an MSGB-RNTI.

### Claim 3 (depends on 1)

The operation method according to claim 1, wherein one slot in the reference radio resource includes n slots in the first radio resource, the RO is located in one or more slots among the n slots, the slot index used to determine the RNTI is a slot index of the one slot instead of the one or more slots, and n is a natural number equal to or greater than 2.

### Claim 4 (depends on 3)

The operation method according to claim 3, wherein a start slot of the RO is limited to a specific slot among the n slots in the first radio resource.

### Claim 5 (depends on 3)

The operation method according to claim 3, wherein the one or more slots are located last among the n slots in the first radio resource.

### Claim 6

An operation method of a base station in a communication system, the operation method comprising:
transmitting a first synchronization signal block (SSB);
receiving, from a terminal, a physical random access channel (PRACH) preamble in a random access channel (RACH) occasion (RO) associated with the first SSB in a first radio resource to which a first subcarrier spacing (SCS) is applied;
determining a position of a slot to which the RO belongs in a reference radio resource to which a reference SCS is applied-instead of the first SCS;
determining a radio network temporary identifier (RNTI) for a random access (RA) procedure based on a slot index corresponding to the position of the slot in the reference radio resource; and
performing a transmission operation of a response for the PRACH preamble by using the RNTI in the first radio resource.

### Claim 7 (depends on 6)

The operation method according to claim 6, wherein the first SCS is a 480 kHz SCS or a 960 kHz SCS, the reference SCS is a 120 kHz SCS, and the RNTI is a random access (RA)-RNTI or an MSGB-RNTI.

### Claim 8 (depends on 6)

The operation method according to claim 6, wherein one slot in the reference radio resource includes n slots in the first radio resource, the RO is located in one or more slots among the n slots, the slot index used to determine the RNTI is a slot index of the one slot instead of the one or more slots, and n is a natural number equal to or greater than 2.

### Claim 9 (depends on 8)

The operation method according to claim 8, wherein a start slot of the RO is limited to a specific slot among the n slots in the first radio resource.

### Claim 10 (depends on 8)

The operation method according to claim 8, wherein the one or more slots are located last among the n slots in the first radio resource.

### Claim 11

A terminal in a communication system, the terminal comprising:
a processor;
a memory electronically communicating with the processor; and
instructions stored in the memory, wherein when executed by the processor, the instructions cause the terminal to:
receive, from a base station, a first synchronization signal block (SSB);
determine an SSB index associated with the first SSB based on a different scheme according to a frequency band in which the base station operates;
determine a random access channel (RACH) occasion (RO) associated with the SSB index; and
transmit a physical random access channel (PRACH) preamble to the base station in the RO,
wherein when the base station operates in a first frequency band, the SSB index is determined based on a first equation or a second equation, and when the base station operates in a second frequency band higher than the first frequency band, the SSB index is determined based on the second equation,
the first equation is [an index of a physical broadcast channel (PBCH) demodulation reference signal (DMRS) mod NSSBQCL], the second equation is [an SSB candidate index mod NSSBQCL], the PBCH DMRS is included in the first SSB, the SSB candidate index is associated with the first SSB, and NSSBQCL indicates a number of SSBs having a quasi-co-located (QCL) relation.

### Claim 12 (depends on 11)

The terminal according to claim 11, wherein the SSB index associated with the first SSB is an SSB index of a second SSB having a QCL relation with the first SSB.
