# US 12,224,816 B2 · Enhanced sounding reference signaling for beam management > Agents: this data is available as JSON from the patentgrep API and MCP server — see https://patentgrep.com/llms.txt - Number: US 12,224,816 B2 - Document ID: US12224816B2 - Status: Granted - Kind: B2 - Application number: 18/135,671 - Filed: 2023-04-17 - Published: 2023-08-10 - Granted: 2025-02-11 - Earliest claimed: 2015-08-10 - Assignees: Apple Inc. - Applicants: Apple Inc. - Inventors: Honglei Miao; Hyejung Jung; Michael Faerber - Web page: https://patentgrep.com/patent/US12224816B2 ## CPC - H04B 7/024: Co-operative use of antennas of several sites, e.g. in co-ordinated multipoint or co-operative multiple-input multiple-output [MIMO] systems - H04B 7/0404: the mobile station comprising multiple antennas, e.g. to provide uplink diversity - H04B 7/0413: MIMO systems - H04B 7/0617: {for beam forming} - H04B 7/0619: {using feedback from receiving side (feedback signaling for adaptive modulation/coding H04L1/0001)} - H04B 7/0628: {Diversity capabilities} - H04L 1/0003: {by switching between different modulation schemes} - H04L 5/0048: {Allocation of pilot signals, i.e. of signals known to the receiver (allocation of control signalling H04L5/0053; use of control signalling H04L5/0091)} - H04L 25/0224: {using sounding signals} - H04W 72/0446: Resources in time domain, e.g. slots or frames - H04W 72/20: Control channels or signalling for resource management - H04L 5/0023: {Time-frequency-space} - H04L 5/0051: {of dedicated pilots, i.e. pilots destined for a single user or terminal} - H04W 80/02: Data link layer protocols - H04W 80/08: Upper layer protocols {(network arrangements or communication protocols for networked applications H04L67/00)} - H04B: TRANSMISSION - H04L: TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION (arrangements common to telegraphic and telephonic communication H04M) - H04W: WIRELESS COMMUNICATION NETWORKS (broadcast communication H04H; communication systems using wireless links for non-selective communication, e.g. wireless extensions H04M1/72) ## Abstract Apparatus, systems, and methods to implement enhanced sounding reference signaling for uplink (UL) beam tracking in communication systems are described. In one example, an apparatus of an evolved Node B (eNB) comprising processing circuit to broadcast system information about one or more sets of uplink transmit time intervals and bandwidths available for a sounding reference signal (SRS) transmission from a first user equipment (UE), configure one or more UE-specific SRS processes for the first UE for uplink beam tracking, and configure one or more millimeter wave access points (mmW APs) to transmit a mmW signal to the first UE and receive a mmW signal from the first UE. Other examples are also disclosed and claimed. ## Claims ### Claim 1 An apparatus comprising: processing circuitry to: receive, from a user equipment (UE), capability information to indicate a first number of sounding reference signal (SRS) processes supported by the UE and a second number of SRS instances supported per SRS process for beam management; generate configuration information based on the capability information, the configuration information to be transmitted to the UE to configure the UE with up to the first number of SRS processes and up to the second number of SRS instances per SRS process; and receive, from the UE, an SRS transmitted in accordance with the configuration information; and interface circuitry coupled with the processing circuitry to enable communication. ### Claim 2 (depends on 1) The apparatus of claim 1, wherein the capability information is to indicate a number of beams that the UE can simultaneously transmit. ### Claim 3 (depends on 1) The apparatus of claim 1, wherein the capability information is to further indicate: a number of antenna ports supported in a periodic SRS process; or a number of antenna ports supported in an aperiodic SRS process. ### Claim 4 (depends on 1) The apparatus of claim 1, wherein a first SRS process of the up to the first number of SRS processes is a periodic SRS process for the UE. ### Claim 5 (depends on 1) The apparatus of claim 1, wherein the configuration information corresponds to a first SRS process of the up to the first number of SRS processes and is to further indicate: a periodicity of the first SRS process; a transmission timing interval (TTI) offset in a frame of the first SRS process; a sounding bandwidth of the first SRS process; or a frequency location of the first SRS process. ### Claim 6 (depends on 1) The apparatus of claim 1, wherein the up to the first number of SRS processes comprises a plurality of periodic SRS processes and the processing circuitry is further to: generate a request for transmission to a millimeter wave access point to: measure receive power or quality of one or more detected SRS processes of the plurality of periodic SRS processes; and report the receive power or quality of the one or more detected SRS processes to the base station; and determine a strongest received SRS process based on the report of the receive power or quality of the one or more detected SRS processes. ### Claim 7 (depends on 1) The apparatus of claim 1, wherein the up to the first number of SRS processes correspond to a plurality of aperiodic SRS processes and the processing circuitry is further to: receive an uplink data scheduling request from the UE; and trigger, based on the uplink data scheduling request, an aperiodic SRS process of the plurality of aperiodic SRS processes for the UE. ### Claim 8 (depends on 7) The apparatus of claim 7, wherein the aperiodic SRS process for the UE is triggered by dynamic control signaling that includes: a periodic SRS process index that is quasi-collocated with the aperiodic SRS process; or a number of SRS instances in the aperiodic SRS process. ### Claim 9 (depends on 8) The apparatus of claim 8, wherein the dynamic control signaling comprises: an uplink frequency resource; a modulation coding scheme (MCS); a transport block size; or a preferred uplink transmit direction indicated by a strongest receive SRS instance. ### Claim 10 A method comprising: receiving, from a user equipment (UE), capability information to indicate a first number of sounding reference signal (SRS) processes supported by the UE and a second number of SRS instances supported per SRS process for beam management; generating, based on the capability information, configuration information to configure the UE with up to the first number of SRS processes and up to the second number of SRS instances per SRS process; and outputting the configuration information for transmission to the UE. ### Claim 11 (depends on 10) The method of claim 10, further comprising: receiving, from the UE, an SRS transmitted in accordance with the configuration information. ### Claim 12 (depends on 10) The method of claim 10, wherein the capability information is to indicate a number of beams that the UE can simultaneously transmit. ### Claim 13 (depends on 10) The method of claim 10, wherein the capability information is to further indicate: a number of antenna ports supported in a periodic SRS process; or a number of antenna ports supported in an aperiodic SRS process. ### Claim 14 (depends on 10) The method of claim 10, wherein a first SRS process of the up to the first number of SRS processes is a periodic SRS process for the UE. ### Claim 15 (depends on 10) The method of claim 10, wherein the configuration information corresponds to a first SRS process of the up to the first number of SRS processes and is to further indicate: a periodicity of the first SRS process; a transmission timing interval (TTI) offset in a frame of the first SRS process; a sounding bandwidth of the first SRS process; or a frequency location of the first SRS process. ### Claim 16 One or more non-transitory, computer-readable media having instructions that, when executed, cause processing circuitry to: generate, for transmission to a base station, sounding reference signal (SRS) capability information, the SRS capability information to indicate a first number of SRS processes that are supported and a second number of SRS instances supported per SRS process for beam management; receive, from the base station, configuration information to configure up to the first number of SRS processes and up to the second number of SRS instances per SRS process; and generate an SRS based on the configuration information. ### Claim 17 (depends on 16) The one or more non-transitory, computer-readable media of claim 16, wherein the SRS capability information is to indicate a number of beams that can be simultaneously transmitted. ### Claim 18 (depends on 16) The one or more non-transitory, computer-readable media of claim 16, wherein the configuration information comprises information about an SRS process of the up to the first number of SRS processes that includes: a periodicity of the SRS process; a transmission timing interval (TTI) offset in a frame of the SRS process; a sounding bandwidth of the SRS process; a frequency location of the SRS process; or a number of antenna ports of the SRS process. ### Claim 19 (depends on 16) The one or more non-transitory, computer-readable media of claim 16, wherein the SRS capability information is to indicate: a number of antenna ports in each periodic SRS process of the up to the first number of SRS processes; or a number of antenna ports supported in an aperiodic SRS process of the up to the first number of SRS processes. ### Claim 20 (depends on 16) The one or more non-transitory, computer-readable media of claim 16, wherein the up to the first number of SRS processes comprise a plurality of SRS processes and the instructions, when executed, further cause the processing circuitry to: generate, for simultaneously transmission, a plurality of SRSs that respectively correspond to the plurality of SRS processes in a respective plurality of beam sectors. ### Claim 21 A method comprising: generating, for transmission to a base station, sounding reference signal (SRS) capability information, the SRS capability information to indicate a first number of SRS processes that are supported and a second number of SRS instances supported per SRS process for beam management; receiving, from the base station, configuration information to configure up to the first number of SRS processes and up to the second number of SRS instances per SRS process; and generating an SRS based on the configuration information. ### Claim 22 (depends on 21) The method of claim 21, wherein the SRS capability information is to indicate a number of beams that can be simultaneously transmitted. ### Claim 23 (depends on 21) The method of claim 21, wherein the configuration information comprises information about an SRS process of the up to the first number of SRS processes that includes: a periodicity of the SRS process; a transmission timing interval (TTI) offset in a frame of the SRS process; a sounding bandwidth of the SRS process; a frequency location of the SRS process; or a number of antenna ports of the SRS process. ### Claim 24 (depends on 21) The method of claim 21, wherein the SRS capability information is to indicate: a number of antenna ports in each periodic SRS process of the up to the first number of SRS processes; or a number of antenna ports supported in an aperiodic SRS process of the up to the first number of SRS processes. ### Claim 25 (depends on 21) The method of claim 21, wherein the up to the first number of SRS processes comprise a plurality of SRS processes and the method further comprises: generating, for simultaneously transmission, a plurality of SRSs that respectively correspond to the plurality of SRS processes in a respective plurality of beam sectors.