# US 12,193,062 B2 · Reducing likelihood of RACH transmission blockages for NR-U operation

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- Number: US 12,193,062 B2
- Document ID: US12193062B2
- Status: Granted
- Kind: B2
- Application number: 17/593,523
- Filed: 2020-05-15
- Published: 2022-09-29
- Granted: 2025-01-07
- Earliest claimed: 2020-05-15
- Assignees: Apple Inc.
- Applicants: Apple Inc.
- Inventors: Hong He; Chunhai Yao; Chunxuan Ye; Dawei Zhang; Haitong Sun; Jie Cui; Oghenekome Oteri; Sigen Ye; Wei Zeng; Weidong Yang; Yang Tang; Yushu Zhang
- Web page: https://patentgrep.com/patent/US12193062B2

## CPC

- H04L 1/0068: {by puncturing}
- H04W 74/006: {in the downlink, i.e. towards the terminal}
- H04W 74/0808: using carrier sensing, e.g. carrier sense multiple access [CSMA]
- H04W 74/0833: Random access procedures, e.g. with 4-step access
- H04L: TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION (arrangements common to telegraphic and telephonic communication H04M)
- H04W: WIRELESS COMMUNICATION NETWORKS (broadcast communication H04H; communication systems using wireless links for non-selective communication, e.g. wireless extensions H04M1/72)

## Abstract

Disclosed are techniques for reducing likelihood of Random Access Channel (RACH) transmission blockages and thereby facilitate an initial access procedure for new radio (NR) unlicensed spectrum (NR-U) operation in a fifth generation (5G) wireless communication system including an NR node. In some embodiments, a parameter generated by a gNB and received by a UE indicates that, from among a set of consecutive RACH Occasions (ROs), a gap is available for performing a listen-before-talk (LBT) procedure before commencing a RACH transmission.

## Claims

### Claim 1

A method, performed by a user equipment (UE), of reducing likelihood of Random Access Channel (RACH) transmission blockages and thereby facilitate an initial access procedure for new radio (NR) unlicensed spectrum (NR-U) operation in a fifth generation (5G) wireless communication system including an NR node, the method comprising:
receiving from the NR node a parameter indicating that, from among a set of consecutive RACH Occasions (ROs), a gap is available for performing a listen-before-talk (LBT) procedure before commencing a RACH transmission, in which the parameter includes a bitmask having a set of logical values corresponding to the set of consecutive ROs such that each logical value indicates whether a corresponding RO is valid or invalid for the RACH transmission; and
processing the parameter to determine a temporal location of the gap.

### Claim 2 (depends on 1)

The method of claim 1 in which the parameter includes a puncturing factor indicating a periodicity of a non-consecutive RO available for the RACH transmission.

### Claim 3 (depends on 2)

The method of claim 2 in which the parameter includes an offset factor indicating an offset location of the non-consecutive RO within each period indicated by the puncturing factor.

### Claim 4 (depends on 1)

The method of claim 1 in which the parameter indicates ROs at even-numbered RO positions are valid such that the gap is defined as odd-numbered RO positions.

### Claim 5 (depends on 1)

The method of claim 1 in which the parameter indicates ROs at odd-numbered RO positions are valid such that the gap is defined as even-numbered RO positions.

### Claim 6 (depends on 1)

The method of claim 1 further comprising receiving the parameter in a System Information Block 1 (SIB1).

### Claim 7 (depends on 1)

The method of claim 1 in which the gap includes a punctured portion of symbols of a Physical Random Access Channel (PRACH) format.

### Claim 8 (depends on 7)

The method of claim 7 in which the parameter indicates a number of symbols comprising the punctured portion.

### Claim 9 (depends on 7)

The method of claim 7 in which the punctured portion is a portion of a first symbol.

### Claim 10 (depends on 7)

The method of claim 7 in which the punctured portion is a portion of a last symbol.

### Claim 11 (depends on 7)

The method of claim 7 in which the parameter indicates a number of symbols comprising the punctured portion.

### Claim 12

A non-transitory computer-readable storage medium for a user equipment (UE) configured to reduce likelihood of Random Access Channel (RACH) transmission blockages and thereby facilitate an initial access procedure for new radio (NR) unlicensed spectrum (NR-U) operation in a fifth generation (5G) wireless communication system including an NR node, the computer-readable storage medium including instructions that when executed by a computer, cause the computer to:
receive from the NR node a parameter indicating that, from among a set of consecutive RACH Occasions (ROs), a gap is available for performing a listen-before-talk (LBT) procedure before commencing a RACH transmission, in which the parameter includes a bitmask having a set of logical values corresponding to the set of consecutive ROs such that each logical value indicates whether a corresponding RO is valid or invalid for the RACH transmission; and
process the parameter to determine a temporal location of the gap.

### Claim 13 (depends on 12)

The computer-readable storage medium of claim 12 in which the parameter includes a puncturing factor to indicate a periodicity of a non-consecutive RO available for the RACH transmission.

### Claim 14 (depends on 13)

The computer-readable storage medium of claim 13 in which the parameter includes an offset factor to indicate an offset location of the non-consecutive RO within each period indicated by the puncturing factor.

### Claim 15 (depends on 12)

The computer-readable storage medium of claim 12 in which the parameter indicates ROs at even-numbered RO positions are valid such that the gap is defined as odd-numbered RO positions.

### Claim 16 (depends on 12)

The computer-readable storage medium of claim 12 in which the parameter indicates ROs at odd-numbered RO positions are valid such that the gap is defined as even-numbered RO positions.

### Claim 17 (depends on 12)

The computer-readable storage medium of claim 12 wherein the instructions further configure the computer to receive the parameter in a System Information Block 1 (SIB1).

### Claim 18 (depends on 12)

The computer-readable storage medium of claim 12 in which the gap includes a punctured portion of symbols of a Physical Random Access Channel (PRACH) format.
