# US 12,178,712 B2 · Spinal implant with features facilitating independent expansion of portions thereof and method for use thereof

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- Number: US 12,178,712 B2
- Document ID: US12178712B2
- Status: Granted
- Kind: B2
- Application number: 17/536,809
- Filed: 2021-11-29
- Published: 2022-03-17
- Granted: 2024-12-31
- Earliest claimed: 2020-09-10
- Assignees: Warsaw Orthopedic, Inc.
- Applicants: Warsaw Orthopedic, Inc.
- Inventors: Keith E. Miller; John Stewart Young
- Web page: https://patentgrep.com/patent/US12178712B2

## CPC

- A61F 2/4425: {made of articulated components}
- A61F 2/4455: {for the fusion of spinal bodies, e.g. intervertebral fusion of adjacent spinal bodies, e.g. fusion cages (intervertebral discs A61F2/442)}
- A61F 2/447: {substantially parallelepipedal, e.g. having a rectangular or trapezoidal cross-section}
- A61F 2/4611: {of spinal prostheses}
- A61F 2002/30331: {made by longitudinally pushing a protrusion into a complementarily-shaped recess, e.g. held by friction fit}
- A61F 2002/30383: {made by laterally inserting a protrusion, e.g. a rib into a complementarily-shaped groove}
- A61F 2002/30398: {Sliding}
- A61F 2002/30507: {using a threaded locking member, e.g. a locking screw or a set screw}
- A61F 2002/30538: {for adjusting angular orientation}
- A61F 2002/30556: {for adjusting thickness}
- A61F 2002/30574: {with an integral complete or partial collar or flange}
- A61F 2002/30593: {hollow}
- A61F 2002/443: {having two transversal endplates and at least one intermediate component}
- A61F 2002/4627: {with linear motion along or rotating motion about the instrument axis or the implantation direction, e.g. telescopic, along a guiding rod, screwing inside the instrument}
- A61F 2002/4629: {connected to the endoprosthesis or implant via a threaded connection}
- A61F: FILTERS IMPLANTABLE INTO BLOOD VESSELS; PROSTHESES; DEVICES PROVIDING PATENCY TO, OR PREVENTING COLLAPSING OF, TUBULAR STRUCTURES OF THE BODY, e.g. STENTS; ORTHOPAEDIC, NURSING OR CONTRACEPTIVE DEVICES; FOMENTATION; TREATMENT OR PROTECTION OF EYES OR EARS; BANDAGES, DRESSINGS OR ABSORBENT PADS; FIRST-AID KITS (dental prosthetics A61C)

## Abstract

An expandable spinal implant having a first portion and a second portion is provided. The expandable implant includes a first moveable portion and a second moveable portion attached to the first portion. The first moveable portion and the second moveable portion are moveable independently of one another. The movement of the first moveable portion and the second moveable portion facilitate independent expansion of a trailing end portion and a leading end portion of the expandable implant.

## Claims

### Claim 1

An expandable spinal implant comprising:
a trailing end, an opposite leading end, a top, an opposite bottom, a first side, an opposite second side, and a mid-longitudinal axis extending through the trailing end and the leading end;
a first portion provided at and adjacent the bottom of the expandable spinal implant, the first portion extending between the trailing end and the leading end, the first portion including a first aperture and a second aperture along the first side of the expandable implant, a lower surface, and a first inner surface, the first inner surface including a first surface configuration provided adjacent the first aperture, and a second surface configuration provided adjacent the second aperture,
a first moveable portion receivable in the first surface configuration and moveable within a first area located between the first side and the second side of the expandable spinal implant, the first moveable portion including a first upwardly-oriented engagement surface;
a second moveable portion receivable in the second surface configuration and moveable within a second area located between the first side and the second side of the expandable spinal implant, the second moveable portion including a second upwardly-oriented engagement surface;
a first screw received through the first aperture to engage portions of the first moveable portion such that rotation of the first screw serves to move the first moveable portion;
a second screw received through the second aperture to engage portions of the second moveable portion such that rotation of the second screw serves to move the second moveable portion; and
a second portion provided at and adjacent the top of the expandable spinal implant, the second portion extending between the trailing end and the leading end, the second portion including an upper surface and a second inner surface, the second inner surface including a first downwardly-oriented engagement surface and a second downwardly-oriented engagement surface,
wherein the first upwardly-oriented engagement surface engages the first downwardly-oriented engagement surface and the second upwardly-oriented engagement surface engages the second downwardly-oriented engagement surface,
wherein the first upwardly-oriented engagement surface includes a first upwardly-oriented inclined surface and a second upwardly-oriented inclined surface, and the first downwardly-oriented engagement surface includes a first downwardly-oriented inclined surface and a second downwardly-oriented inclined surface, the first upwardly-oriented inclined surface engaging the first downwardly-oriented inclined surface, and the second upwardly-oriented inclined surface engaging the second downwardly-oriented inclined surface;
wherein movement of the first moveable portion can force the first upwardly-oriented inclined surface to move along the first downwardly-oriented inclined surface to expand a trailing end portion of the expandable spinal implant,
wherein movement of the first moveable portion can force the second upwardly-oriented inclined surface to move along the second downwardly-oriented inclined surface to further expand the trailing end portion of the expandable spinal implant, and
wherein movement of the second moveable portion can force the second upwardly-oriented engagement surface to move along the second downwardly-oriented engagement surface to expand a leading end portion of the expandable spinal implant.

### Claim 2 (depends on 1)

The expandable spinal implant of claim 1, wherein the movements of the first moveable portion and the second moveable portion can occur independently of one another, and independent movements of the first moveable portion and the second moveable portion facilitate independent expansion of the trailing end portion and the leading end portion, respectively, of the expandable spinal implant.

### Claim 3 (depends on 1)

The expandable spinal implant of claim 1, wherein, when the movement of the first moveable portion and the movement of the second moveable is away from first positions thereof adjacent the first side of the expandable spinal implant, the trailing end portion and the leading end portion of the expandable spinal implant are expanded.

### Claim 4 (depends on 1)

The expandable spinal implant of claim 1, wherein the second upwardly-oriented engagement surface includes a third upwardly-oriented inclined surface and a fourth upwardly-oriented inclined surface, and the second downwardly-oriented engagement surface includes a third downwardly-oriented inclined surface and a fourth downwardly-oriented inclined surface, the third upwardly-oriented inclined surface engaging the third downwardly-oriented inclined surface, and the fourth upwardly-oriented inclined surface engaging the fourth downwardly-oriented inclined surface.

### Claim 5 (depends on 1)

The expandable spinal implant of claim 1, wherein the first moveable portion includes at least one aperture formed therein for receiving the first screw and the second moveable portion includes at least one aperture formed therein for receiving the second screw, the first screw and the at least one aperture formed in the first moveable portion including complimentary threads, and the second screw and the at least one aperture formed in the second moveable portion including complimentary threads.

### Claim 6 (depends on 5)

The expandable spinal implant of claim 5, wherein the at least one aperture formed in the first moveable portion extends through the first upwardly-oriented engagement surface, and the at least one aperture formed in the second moveable portion extends through the second upwardly-oriented engagement surface.

### Claim 7 (depends on 1)

The expandable spinal implant of claim 1, wherein the first inner surface includes a first recess formed adjacent the first surface configuration and a second recess formed adjacent the second surface configuration, the first screw includes a first annular portion, and the second screw includes a second annular portion, the first annular portion being received in the first recess and the second annular portion being received in the second recess, interaction of the first annular portion in the first recess limiting linear movement of the first screw during rotation thereof, and interaction of the second annular portion in the second recess limiting linear movement of the second screw during rotation thereof.

### Claim 8 (depends on 1)

The expandable spinal implant of claim 1, wherein the first portion includes an end portion provided at the trailing end of the expandable spinal implant, the end portion including a tool-engaging aperture and at least one tool-engaging recess.

### Claim 9 (depends on 8)

The expandable spinal implant of claim 8, wherein a first plane extends along the mid-longitudinal axis of the expandable spinal implant and bisects the expandable spinal implant into a bottom portion and a top portion, a second plane perpendicular to the first plane extends along a central axis of the tool-engaging aperture, and the first screw and the second screw each include a mid-longitudinal axis substantially perpendicular to the second plane.

### Claim 10

An expandable spinal implant comprising:
a trailing end, an opposite leading end, a top, an opposite bottom, a first side, an opposite second side, and a mid-longitudinal axis extending through the trailing end and the leading end;
a first portion provided at and adjacent the bottom of the expandable spinal implant, the first portion including a first aperture and a second aperture positioned along the first side of the expandable spinal implant, the first portion including a first inner surface including a first surface configuration provided adjacent the first aperture, and a second surface configuration provided adjacent the second aperture;
a first moveable portion receivable in the first surface configuration and moveable within a first area located between the first side and the second side of the expandable spinal implant, the first moveable portion including a first upwardly-oriented engagement surface;
a second moveable portion receivable in the second surface configuration and moveable within a second area located between the first side and the second side of the expandable spinal implant, the second moveable portion including a second upwardly-oriented engagement surface;
a first screw received through the first aperture to engage portions of the first moveable portion such that rotation of the first screw actuates movement of the first moveable portion;
a second screw received through the second aperture to engage portions of the second moveable portion such that rotation of the second screw actuates movement of the second moveable portion; and
a second portion provided at and adjacent the top of the expandable spinal implant, the second portion including an upper surface and a second inner surface, the second inner surface including a first downwardly-oriented engagement surface and a second downwardly-oriented engagement surface,
wherein the first upwardly-oriented engagement surface engages the first downwardly-oriented engagement surface and the second upwardly-oriented engagement surface engages the second downwardly-oriented engagement surface,
wherein the first upwardly-oriented engagement surface includes a first upwardly-oriented inclined surface and a second upwardly-oriented inclined surface, and the first downwardly-oriented engagement surface includes a first downwardly-oriented inclined surface and a second downwardly-oriented inclined surface, the first upwardly-oriented inclined surface engaging the first downwardly-oriented inclined surface, and the second upwardly-oriented inclined surface engaging the second downwardly-oriented inclined surface;
wherein movement of the first moveable portion can force the first upwardly-oriented inclined surface to move along the first downwardly-oriented inclined surface to move the first portion and the second portion apart from one another adjacent a trailing end portion of the expandable spinal implant,
wherein movement of the first moveable portion can force the second upwardly-oriented inclined surface to move along the second downwardly-oriented inclined surface to further move the first portion and the second portion apart from one another adjacent the trailing end portion of the expandable spinal implant; and
wherein movement of the second moveable portion can force the second upwardly-oriented engagement surface to move along the second downwardly-oriented engagement surface to expand a leading end portion of the expandable spinal implant.

### Claim 11 (depends on 10)

The expandable spinal implant of claim 10, wherein expansion of the trailing end portion and the leading end portion can occur independently.

### Claim 12 (depends on 10)

The expandable spinal implant of claim 10, wherein the movements of the first moveable portion and the second moveable portion can occur independently of one another, and independent movements of the first moveable portion and the second moveable portion facilitate the independent expansion of the trailing end portion and the leading end portion, respectively, of the expandable spinal implant.

### Claim 13 (depends on 10)

The expandable spinal implant of claim 10, wherein the first moveable portion includes at least one aperture formed therein for receiving the first screw and the second moveable portion includes at least one aperture formed therein for receiving the second screw, the first screw and the at least one aperture formed in the first moveable portion including complimentary threads, and the second screw and the at least one aperture formed in the second moveable portion including complimentary threads.

### Claim 14 (depends on 13)

The expandable spinal implant of claim 13, wherein the at least one aperture formed in the first moveable portion extends through the first upwardly-oriented engagement surface, and the at least one aperture formed in the second moveable portion extends through the second upwardly-oriented engagement surface.

### Claim 15 (depends on 10)

The expandable spinal implant of claim 10, wherein the first inner surface includes a first recess and a second recess, the first screw includes a first annular portion, and the second screw includes a second annular portion, the first annular portion being received in the first recess and the second annular portion being received in the second recess, interaction of the first annular portion in the first recess limiting linear movement of the first screw during rotation thereof, and interaction of the second annular portion in the second. recess limiting linear movement of the second screw during rotation thereof.

### Claim 16 (depends on 10)

The expandable spinal implant of claim 10, wherein the first portion includes a tool-engaging aperture and at least one tool-engaging recess at the trailing end of the expandable spinal implant.

### Claim 17 (depends on 16)

The expandable spinal implant of claim 16, wherein a first plane extends along the mid-longitudinal axis of the expandable spinal implant and bisects the expandable spinal implant into a bottom portion and a top portion, a second plane perpendicular to first plane extends along a central axis of the tool-engaging aperture, and the first screw and the second screw each include a mid-longitudinal axis substantially perpendicular to the second plane.

### Claim 18 (depends on 10)

The expandable spinal implant of claim 10, wherein the first portion includes a tool-engaging aperture and at least one tool-engaging recess at the trailing end of the expandable spinal implant; and wherein a first plane extends along the mid-longitudinal axis of the expandable spinal implant and bisects the expandable spinal implant into a bottom portion and a top portion, a second plane perpendicular to first plane extends along a central axis of the tool-engaging aperture, and the first screw and the second screw each include a mid-longitudinal axis substantially perpendicular to the second plane.

### Claim 19

An expandable spinal implant comprising:
a trailing end, an opposite leading end, a top, an opposite bottom, a first side, an opposite second side, and a mid-longitudinal axis extending through the trailing end and the leading end;
a first portion provided at and adjacent the bottom of the expandable spinal implant, the first portion including a first aperture and a second aperture positioned along the first side of the expandable spinal implant;
a first moveable portion moveable with respect to the first portion, and including a first upwardly-oriented engagement surface;
a second moveable portion moveable with respect to the first portion, and including a second upwardly-oriented engagement surface;
a first screw received through the first aperture to engage portions of the first moveable portion such that rotation of the first screw actuates movement of the first moveable portion;
a second screw received through the second aperture to engage portions of the second moveable portion such that rotation of the second screw actuates movement of the second moveable portion; and
a second portion provided at and adjacent the top of the expandable spinal implant, the second portion including an upper surface and a second inner surface, the second inner surface including a first downwardly-oriented engagement surface adjacent the trailing end of the expandable spinal implant and a second downwardly-oriented engagement surface adjacent the leading end of the expandable spinal implant,
wherein the first upwardly-oriented engagement surface engages the first downwardly-oriented engagement surface and the second upwardly-oriented engagement surface engages the second downwardly-oriented engagement surface,
wherein the first upwardly-oriented engagement surface includes a first upwardly-oriented inclined surface and a second upwardly-oriented inclined surface, and the first downwardly-oriented engagement surface includes a first downwardly-oriented inclined surface and a second downwardly-oriented inclined surface, the first upwardly-oriented inclined surface engaging the first downwardly-oriented inclined surface, and the second upwardly-oriented inclined surface engaging the second downwardly-oriented inclined surface;
wherein movement of the first moveable portion can force the first upwardly-oriented inclined surface to move along the first downwardly-oriented inclined surface to expand a trailing end portion of the expandable spinal implant,
wherein movement of the first moveable portion can force the second upwardly-oriented inclined surface to move along the second downwardly-oriented inclined surface to further expand the trailing end portion of the expandable spinal implant,
wherein movement of the second moveable portion can force the second upwardly-oriented engagement surface to move along the second downwardly-oriented engagement surface to expand a leading end portion of the expandable spinal implant; and
wherein expansion of the trailing end portion and the leading end portion can occur independently.

### Claim 20 (depends on 19)

The expandable spinal implant of claim 19, wherein the movements of the first moveable portion and the second moveable portion can occur independently of one another, and independent movements of the first moveable portion and the second moveable portion facilitate the independent expansion of the trailing end portion and the leading end portion, respectively, of the expandable spinal implant.
