# US 12,120,706 B2 · Method and apparatus for group-based multi-beam operation

> Agents: this data is available as JSON from the patentgrep API and MCP server — see https://patentgrep.com/llms.txt

- Number: US 12,120,706 B2
- Document ID: US12120706B2
- Status: Granted
- Kind: B2
- Application number: 18/333,450
- Filed: 2023-06-12
- Published: 2023-10-12
- Granted: 2024-10-15
- Earliest claimed: 2019-12-13
- Assignees: Samsung Electronics Co., Ltd.
- Applicants: Samsung Electronics Co., Ltd.
- Inventors: Md. Saifur Rahman; Eko Onggosanusi
- Web page: https://patentgrep.com/patent/US12120706B2

## CPC

- H04L 41/0806: for initial configuration or provisioning, e.g. plug-and-play
- H04B 7/06968: {using quasi-colocation [QCL] between signals}
- H04B 7/088: {using beam selection}
- H04L 5/0048: {Allocation of pilot signals, i.e. of signals known to the receiver (allocation of control signalling H04L5/0053; use of control signalling H04L5/0091)}
- H04L 5/0053: {Allocation of signalling, i.e. of overhead other than pilot signals}
- H04L 5/0091: {Signalling for the administration of the divided path, e.g. signalling of configuration information}
- H04L 41/0803: Configuration setting
- H04L 41/0893: Assignment of logical groups to network elements
- H04W 72/23: in the downlink direction of a wireless link, i.e. towards a terminal
- H04W 72/0453: Resources in frequency domain, e.g. a carrier in FDMA
- H04W 72/046: {the resource being in the space domain, e.g. beams}
- H04L: TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION (arrangements common to telegraphic and telephonic communication H04M)
- H04B: TRANSMISSION
- H04W: WIRELESS COMMUNICATION NETWORKS (broadcast communication H04H; communication systems using wireless links for non-selective communication, e.g. wireless extensions H04M1/72)

## Abstract

A method for operating a user equipment (UE) comprises receiving configuration information on a set of transmission configuration indicator (TCI) states; receiving a beam indication indicating at least one TCI state from the set of TCI states, wherein the at least one TCI state indicates a group of M beams partitioned into K sets of beams for K entities (E1, E2, . . . EK), where an i-th set of beams is associated with entity Ei and comprises Ni beams, and Σi=1KNi=M; decoding the beam indication; determining a beam for entity Ei based on the i-th set of beams; and transmitting an uplink (UL) transmission or receiving a downlink (DL) transmission based on the determined beam for entity Ei, wherein i is an entity index and takes a value from {1, . . . , K}.

## Claims

### Claim 1

A user equipment (UE) comprising:
a transceiver configured to:
receive a medium access control-control element (MAC-CE) activation command activating K groups of transmission configuration indicator (TCI) states, each group comprising multiple TCI states, where K>1, and
receive a downlink control information (DCI) field indicating a group of TCI states from the K groups of TCI states; and
a processor operably coupled to the transceiver, the processor configured to:
decode the DCI field indicating the group of TCI states, and
identify multiple TCI states included in the indicated group of TCI states,
wherein the transceiver is further configured to receive a radio resource control (RRC) parameter,
wherein the processor is further configured to determine, based on the RRC parameter, at least one TCI state from the multiple TCI states, and
wherein the transceiver is further configured to transmit uplink (UL) channels/signals or receive downlink (DL) channels/signals based on the at least one TCI state.

### Claim 2 (depends on 1)

The UE of claim 1, wherein:
the transceiver is further configured to receive configuration information on a first list of TCI states,
the at least one TCI state is from the first list of TCI states, and
the at least one TCI state is used for both transmitting the UL channels/signals and receiving the DL channels/signals.

### Claim 3 (depends on 1)

The UE of claim 1, wherein:
the transceiver is further configured to receive configuration information on a second list of TCI states for the UL channels/signals only, and
the at least one TCI state is from the second list of TCI states, and
the at least one TCI state is used only for transmitting the UL channels/signals.

### Claim 4 (depends on 1)

The UE of claim 1, wherein the least one TCI state corresponds to a first of the multiple TCI states.

### Claim 5 (depends on 1)

The UE of claim 1, wherein the least one TCI state is determined based on higher layer RRC signaling or DCI-based signaling.

### Claim 6 (depends on 1)

The UE of claim 1, wherein the at least one TCI state is determined for the DL channels/signals or the UL channels/signals associated with a set of DL component carriers (CCs)/bandwidth parts (BWPs) or UL CCs/BWPs, respectively.

### Claim 7 (depends on 1)

The UE of claim 1, wherein:
the transceiver is further configured to receive information on whether the at least one TCI state corresponds to one TCI state or multiple TCI states, and
the information is via a DCI field or a RRC parameter.

### Claim 8 (depends on 7)

The UE of claim 7, wherein:
when the at least one TCI state corresponds to one TCI state, the transceiver further configured to, based on the one TCI state:
receive a physical downlink shared channel (PDSCH) transmitted from a single network (NW) antenna entity or from multiple NW antenna entities jointly, or
transmit a physical uplink shared channel (PUSCH) using a single UE antenna entity or using multiple UE antenna entities jointly; and
when the at least one TCI state corresponds to multiple TCI states, each of the multiple TCI states is associated with a respective NW or UE antenna entity and the transceiver is further configured to:
receive (i) a PDSCH transmitted from multiple NW antenna entities jointly or (ii) multiple PDSCHs, each transmitted from the respective NW antenna entity, or
transmit (i) a PUSCH using multiple UE antenna entities jointly or (ii) multiple PUSCHs, each using the respective UE antenna entity.

### Claim 9

A base station (BS) comprising:
a transceiver configured to:
transmit a medium access control-control element (MAC-CE) activation command activating K groups of transmission configuration indicator (TCI) states, each group comprising multiple TCI states, where K>1, and
transmit a downlink control information (DCI) field indicating a group of TCI states from the K groups of TCI states; and
a processor operably coupled to the transceiver, the processor configured to identify multiple TCI states included in the indicated group of TCI states,
wherein the transceiver is further configured to transmit a radio resource control (RRC) parameter,
wherein the processor is further configured to determine, in accordance with the RRC parameter, at least one TCI state from the multiple TCI states, and
wherein the transceiver is further configured to receive uplink (UL) channels/signals or transmit downlink (DL) channels/signals based on the at least one TCI state.

### Claim 10 (depends on 9)

The BS of claim 9, wherein:
the transceiver is further configured to transmit configuration information on a first list of TCI states,
the at least one TCI state is from the first list of TCI states, and
the at least one TCI state is used for both receiving the UL channels/signals and transmitting the DL channels/signals.

### Claim 11 (depends on 9)

The BS of claim 9, wherein:
the transceiver is further configured to transmit configuration information on a second list of TCI states for the UL channels/signals only, and
the at least one TCI state is from the second list of TCI states, and
the at least one TCI state is used only for receiving the UL channels/signals.

### Claim 12 (depends on 9)

The BS of claim 9, wherein the least one TCI state corresponds to a first of the multiple TCI states.

### Claim 13 (depends on 9)

The BS of claim 9, wherein the least one TCI state is indicated based on higher layer RRC signaling or DCI-based signaling.

### Claim 14 (depends on 9)

The BS of claim 9, wherein the at least one TCI state is determined for the DL channels/signals or the UL channels/signals associated with a set of DL component carriers (CCs)/bandwidth parts (BWPs) or UL CCs/BWPs, respectively.

### Claim 15 (depends on 9)

The BS of claim 9, wherein:
the transceiver is further configured to transmit information on whether the at least one TCI state corresponds to one TCI state or multiple TCI states, and
the information is via a DCI field or a RRC parameter.

### Claim 16 (depends on 15)

The BS of claim 15, wherein:
when the at least one TCI state corresponds to one TCI state, the transceiver further configured to, based on the one TCI state:
transmit a physical downlink shared channel (PDSCH) using a single network (NW) antenna entity or using multiple NW antenna entities jointly, or
receive a physical uplink shared channel (PUSCH) transmitted from a single user equipment (UE) antenna entity or from multiple UE antenna entities jointly; and
when the at least one TCI state corresponds to multiple TCI states, each of the multiple TCI states is associated with a respective NW or UE antenna entity and the transceiver is further configured to:
transmit (i) a PDSCH transmitted using multiple NW antenna entities jointly or (ii) multiple PDSCHs, each using the respective NW antenna entity, or
receive (i) a PUSCH transmitted from multiple UE antenna entities jointly or (ii) multiple PUSCHs, each transmitted from the respective UE antenna entity.

### Claim 17

A method performed by a user equipment (UE), the method comprising:
receiving a medium access control-control element (MAC-CE) activation command activating K groups of transmission configuration indicator (TCI) states, each group comprising multiple TCI states, where K>1;
receiving a downlink control information (DCI) field indicating a group of TCI states from the K groups of TCI states;
decoding the DCI field indicating the group of TCI states;
identifying multiple TCI states included in the indicated group of TCI states;
receiving a radio resource control (RRC) parameter;
determining, based on the RRC parameter, at least one TCI state from the multiple TCI states; and
transmitting uplink (UL) channels/signals or receive downlink (DL) channels/signals based on the at least one TCI state.

### Claim 18 (depends on 17)

The method of claim 17, further comprising:
receiving configuration information on a first list of TCI states,
wherein the at least one TCI state is from the first list of TCI states, and
wherein the at least one TCI state is used for both transmitting the UL channels/signals and receiving the DL channels/signals.

### Claim 19 (depends on 17)

The method of claim 17, further comprising:
receiving configuration information on a second list of TCI states for the UL channels/signals only,
wherein the at least one TCI state is from the second list of TCI states, and
wherein the at least one TCI state is used only for transmitting the UL channels/signals.

### Claim 20 (depends on 17)

The method of claim 17, wherein the least one TCI state corresponds to a first of the multiple TCI states.