# US 12,111,400 B2 · FMCW LIDAR system with passive amplitude modulation for simultaneous determination of range and velocity

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- Number: US 12,111,400 B2
- Document ID: US12111400B2
- Status: Granted
- Kind: B2
- Application number: 17/881,431
- Filed: 2022-08-04
- Published: 2022-11-24
- Granted: 2024-10-08
- Earliest claimed: 2021-04-15
- Assignees: Aeva, Inc.
- Applicants: Aeva, Inc.
- Inventors: Behsan Behzadi; Mina Rezk; Kumar Bhargav Viswanatha; Esha John
- Web page: https://patentgrep.com/patent/US12111400B2

## CPC

- G01S 7/4812: {transmitted and received beams following a coaxial path}
- G01S 17/931: of land vehicles
- G01S 7/4816: {of receivers alone}
- G01S 7/4817: {relating to scanning}
- G01S 7/4865: Time delay measurement, e.g. time-of-flight measurement, time of arrival measurement or determining the exact position of a peak (peak detection in noise, signal conditioning G01S7/487)
- G01S 7/4911: Transmitters
- G01S 7/4913: Circuits for detection, sampling, integration or read-out
- G01S 7/4915: Time delay measurement, e.g. operational details for pixel components (signal extraction and conditioning G01S7/493); Phase measurement
- G01S 7/499: using polarisation effects
- G01S 17/06: Systems determining position data of a target
- G01S 17/26: wherein the transmitted pulses use a frequency-modulated or phase-modulated carrier wave, e.g. for pulse compression of received signals
- G01S 17/32: using transmission of continuous waves, whether amplitude-, frequency-, or phase-modulated, or unmodulated
- G01S 17/34: using transmission of continuous, frequency-modulated waves while heterodyning the received signal, or a signal derived therefrom, with a locally-generated signal related to the contemporaneously transmitted signal
- G01S 17/36: with phase comparison between the received signal and the contemporaneously transmitted signal
- G01S 17/42: Simultaneous measurement of distance and other co-ordinates (indirect measurement G01S17/46)
- G01S 17/58: Velocity or trajectory determination systems; Sense-of-movement determination systems
- G01S 17/86: Combinations of lidar systems with systems other than lidar, radar or sonar, e.g. with direction finders
- G01S 17/89: for mapping or imaging
- G01S 17/933: of aircraft or spacecraft
- G05D 1/0231: {using optical position detecting means (position-fixing by using electromagnetic waves other than radio waves, e.g. optical position detecting means G01S5/16)}
- G05D 1/249: from positioning sensors located off-board the vehicle, e.g. from cameras
- G01S: RADIO DIRECTION-FINDING; RADIO NAVIGATION; DETERMINING DISTANCE OR VELOCITY BY USE OF RADIO WAVES; LOCATING OR PRESENCE-DETECTING BY USE OF THE REFLECTION OR RERADIATION OF RADIO WAVES; ANALOGOUS ARRANGEMENTS USING OTHER WAVES
- G05D: SYSTEMS FOR CONTROLLING OR REGULATING NON-ELECTRIC VARIABLES

## Abstract

A light detection and ranging (LIDAR) system has a passive modulator to modulate a light signal from an optical source with a low-power mode at a section of a sweep signal to generate a pulsed light signal transmitted towards a target. The LIDAR system has a photodetector to receive a return beam from the target with an amplitude modulated (AM) signal portion and a frequency modulated (FM) signal portion. The LIDAR system determines a target range value for the target based on the AM signal portion and determines a target velocity value for the target based on the FM signal portion.

## Claims

### Claim 1

A frequency modulated continuous wave (FMCW) light detection and ranging (LIDAR) system, comprising:
a frequency modulated continuous wave (FMCW) optical source to transmit a light signal;
a passive modulator to modulate the light signal with a low-power mode at a section of a sweep signal to generate a pulsed light signal transmitted towards a target;
a photodetector to receive a return beam from the target based on the pulsed light signal, the return beam including an amplitude modulated (AM) signal portion and a frequency modulated (FM) signal portion; and
a processor coupled to the photodetector configured to:
determine a target range value for the target based on the AM signal portion; and
determine a target velocity value for the target based on the AM signal portion and based on the FM signal portion.

### Claim 2 (depends on 1)

The FMCW LIDAR system of claim 1, wherein the FM signal portion comprises a first FM signal portion, and further comprising:
the passive modulator to modulate a portion of the light signal to produce a second FM signal portion transmitted towards a local oscillator; and
the photodetector to combine the second FM signal portion with the first FM signal portion to determine the target velocity value.

### Claim 3 (depends on 1)

The FMCW LIDAR system of claim 1, wherein the passive modulator is further to:
modulate, for a period of time, the light signal at the section of the sweep signal, wherein the section is after a transition from an upsweep signal to a downsweep signal.

### Claim 4 (depends on 1)

The FMCW LIDAR system of claim 1, wherein the passive modulator is further to:
modulate, for a period of time, the light signal at the section of the sweep signal, wherein the section is after a transition from a downsweep signal to an upsweep signal.

### Claim 5 (depends on 1)

The FMCW LIDAR system of claim 1, wherein the passive modulator is further to:
modulate, for a period of time, the light signal at the section of the sweep signal, wherein the section is after a transition between an upsweep signal and a downsweep signal.

### Claim 6 (depends on 1)

The FMCW LIDAR system of claim 1, wherein the low-power mode comprises the passive modulator to turn off frequency modulation of the light signal for a period of time.

### Claim 7 (depends on 1)

The FMCW LIDAR system of claim 1, wherein the passive modulator comprises a Mach-Zehnder interferometer (MZI).

### Claim 8 (depends on 1)

The FMCW LIDAR system of claim 1, wherein the passive modulator comprises a saturable absorber.

### Claim 9 (depends on 1)

The FMCW LIDAR system of claim 1, wherein the passive modulator comprises a ring resonator.

### Claim 10

A method for light detection and ranging (LIDAR), comprising:
transmitting a light signal from a frequency modulated continuous wave (FMCW) source;
modulating, with a passive modulator, the light signal with a low-power mode at a section of a sweep signal to generate a pulsed light signal transmitted towards a target;
receiving a return beam from the target based on the pulsed light signal, the return beam including an amplitude modulated (AM) signal portion and a frequency modulated (FM) signal portion; and
determining a target range value for the target based on the AM signal portion; and
determining a target velocity value for the target based on the AM signal portion and based on the FM signal portion.

### Claim 11 (depends on 10)

The method of claim 10, wherein the FM signal portion comprises a first FM signal portion, and further comprising:
modulating a portion of the light signal to produce a second FM signal portion transmitted towards a local oscillator; and
combining the second FM signal portion with the first FM signal portion to determine the target velocity value.

### Claim 12 (depends on 10)

The method of claim 10, wherein modulating the light signal at the section of the sweep signal comprises:
modulating, for a period of time, the light signal at the section of the sweep signal, wherein the section is after a transition from an upsweep signal to a downsweep signal.

### Claim 13 (depends on 10)

The method of claim 10, wherein modulating the light signal at the section of the sweep signal comprises:
modulating, for a period of time, the light signal at the section of the sweep signal, wherein the section is after a transition from a downsweep signal to an upsweep signal.

### Claim 14 (depends on 10)

The method of claim 10, wherein modulating the light signal at the section of the sweep signal comprises:
modulating, for a period of time, the light signal at the section of the sweep signal, wherein the section is after a transition between an upsweep signal and a downsweep signal.

### Claim 15 (depends on 10)

The method of claim 10, wherein modulating the light signal with the low-power mode comprises:
turning off FM modulation of the light signal for a period of time.

### Claim 16

A light detection and ranging (LIDAR) system, comprising:
a frequency modulated continuous wave (FMCW) light source to generate a light signal;
an optical circuit including:
an optical source to transmit the light signal;
a passive modulator to modulate the light signal with a low-power mode at a section of a sweep signal to generate a pulsed light signal transmitted towards a target; and
a photodetector to receive a return beam from the target based on the pulsed light signal, the return beam including an amplitude modulated (AM) signal portion and a frequency modulated (FM) signal portion;
a processing device coupled to the photodetector configured to:
determine a target range value for the target based on the AM signal portion; and
determine a target velocity value for the target based on the AM signal portion and based on the FM signal portion; and
optics to transmit the pulsed light signal from the optical circuit and direct the return beam to the photodetector.

### Claim 17 (depends on 16)

The LIDAR system of claim 16, wherein the FM signal portion comprises a first FM signal portion, and further comprising:
the passive modulator to modulate a portion of the light signal to produce a second FM signal portion transmitted towards a local oscillator; and
the photodetector to combine the second FM signal portion with the first FM signal portion to determine the target velocity value.

### Claim 18 (depends on 16)

The LIDAR system of claim 16, wherein the passive modulator is further to:
modulate, for a period of time, the light signal at the section of the sweep signal, wherein the section is after a transition between an upsweep signal and a downsweep signal.

### Claim 19 (depends on 16)

The LIDAR system of claim 16, wherein the passive modulator is further to:
modulate, for a period of time, the light signal at the section of the sweep signal, wherein the section is after a transition between an upsweep signal and a downsweep signal.

### Claim 20 (depends on 16)

The LIDAR system of claim 16, wherein the low-power mode comprises the passive modulator to stop frequency modulation of the light signal for a period of time.
