# US 12,009,956 B2 · Systems and methods for transmission of uplink control information over multiple carriers in unlicensed spectrum

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- Number: US 12,009,956 B2
- Document ID: US12009956B2
- Status: Granted
- Kind: B2
- Application number: 18/154,285
- Filed: 2023-01-13
- Published: 2023-05-18
- Granted: 2024-06-11
- Earliest claimed: 2019-02-25
- Assignees: Huawei Technologies Co., Ltd.
- Applicants: Huawei Technologies Co., Ltd.
- Inventors: Mohamed Adel Salem
- Web page: https://patentgrep.com/patent/US12009956B2

## CPC

- H04L 27/2602: {Signal structure}
- H04L 1/1614: {using bitmaps}
- H04L 1/1812: Hybrid protocols; Hybrid automatic repeat request [HARQ]
- H04L 1/1854: {Scheduling and prioritising arrangements}
- H04L 1/1896: {ARQ related signaling}
- H04L 5/001: {the frequencies being arranged in component carriers}
- H04L 5/0055: {Physical resource allocation for ACK/NACK (for physical mapping arrangements in ARQ protocols H04L1/1861)}
- H04L 27/0006: {Assessment of spectral gaps suitable for allocating digitally modulated signals, e.g. for carrier allocation in cognitive radio (for spectrum sharing between different networks H04W16/14)}
- H04L 27/2607: {Cyclic extensions}
- H04W 72/21: in the uplink direction of a wireless link, i.e. towards the network
- H04W 72/23: in the downlink direction of a wireless link, i.e. towards a terminal
- H04W 74/006: {in the downlink, i.e. towards the terminal}
- H04W 74/0808: using carrier sensing, e.g. carrier sense multiple access [CSMA]
- H04L 1/1822: involving configuration of automatic repeat request [ARQ] with parallel processes
- H04L: TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION (arrangements common to telegraphic and telephonic communication H04M)
- H04W: WIRELESS COMMUNICATION NETWORKS (broadcast communication H04H; communication systems using wireless links for non-selective communication, e.g. wireless extensions H04M1/72)

## Abstract

Wireless communication between a user equipment (UE) and a base station may occur on unlicensed spectrum. When wirelessly communicating on unlicensed spectrum, there is an expectation that there may be interference from others devices also transmitting on the same resources in the unlicensed spectrum. Systems and methods are therefore disclosed that aim to facilitate wireless communication in unlicensed spectrum. In some embodiments, systems and method are disclosed that are directed to the transmission of uplink control information (UCI) in unlicensed spectrum. The UCI may be or include hybrid automatic repeat request (HARQ) feedback. The HARQ feedback may correspond to a downlink data transmission that was also sent on unlicensed spectrum.

## Claims

### Claim 1

A method performed by a user equipment (UE), the method comprising:
receiving a downlink control information (DCI) indicating a plurality of uplink control channel resource partitions on which an uplink control information (UCI) transmission can be transmitted, each uplink control channel resource partition of the plurality of uplink control channel resource partitions being in a bandwidth part of a respective different serving cell configured to the UE,
wherein a first serving cell respective to a first uplink control channel resource partition of the plurality of uplink control channel resource partitions is on a first frequency component carrier in an operating spectrum, and a second serving cell respective to a second uplink control channel resource partition of the plurality of uplink control channel resource partitions is on a second frequency component carrier of the operating spectrum,
wherein the operating spectrum is an unlicensed shared spectrum, and wherein the first frequency component carrier of the first serving cell and the second frequency component carrier of the second serving cell are different frequency component carriers in the unlicensed shared spectrum, and wherein the first uplink control channel resource partition and the second uplink control channel resource partition do not overlap with each other in frequency domain,
wherein the DCI includes a bitmap indicating particular frequency component carriers to which the plurality of uplink control channel resource partitions are allocated, wherein the particular frequency component carriers are selected from a larger set of frequency component carriers, wherein a respective different uplink control channel resource partition of the plurality of uplink control channel resource partitions is allocated to each frequency component carrier of the particular frequency component carriers, and wherein indicating the plurality of the plurality of uplink control channel resource partitions comprises the DCI indicating a resource index of a time-frequency control channel resource partition on which the uplink UCI transmission can be transmitted for each frequency component carrier of the particular frequency component carriers; and
transmitting the uplink UCI transmission on at least one of the plurality of uplink control channel resource partitions.

### Claim 2 (depends on 1)

The method of claim 1, wherein the first frequency component carrier of the first serving cell and the second frequency component carrier of the second serving cell are a same frequency component carrier in the operating spectrum, and wherein at least the uplink UCI transmission on the first uplink control channel resource partition and the uplink UCI transmission on the second uplink control channel resource partition do not overlap with each other in time domain.

### Claim 3 (depends on 1)

The method of claim 1, wherein the DCI further indicates a listen-before-talk (LBT) type associated with transmitting the UCI on the at least one of the plurality of uplink control channel resource partitions, and the method further comprising:
performing a respective LBT type for each uplink control channel resource partition of the plurality of uplink control channel resource partitions,
wherein the performing the respective LBT type for each uplink control channel resource partition comprises listening to a wireless channel in a frequency region of the uplink control channel resource partition to determine whether the wireless channel is idle in the frequency region of the uplink control channel resource partition.

### Claim 4 (depends on 3)

The method of claim 3, wherein the respective LBT type the UE performs for the first uplink control channel resource partition is the LBT type indicated in the DCI, and wherein the respective LBT type the UE performs to listen to the wireless channel in the frequency region of the second uplink control channel resource partition is different from the LBT type indicated in the DCI.

### Claim 5 (depends on 4)

The method of claim 4, wherein the DCI indicates LBT type 1, and wherein the performing the LBT type indicated in the DCI comprises:
performing LBT type 2 instead of LBT type 1 in response to receiving a slot format indication (SFI) indicating uplink resources within a base station's channel occupancy, and in response to determining that an uplink control channel resource partition indicated in the DCI is within the uplink resources indicated in the SFI.

### Claim 6 (depends on 3)

The method of claim 3, wherein the DCI further indicates a cyclic prefix (CP) extension for an uplink transmission on the uplink control channel resource partition to a first orthogonal frequency division multiplexing (OFDM) symbol of the uplink UCI transmission on the at least one of the plurality of uplink control channel resource partitions and applied immediately before transmitting the first OFDM symbol of the uplink UCI transmission on the at least one of the plurality of uplink control channel resource partitions.

### Claim 7 (depends on 6)

The method of claim 6, wherein the DCI indicates to the UE to use the CP extension indicated in the DCI to create a gap of a specific duration from an end of a preceding downlink transmission by a base station to a beginning of the uplink UCI transmission on the at least one of the plurality of uplink control channel resource partitions, wherein the specific duration of the gap is 25 μs or 16 μs and the UE performs LBT type 2, the method further comprising:
calculating a duration of the CP extension based on a time alignment (TA) value and a subcarrier spacing (SCS) such that the duration of the CP extension does not exceed one OFDM symbol duration.

### Claim 8 (depends on 1)

The method of claim 1, wherein a same resource index indication is used to indicate a respective uplink control channel resource partition on which the uplink UCI transmission may be transmitted for each frequency component carrier of the particular frequency component carriers.

### Claim 9 (depends on 1)

The method of claim 1, wherein the bitmap is a first bitmap, and wherein the DCI further includes a second bitmap having a plurality of fields, each field corresponding to a respective frequency component carrier of the particular frequency component carriers, and each field indicating the respective uplink control channel resource partition on which the uplink UCI transmission may be transmitted on the respective frequency component carrier.

### Claim 10 (depends on 1)

The method of claim 1, further comprising:
before the receiving the DCI, receiving higher layer signaling indicating preconfigured uplink control channel resource partitions, the plurality of uplink control channel resource partitions being a subset of the preconfigured uplink control channel resource partitions.

### Claim 11

A user equipment (UE), comprising:
at least one processor; and
a non-transient memory for storing instructions that when executed by the at least one processor cause the UE to be configured to:
receive a downlink control information (DCI) indicating a plurality of uplink control channel resource partitions on which an uplink control information (UCI) transmission can be transmitted, each uplink control channel resource partition of the plurality of uplink control channel resource partitions being in a bandwidth part of a respective different serving cell configured to the UE,
wherein a first serving cell respective to a first uplink control channel resource partition of the plurality of uplink control channel resource partitions is on a first frequency component carrier in an operating spectrum, and a second serving cell respective to a second uplink control channel resource partition of the plurality of uplink control channel resource partitions is on a second frequency component carrier of the operating spectrum,
wherein the operating spectrum is an unlicensed shared spectrum, and wherein the first frequency component carrier of the first serving cell and the second frequency component carrier of the second serving cell are different frequency component carriers in the unlicensed shared spectrum, and wherein the first uplink control channel resource partition and the second uplink control channel resource partition do not overlap with each other in frequency domain,
wherein the DCI includes a bitmap indicating particular frequency component carriers to which the plurality of uplink control channel resource partitions are allocated, wherein the particular frequency component carriers are selected from a larger set of frequency component carriers, wherein a respective different uplink control channel resource partition of the plurality of uplink control channel resource partitions is allocated to each frequency component carrier of the particular frequency component carriers, and wherein indicating the plurality of the plurality of uplink control channel resource partitions comprises the DCI indicating a resource index of a time-frequency control channel resource partition on which the uplink UCI transmission can be transmitted for each frequency component carrier of the particular frequency component carriers; and
transmit the uplink UCI transmission on at least one of the plurality of uplink control channel resource partitions.

### Claim 12 (depends on 11)

The UE of claim 11, wherein the first frequency component carrier of the first serving cell and the second frequency component carrier of the second serving cell are a same frequency component carrier in the operating spectrum, and wherein at least the uplink UCI transmission on the first uplink control channel resource partition and the uplink UCI transmission on the second uplink control channel resource partition do not overlap with each other in time domain.

### Claim 13 (depends on 11)

The UE of claim 11, wherein the DCI further indicates a listen-before-talk (LBT) type associated with transmitting the UCI on the at least one of the plurality of uplink control channel resource partitions, and the instructions that when executed by the at least one processor further cause the UE to be configured to:
perform a respective LBT type for each uplink control channel resource partition of the plurality of uplink control channel resource partitions,
wherein performing the respective LBT type for each uplink control channel resource partition comprises listening to a wireless channel in a frequency region of the uplink control channel resource partition to determine whether the wireless channel is idle in the frequency region of the uplink control channel resource partition.

### Claim 14 (depends on 13)

The UE of claim 13, wherein the respective LBT type the UE performs for the first uplink control channel resource partition is the LBT type indicated in the DCI, and wherein the respective LBT type the UE performs to listen to the wireless channel in the frequency region of the second uplink control channel resource partition is different from the LBT type indicated in the DCI.

### Claim 15

A method performed by a base station, the method comprising:
sending to a user equipment (UE) a downlink control information (DCI) indicating a plurality of uplink control channel resource partitions on which an uplink control information (UCI) transmission can be transmitted, each uplink control channel resource partition of the plurality of uplink control channel resource partitions being in a bandwidth part of a respective different serving cell configured to the UE,
wherein a first serving cell respective to a first uplink control channel resource partition of the plurality of uplink control channel resource partitions is on a first frequency component carrier in an operating spectrum, and a second serving cell respective to a second uplink control channel resource partition of the plurality of uplink control channel resource partitions is on a second frequency component carrier of the operating spectrum,
wherein the operating spectrum is an unlicensed shared spectrum, and wherein the first frequency component carrier of the first serving cell and the second frequency component carrier of the second serving cell are different frequency component carriers in the unlicensed shared spectrum, and wherein the first uplink control channel resource partition and the second uplink control channel resource partition do not overlap with each other in frequency domain,
wherein the DCI includes a bitmap indicating particular frequency component carriers to which the plurality of uplink control channel resource partitions are allocated, wherein the particular frequency component carriers are selected from a larger set of frequency component carriers, wherein a respective different uplink control channel resource partition of the plurality of uplink control channel resource partitions is allocated to each frequency component carrier of the particular frequency component carriers, and wherein indicating the plurality of the plurality of uplink control channel resource partitions comprises the DCI indicating a resource index of a time-frequency control channel resource partition on which the uplink UCI transmission can be transmitted for each frequency component carrier of the particular frequency component carriers; and
receiving the uplink UCI transmission on at least one of the plurality of uplink control channel resource partitions.

### Claim 16 (depends on 15)

The method of claim 15, wherein the first frequency component carrier of the first serving cell and the second frequency component carrier of the second serving cell are a same frequency component carrier in the operating spectrum, and wherein at least the uplink UCI transmission on the first uplink control channel resource partition and the uplink UCI transmission on the second uplink control channel resource partition do not overlap with each other in time domain.

### Claim 17 (depends on 15)

The method of claim 15, wherein the DCI further indicates a listen-before-talk (LBT) type associated with transmitting the UCI on the at least one of the plurality of uplink control channel resource partitions.

### Claim 18 (depends on 17)

The method of claim 17, wherein the DCI further indicates a cyclic prefix (CP) extension for an uplink transmission on an uplink control channel resource partition to a first orthogonal frequency division multiplexing (OFDM) symbol of the uplink UCI transmission on the at least one of the plurality of uplink control channel resource partitions.

### Claim 19 (depends on 15)

The method of claim 15, wherein a same resource index indication is used to indicate a respective uplink control channel resource partition on which the uplink UCI transmission may be transmitted for each frequency component carrier of the particular frequency component carriers.

### Claim 20 (depends on 15)

The method of claim 15, wherein the bitmap is a first bitmap, and wherein the DCI further includes a second bitmap having a plurality of fields, each field corresponding to a respective frequency component carrier of the particular frequency component carriers, and each field indicating the respective uplink control channel resource partition on which the uplink UCI transmission may be transmitted on the respective frequency component carrier.

### Claim 21

A base station, comprising:
at least one processor; and
a non-transient memory for storing instructions that when executed by the at least one processor cause the base station to be configured to:
send to a user equipment (UE) a downlink control information (DCI) indicating a plurality of uplink control channel resource partitions on which an uplink control information (UCI) transmission can be transmitted, each uplink control channel resource partition of the plurality of uplink control channel resource partitions being in a bandwidth part of a respective different serving cell configured to the UE,
wherein a first serving cell respective to a first uplink control channel resource partition of the plurality of uplink control channel resource partitions is on a first frequency component carrier in an operating spectrum, and a second serving cell respective to a second uplink control channel resource partition of the plurality of uplink control channel resource partitions is on a second frequency component carrier of the operating spectrum,
wherein the operating spectrum is an unlicensed shared spectrum, and wherein the first frequency component carrier of the first serving cell and the second frequency component carrier of the second serving cell are different frequency component carriers in the unlicensed shared spectrum, and wherein the first uplink control channel resource partition and the second uplink control channel resource partition do not overlap with each other in frequency domain,
wherein the DCI includes a bitmap indicating particular frequency component carriers to which the plurality of uplink control channel resource partitions are allocated, wherein the particular frequency component carriers are selected from a larger set of frequency component carriers, wherein a respective different uplink control channel resource partition of the plurality of uplink control channel resource partitions is allocated to each frequency component carrier of the particular frequency component carriers, and wherein indicating the plurality of the plurality of uplink control channel resource partitions comprises the DCI indicating a resource index of a time-frequency control channel resource partition on which the uplink UCI transmission can be transmitted for each frequency component carrier of the particular frequency component carriers; and
receive the uplink UCI transmission on at least one of the plurality of uplink control channel resource partitions.

### Claim 22 (depends on 21)

The base station of claim 21, wherein the first frequency component carrier of the first serving cell and the second frequency component carrier of the second serving cell are a same frequency component carrier in the operating spectrum, and wherein at least the uplink UCI transmission on the first uplink control channel resource partition and the uplink UCI transmission on the second uplink control channel resource partition do not overlap with each other in time domain.

### Claim 23 (depends on 21)

The base station of claim 21, wherein the DCI further indicates a listen-before-talk (LBT) type associated with transmitting the UCI on the at least one of the plurality of uplink control channel resource partitions.

### Claim 24 (depends on 23)

The base station of claim 23, wherein the DCI further indicates a cyclic prefix (CP) extension for an uplink transmission on an uplink control channel resource partition to a first orthogonal frequency division multiplexing (OFDM) symbol of the uplink UCI transmission on the at least one of the plurality of uplink control channel resource partitions.
