# US 12,007,597 B2 · Optical device for controlling light

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- Number: US 12,007,597 B2
- Document ID: US12007597B2
- Status: Granted
- Kind: B2
- Application number: 18/247,921
- Filed: 2022-02-01
- Published: 2023-11-23
- Granted: 2024-06-11
- Earliest claimed: 2021-02-01
- Assignees: Vitrealab GmbH
- Applicants: Vitrealab GmbH
- Inventors: Jonas Zeuner; Chiara Greganti
- Web page: https://patentgrep.com/patent/US12007597B2

## CPC

- G02B 6/0036: {2-D arrangement of prisms, protrusions, indentations or roughened surfaces}
- G02B 6/0055: {Reflecting element, sheet or layer}
- G02B 6/0028: {Light guide, e.g. taper}
- G02B 6/0033: {Means for improving the coupling-out of light from the light guide}
- G02B 6/0076: {Stacked arrangements of multiple light guides of the same or different cross-sectional area}
- G02B: OPTICAL ELEMENTS, SYSTEMS OR APPARATUS

## Abstract

Optical device for controlling light includes: a substrate with a boundary surface and with a border region contacting the boundary surface, a waveguide formed within the substrate for guiding a light beam, and an optical structure, wherein the waveguide bends towards the boundary surface of the substrate for directing the light beam at the optical structure, wherein the border region is arranged at least partially in an optical path between the waveguide and the optical structure, and wherein there is provided for a contact structure contacting the border region at the boundary surface, wherein the contact structure has a refractive index, which is lower than the refractive index of the substrate in the border region.

## Claims

### Claim 1

Optical device for controlling light comprising
a substrate, wherein a surface of the substrate constitutes a boundary surface and wherein a region of the substrate contacting the boundary surface constitutes a border region,
a waveguide formed within the substrate for guiding a light beam, and
an optical structure,
wherein the waveguide bends towards the boundary surface of the substrate for directing the light beam at the optical structure, wherein the border region is arranged at least partially in an optical path between the waveguide and the optical structure such that a light beam to be emitted from the waveguide towards the optical structure passes through the border region,
wherein
there is provided for a contact structure contacting the border region at the boundary surface, wherein the contact structure has a refractive index, which is lower than the refractive index of the substrate in the border region,
wherein the waveguide directs the light beam under an emitting angle at the boundary surface and a refractive index difference of the refractive index of the contact structure and the refractive index of the substrate in the border region is such that the critical angle of the boundary surface on the substrate's side is larger than the emitting angle, wherein the emitting angle and the critical angle are measured from a normal of the boundary surface.

### Claim 2 (depends on 1)

The optical device according to claim 1, wherein a refractive index difference of the refractive index of the contact structure and the refractive index of the substrate in the border region is such that the critical angle of the boundary surface on the substrate's side is smaller than the critical angle of a boundary of the waveguide with the substrate on the waveguide's side, wherein the critical angle of the boundary surface is measured rom a normal of the boundary surface and the critical angle of the boundary of the waveguide is measured from a normal of the boundary of the waveguide.

### Claim 3 (depends on 1)

The optical device according to claim 1, wherein the contact structure has a different refractive index than a material of the optical structure.

### Claim 4 (depends on 1)

The optical device according to claim 1, wherein the optical structure comprises a reflection interface for reflecting the light beam directed at the optical structure by the waveguide, towards the boundary surface of the substrate, wherein the reflection interface is optionally provided by a reflective coating.

### Claim 5 (depends on 1)

The optical device according to claim 1, wherein the optical structure comprises a transmission interface different from the boundary surface of the substrate arranged such that the light beam directed at the optical structure is emitted from the transmission interface.

### Claim 6 (depends on 1)

Backlight unit comprising the optical device according to claim 1.

### Claim 7 (depends on 1)

The optical device according to claim 1, wherein the optical structure comprises an optical shaping unit and the waveguide is configured for directing the light beam at the optical shaping unit, wherein the optical shaping unit is configured to reduce the beam divergence of the light beam directed at it.

### Claim 8 (depends on 7)

The optical device according to claim 7, wherein
the optical shaping unit is a first optical shaping unit and
the optical structure comprises at least a second optical shaping unit and the second secondary waveguide directs the light beam at the second optical shaping unit, wherein the second optical shaping unit is configured to reduce the beam divergence of the light beam directed at it.

### Claim 9

Optical device for controlling light comprising
a substrate, wherein a surface of the substrate constitutes a boundary surface and wherein a region of the substrate contacting the boundary surface constitutes a border region,
a waveguide formed within the substrate for guiding a light beam, and
an optical structure,
wherein the waveguide bends towards the boundary surface of the substrate for directing the light beam at the optical structure, wherein the border region is arranged at least partially in an optical path between the waveguide and the optical structure such that a light beam to be emitted from the waveguide towards the optical structure passes through the border region,
wherein there is provided for a contact structure contacting the border region at the boundary surface, wherein the contact structure has a refractive index, which is lower than the refractive index of the substrate in the border region,
wherein the optical device further comprises a primary waveguide formed within the substrate for receiving a light beam from an external light source, wherein the primary waveguide is connected or coupled to the waveguide.

### Claim 10 (depends on 9)

The optical device according to claim 9, comprising the external light source.

### Claim 11 (depends on 9)

The optical device according to claim 9, wherein the primary waveguide comprises an interface for receiving the light beam from the external light source and the primary waveguide extends from the interface substantially parallel to the boundary surface.

### Claim 12 (depends on 9)

The optical device according to claim 9, wherein the waveguide is a first secondary waveguide and the optical device further comprises at least a second secondary waveguide formed within the substrate for guiding a light beam, wherein the primary waveguide is coupled to the second secondary waveguide and the second secondary waveguide bends towards the boundary surface of the substrate for directing the light beam at the optical structure at a different position than the first secondary waveguide.

### Claim 13 (depends on 9)

The optical device according to claim 9, comprising at least a further primary waveguide formed within the substrate for receiving a light beam from at least a further external light source, wherein the further primary waveguide is connected to or coupled to at least a further waveguide formed within the substrate for guiding a light beam, wherein the further waveguide bends towards the boundary surface of the substrate for directing the light beam at the optical structure.

### Claim 14

Optical device for controlling light comprising
a substrate, wherein a surface of the substrate constitutes a boundary surface and wherein a region of the substrate contacting the boundary surface constitutes a border region,
a waveguide formed within the substrate for guiding a light beam, and
an optical structure,
wherein the waveguide bends towards the boundary surface of the substrate for directing the light beam at the optical structure, wherein the border region is arranged at least partially in an optical path between the waveguide and the optical structure such that a light beam to be emitted from the waveguide towards the optical structure passes through the border region,
wherein there is provided for a contact structure contacting the border region at the boundary surface, wherein the contact structure has a refractive index, which is lower than the refractive index of the substrate in the border region,
wherein a refractive index difference of the refractive index of the contact structure and the refractive index of the substrate in the border region is between 0.0001 and 0.1.
