# US 12,001,053 B1 · Systems and methods for processing optical signals > Agents: this data is available as JSON from the patentgrep API and MCP server — see https://patentgrep.com/llms.txt - Number: US 12,001,053 B1 - Document ID: US12001053B1 - Status: Granted - Kind: B1 - Application number: 16/992,557 - Filed: 2020-08-13 - Granted: 2024-06-04 - Earliest claimed: 2019-08-14 - Assignees: Board of Trustees of the University of Alabama, for and on behalf of the University of Alabama in Huntsville - Applicants: Board of Trustees of the University of Alabama, for and on behalf of the University of Alabama in Huntsville - Inventors: Robert Lindquist; Patrick Reardon - Web page: https://patentgrep.com/patent/US12001053B1 ## CPC - G02B 6/12007: {forming wavelength selective elements, e.g. multiplexer, demultiplexer} - G02B 6/264: {with optical elements between opposed fibre ends which perform a function other than beam splitting (having lens focusing means G02B6/32; utilising prism or grating G02B6/34)} - G02B 6/122: Basic optical elements, e.g. light-guiding paths - G02B 6/13: Integrated optical circuits characterised by the manufacturing method - G02B 6/28: having data bus means, i.e. plural waveguides interconnected and providing an inherently bidirectional system by mixing and splitting signals - G02B 6/2835: {formed or shaped by thermal treatment, e.g. couplers} - G02B 6/2848: {having refractive means, e.g. imaging elements between light guides as splitting, branching and/or combining devices, e.g. lenses, holograms} - G02B 2006/12109: {Filter} - G02B 2006/12145: {Switch} - G02B 2006/1215: {Splitter} - G02B: OPTICAL ELEMENTS, SYSTEMS OR APPARATUS ## Abstract The present disclosure generally pertains to systems and methods for processing optical signals. In some embodiments, an optical system has an optical device for receiving a plurality of optical signals and processing such signals in a desired way. The optical device has one or more functional layers that are separated by buffer layers. The index of refraction of at various points in each functional layer is controlled during manufacturing so that the functional layer performs one or more optical functions or, in other words, manipulates one or more incoming optical signals in a desired way, such as switching, filtering, splitting, focusing, collimating, etc. As an example, the index of refraction profile within a region of a functional layer may be controlled so that an incoming signal from a first optical fiber is redirected for reception by a second optical fiber that is not aligned with the first optical fiber. ## Claims ### Claim 1 An optical communication system, comprising: a first optical fiber; a second optical fiber; and an optical device optically interfaced with the first optical fiber and the second optical fiber such that the first optical fiber is not aligned with second optical fiber, the optical device having a plurality of functional layers, wherein each functional layer of the plurality of functional layers is configured to perform at least one optical function, the plurality of functional layers including at least a first functional layer and a second functional layer, the optical device having at least one buffer layer separating the plurality of functional layers, wherein the at least one buffer layer does not alter a path of an optical signal travelling through the at least one buffer layer, the first functional layer having a first signal processing region aligned with the first optical fiber and the second functional layer having a second signal processing region not aligned with the first optical fiber, the first signal processing region having an index of refraction profile for which an index of refraction of the first signal processing region is spatially varied for changing a path of an optical signal from the first optical fiber such that the optical signal is directed to the second signal processing region and passes through the second signal processing region to the second optical fiber. ### Claim 2 (depends on 1) The system of claim 1, wherein an index of refraction profile is selected for each of a plurality of signal processing regions, including at least the first signal processing region, the second signal processing region, and a third signal processing region of a third functional layer of the plurality of functional layers, such that the optical signal is redirected within the optical device for reception by the second optical fiber. ### Claim 3 (depends on 1) The system of claim 1, wherein the at least one buffer layer includes a first buffer layer having (1) a first surface through which the optical signal enters the first buffer layer and (2) a second surface through which the optical signal exits the first buffer layer, and wherein the first buffer layer has a constant index of refraction from the first surface to the second surface. ### Claim 4 (depends on 1) The system of claim 1, wherein the plurality of functional layers includes a third functional layer having a third signal processing region through which the optical signal passes, and wherein the third signal processing region has an index of refraction profile for performing at least one operation on the optical signal. ### Claim 5 (depends on 4) The system of claim 4, wherein the at least one operation includes filtering the optical signal. ### Claim 6 (depends on 4) The system of claim 4, wherein the at least one operation includes splitting the optical signal. ### Claim 7 (depends on 4) The system of claim 4, wherein the at least one operation includes collimating the optical signal. ### Claim 8 (depends on 4) The system of claim 4, wherein the at least one operation includes focusing the optical signal. ### Claim 9 (depends on 1) The system of claim 1, wherein the first optical fiber and the second optical fiber abut opposite surfaces of the optical device. ### Claim 10 An optical device, comprising: a plurality of functional layers, wherein each functional layer of the plurality of functional layers is configured to perform at least one optical function; and at least one buffer layer positioned between the plurality of functional layers such that each of the plurality of functional layers is separated from another of the plurality of functional layers by the at least one buffer layer, wherein the at least one buffer layer does not alter a path of an optical signal travelling through the at least one buffer layer, wherein each of the plurality of functional layers has a plurality of signal processing regions for processing a plurality of optical signals, wherein an index of refraction profile is selected for each of the plurality of signal processing regions such that the plurality of optical signals are mapped by the optical device from a first plurality of optical fibers to a second plurality of optical fibers according to a predefined mapping scheme, wherein the optical device maps an optical signal from a first optical fiber of the first plurality of optical fibers such that the optical signal is redirected within the optical device for reception by a second optical fiber of the second plurality of optical fibers that is not aligned with the first optical fiber, and wherein an index of refraction for an index of refraction profile for at least one of the plurality of signal processing regions is spatially varied for changing a path of the optical signal. ### Claim 11 (depends on 10) The optical device of claim 10, wherein the at least one buffer layer includes a first buffer layer having (1) a first surface through which at least one of the plurality of optical signals enters the first buffer layer and (2) a second surface through which the at least one of the plurality of optical signals exits the first buffer layer, and wherein the first buffer layer has a constant index of refraction from the first surface to the second surface. ### Claim 12 (depends on 10) The optical device of claim 10, wherein one of the plurality of signal processing regions has an index of refraction profile for performing at least one operation on one of the plurality of optical signals. ### Claim 13 (depends on 12) The optical device of claim 12, wherein the at least one operation includes filtering the at least one of the plurality of optical signals. ### Claim 14 (depends on 12) The optical device of claim 12, wherein the at least one operation includes splitting the at least one of the plurality of optical signals. ### Claim 15 (depends on 12) The optical device of claim 12, wherein the at least one operation includes collimating the at least one of the plurality of optical signals. ### Claim 16 (depends on 12) The optical device of claim 12, wherein the at least one operation includes focusing the at least one of the plurality of optical signals. ### Claim 17 An optical communication method, comprising: receiving, at an optical device, an optical signal from a first optical fiber; and redirecting the optical signal within the optical device such that the optical signal is received by a second optical fiber that is not aligned with the first optical fiber, the optical device having a plurality of functional layers, wherein each functional layer of the plurality of functional layers is configured to perform at least one optical function, the plurality of functional layers including at least a first functional layer and a second functional layer, and at least one buffer layer separating the plurality of functional layers, wherein the at least one buffer layer does not alter a path of an optical signal travelling through the at least one buffer layer, wherein the first functional layer has a first signal processing region aligned with the first optical fiber, wherein the second functional layer has a second signal processing region not aligned with the first optical fiber, and wherein the redirecting comprises changing a path of the optical signal with the first signal processing region according to an index of refraction profile of the first signal processing region such that the optical signal is directed to the second signal processing region and passes through the second signal processing region to the second optical fiber, wherein an index of refraction for the index of refraction profile is spatially varied for changing a path of the optical signal as it is passing through the first signal processing region. ### Claim 18 (depends on 17) The method of claim 17, wherein the at least one buffer layer includes a first buffer layer having (1) a first surface through which the optical signal enters the first buffer layer and (2) a second surface through which the optical signal exits the first buffer layer, and wherein the first buffer layer has a constant index of refraction from the first surface to the second surface. ### Claim 19 (depends on 17) The method of claim 17, wherein the plurality of functional layers includes a third functional layer having a third signal processing region through which the optical signal passes, and wherein the method comprises performing at least one operation on the optical signal with the third signal processing region according to an index of refraction profile for the third signal processing region. ### Claim 20 (depends on 19) The method of claim 19, wherein the performing at least one operation comprises filtering the optical signal. ### Claim 21 (depends on 19) The method of claim 19, wherein the performing at least one operation comprises splitting the optical signal. ### Claim 22 (depends on 19) The method of claim 19, wherein the performing at least one operation comprises collimating the optical signal. ### Claim 23 (depends on 19) The method of claim 19, wherein the performing at least one operation comprises focusing the optical signal.