# US 11,896,492 B2 · Expandable intervertebral implant

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- Number: US 11,896,492 B2
- Document ID: US11896492B2
- Status: Granted
- Kind: B2
- Application number: 17/679,613
- Filed: 2022-02-24
- Published: 2022-06-09
- Granted: 2024-02-13
- Earliest claimed: 2013-03-15
- Assignees: Globus Medical, Inc.
- Applicants: Globus Medical, Inc.
- Inventors: Daniel Davenport; Duncan Sibson
- Web page: https://patentgrep.com/patent/US11896492B2

## CPC

- A61F 2/442: {Intervertebral or spinal discs, e.g. resilient (non-disc-shaped intervertebral inflatable pockets A61F2/441; non-disc-shaped intervertebral fusion implants A61F2/4455)}
- A61F 2/4455: {for the fusion of spinal bodies, e.g. intervertebral fusion of adjacent spinal bodies, e.g. fusion cages (intervertebral discs A61F2/442)}
- A61F 2/447: {substantially parallelepipedal, e.g. having a rectangular or trapezoidal cross-section}
- A61F 2002/30062: {(bio)absorbable, biodegradable, bioerodable, (bio)resorbable, resorptive}
- A61F 2002/3008: {radio-opaque, e.g. radio-opaque markers}
- A61F 2002/30181: {Y-shaped}
- A61F 2002/30266: {wedge-shaped parallelepipeds}
- A61F 2002/30387: {Dovetail connection}
- A61F 2002/30405: {made by screwing complementary threads machined on the parts themselves}
- A61F 2002/30448: {using adhesives}
- A61F 2002/30476: {locked by an additional locking mechanism}
- A61F 2002/30556: {for adjusting thickness}
- A61F 2002/30579: {with mechanically expandable devices, e.g. fixation devices}
- A61F 2002/30593: {hollow}
- A61F 2002/30607: {Kits of prosthetic parts to be assembled in various combinations for forming different prostheses}
- A61F 2002/30616: {Sets comprising a plurality of prosthetic parts of different sizes or orientations}
- A61F 2002/30677: {Means for introducing or releasing pharmaceutical products, e.g. antibiotics, into the body}
- A61F 2002/30787: {inclined obliquely with respect to each other}
- A61F 2310/00023: Titanium or titanium-based alloys, e.g. Ti-Ni alloys
- A61F 2310/00029: Cobalt-based alloys, e.g. Co-Cr alloys or Vitallium
- A61F 2310/00359: Bone or bony tissue
- A61F: FILTERS IMPLANTABLE INTO BLOOD VESSELS; PROSTHESES; DEVICES PROVIDING PATENCY TO, OR PREVENTING COLLAPSING OF, TUBULAR STRUCTURES OF THE BODY, e.g. STENTS; ORTHOPAEDIC, NURSING OR CONTRACEPTIVE DEVICES; FOMENTATION; TREATMENT OR PROTECTION OF EYES OR EARS; BANDAGES, DRESSINGS OR ABSORBENT PADS; FIRST-AID KITS (dental prosthetics A61C)

## Abstract

An implant for therapeutically separating bones of a joint has two endplates each having an opening through the endplate, and at least one ramped surface on a side opposite a bone engaging side. A frame is slideably connected to the endplates to enable the endplates to move relative to each other at an angle with respect to the longitudinal axis of the implant, in sliding connection with the frame. An actuator screw is rotatably connected to the frame. A carriage forms an open area aligned with the openings in the endplates. The openings in the endplates pass through the carriage to form an unimpeded passage from bone to bone of the joint. The carriage has ramps which mate with the ramped surfaces of the endplates, wherein when the carriage is moved by rotation of the actuator screw, the endplates move closer or farther apart.

## Claims

### Claim 1

An implant comprising:
a first endplate having at least an upper side, a lower side, and a front side, the upper side of the first endplate configured to engage a first bone;
a second endplate having at least an upper side, a lower side, and a front side, the lower side of the second endplate configured to engage a second bone;
a frame located at least partly between the upper endplate and the lower endplate, wherein the frame includes a carriage support channel on each side of the frame so that the frame is slidingly connected to a carriage by a carriage support screw disposed in each carriage support channel; and
wherein the first endplate is movable relative to the second endplate such that in a first position the first endplate and the second endplate are at a collapsed height and in a second position at an expanded height.

### Claim 2 (depends on 1)

The implant of claim 1, wherein:
the lower side of the upper endplate includes at least one ramped surface; and
the upper side of the lower endplate includes at least one ramped surface.

### Claim 3 (depends on 2)

The implant of claim 2, wherein the implant further includes the carriage, the carriage threadably connected to the actuator screw, whereby rotation of the actuator screw moves the carriage with respect to the frame and the first and second endplates.

### Claim 4 (depends on 3)

The implant of claim 3, wherein the carriage comprises a plurality of ramps each mateable with at least one of the at least one ramped surfaces of the first and second endplates, wherein when the carriage is moved by rotation of the actuator screw, at least one of the at least one ramped surface of the first endplate and at least one of the at least one ramped surface of the second endplate each translate along at least one of the plurality of ramps of the carriage to cause the endplates to move relative to each other from the first position to the second position.

### Claim 5

An implant comprising:
a first endplate having at least an upper side, a lower side, and a front side, the upper side of the first endplate configured to engage a first bone;
a second endplate having at least an upper side, a lower side, and a front side, the lower side of the second endplate configured to engage a second bone;
a frame located at least partly between the upper endplate and the lower endplate, wherein the frame includes a carriage support channel on each side of the frame so that the frame is slidingly connected to a carriage by a carriage support screw disposed in each carriage support channel; and
an actuator screw rotatably connected to the frame,
wherein the first endplate is movable relative to the second endplate such that in a first position the first endplate and the second endplate are at a collapsed height and in a second position at an expanded height.

### Claim 6 (depends on 5)

The implant of claim 5, wherein:
the lower side of the upper endplate includes at least one ramped surface; and
the upper side of the lower endplate includes at least one ramped surface.

### Claim 7 (depends on 6)

The implant of claim 6, wherein the implant further includes the carriage, the carriage threadably connected to the actuator screw, whereby rotation of the actuator screw moves the carriage with respect to the frame and the first and second endplates.

### Claim 8 (depends on 7)

The implant of claim 7, wherein the carriage comprises a plurality of ramps each mateable with at least one of the at least one ramped surfaces of the first and second endplates, wherein when the carriage is moved by rotation of the actuator screw, at least one of the at least one ramped surface of the first endplate and at least one of the at least one ramped surface of the second endplate each translate along at least one of the plurality of ramps of the carriage to cause the endplates to move relative to each other from the first position to the second position.

### Claim 9 (depends on 5)

The implant of claim 5, wherein a blocking mechanism includes a blocking member movably retained within a channel between an unblocking position and a blocking position in which a portion of the blocking member overlaps a portion of the bone screw.

### Claim 10 (depends on 5)

The implant of claim 5, wherein a portion of the first and second endplates are confined by the frame to move relative to each other only along an axis substantially transverse to the longitudinal axis.

### Claim 11 (depends on 5)

The implant of claim 5, wherein at least one of the upper surface of the first endplate and the lower surface of the second endplates includes one or more projections configured to engage bone when the implant is positioned between bones.

### Claim 12 (depends on 5)

The implant of claim 5, further including a polymeric material configured to press against the actuator screw to reduce a potential for unintended rotation of the actuator screw.

### Claim 13 (depends on 5)

The implant of claim 5, wherein when the actuator screw is rotated in a first direction, a height of the implant transverse to the longitudinal axis is increased, and when the actuator screw is rotated in a second direction, a height of the implant transverse to the longitudinal axis is decreased.

### Claim 14 (depends on 7)

The implant of claim 7, wherein the frame extends from a proximal end of the implant to a distal end of the implant, and the actuator screw is connected to the frame and threadably connected to the carriage along a distal side of the carriage.

### Claim 15 (depends on 7)

The implant of claim 7, further including at least one post extending through the frame and into the carriage, and received in one of the frame or the carriage, thereby configured to maintain an alignment of the carriage along the longitudinal axis.

### Claim 16 (depends on 9)

The implant of claim 9, wherein the carriage connects to the first and second endplates with a dovetail connection.

### Claim 17 (depends on 5)

The implant of claim 5, wherein at least a portion of the first and second endplates are comprised of PEEK and the frame is at least partially comprised of titanium.
