# US 11,298,966 B2 · Thin optical security element and method of designing it > Agents: this data is available as JSON from the patentgrep API and MCP server — see https://patentgrep.com/llms.txt - Number: US 11,298,966 B2 - Document ID: US11298966B2 - Status: Granted - Kind: B2 - Application number: 16/652,365 - Filed: 2018-09-28 - Published: 2020-08-27 - Granted: 2022-04-12 - Earliest claimed: 2017-09-29 - Assignees: Sicpa Holding SA - Applicants: Sicpa Holding SA - Inventors: Andrea Callegari; Pierre Degott; Todor Dinoev; Christophe Garnier; Alain Mayer; Yuliy Schwartzburg; Romain Testuz; Mark Pauly - Web page: https://patentgrep.com/patent/US11298966B2 ## CPC - B42D 25/324: Reliefs - B42D 25/23: Identity cards - B42D 25/24: Passports - B42D 25/29: Securities; Bank notes - B42D 25/351: Translucent or partly translucent parts, e.g. windows - B42D 25/425: by deformation, e.g. embossing - B42D 25/435: using electromagnetic radiation, e.g. laser - G02B 5/1842: {Gratings for image generation (G02B5/1847 takes precedence)} - G02B 5/1847: {Manufacturing methods} - G02B 5/1861: {Reflection gratings characterised by their structure, e.g. step profile, contours of substrate or grooves, pitch variations, materials (G02B5/1809, G02B5/1828, G02B5/1833, G02B5/1838 and G02B5/1847 take precedence)} - G02B 5/1866: {Transmission gratings characterised by their structure, e.g. step profile, contours of substrate or grooves, pitch variations, materials (G02B5/1809, G02B5/1828, G02B5/1833, G02B5/1838 and G02B5/1847 take precedence)} - B42D: BOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS - G02B: OPTICAL ELEMENTS, SYSTEMS OR APPARATUS ## Abstract The invention relates to a thin optical security element comprising a reflective or refractive light-redirecting surface having a relief pattern operable to redirect incident light from a light source and form a projected image on a projection surface, the projected image comprising a caustic pattern reproducing a reference pattern that is easily visually recognizable by a person. The invention also relates to a method for designing a relief pattern of a light-redirecting surface of a thin optical security element. ## Claims ### Claim 1 An optical security element comprising a reflective light-redirecting surface, or a refractive transparent or partially transparent light-redirecting surface, having a relief pattern of depth δf adapted to redirect incident light received from a point-light source and form a projected image containing a caustic pattern on a projection surface, said caustic pattern reproducing a reference pattern and being visually recognizable, wherein a profile of the relief pattern has abrupt variations formed by machining a surface of an optical material piece according to a calculated relief pattern profile having discontinuities, said machined abrupt variations corresponding to the discontinuities, wherein the calculated relief pattern profile having discontinuities is obtained by slicing an initial relief pattern profile of a model light-redirecting surface into smaller contiguous profile portions, said initial relief pattern profile having a depth δi greater than δf and being operable to reproduce by optical path simulation said caustic pattern on the projection surface under illumination by the point-light source, the slicing generating a boundary surface between any two contiguous profile portions which extends parallel to an optical axis of said model light-redirecting surface, and by collapsing along the optical axis each profile portion comprised between two consecutive boundary surfaces, thereby forming the calculated relief profile having a discontinuity along each boundary surface, wherein the operation of collapsing a profile portion of the initial relief pattern profile, of which height is measured with respect to the optical axis of said model light-redirecting surface and which extends above a base plane perpendicular to said optical axis, is obtained by translating, parallel to the optical axis and toward the base plane, the profile portion by a distance value corresponding to a minimal height at which its boundary surfaces intersect said profile portion, thereby obtaining the calculated relief profile having a relief pattern of reduced depth less than δi. ### Claim 2 (depends on 1) The optical security element of claim 1, wherein the profile of the relief pattern has a low depth δf less than or equal to 30 μm. ### Claim 3 (depends on 1) The optical security element of claim 1, wherein the profile of the relief pattern has a low depth δf less than or equal to 250 μm. ### Claim 4 (depends on 1) The optical security element according to claim 1, wherein the reflective light-redirecting surface, or a refractive transparent or partially transparent light-redirecting surface, is disposed over a flat base substrate, an overall thickness of the optical security element being less than or equal to 100 μm. ### Claim 5 (depends on 1) The optical security element according to claim 1, wherein its relief pattern is adapted to redirect incident light received from the point-light source, at a distance ds from the reflective light-redirecting surface, or a refractive transparent or partially transparent light-redirecting surface, and form the projected image containing the caustic pattern on the projection surface at a distance di from the reflective light-redirecting surface, or a refractive transparent or partially transparent light-redirecting surface, with a value of di less than or equal to 30 cm and a value of the ratio ds/di greater than or equal to 5. ### Claim 6 (depends on 1) The optical security element according to claim 1, marking an object selected from the group comprising: consumer products, tax stamps, ID cards, passports, credit cards and banknotes. ### Claim 7 A method of designing a reflective light-redirecting surface, or a refractive transparent or partially transparent light-redirecting surface, having a relief pattern of depth δf, of an optical security element adapted to redirect incident light received from a point-light source and form a projected image containing a caustic pattern on a projection surface, said caustic pattern reproducing a reference pattern and being visually recognizable, comprising: a) calculating a relief pattern profile having discontinuities; and b) machining a surface of an optical material piece according to the relief pattern profile having discontinuities calculated at a), thereby having a machined profile of the relief pattern with abrupt variations corresponding to the discontinuities of the relief pattern profile calculated at a), wherein, at a), calculating the relief pattern profile having discontinuities further comprises: slicing an initial relief pattern profile of a model light-redirecting surface into smaller contiguous profile portions, said initial relief pattern profile having a depth δi greater than δf and being operable to reproduce by optical path simulation said caustic pattern on the projection surface under illumination by the point-light source, the slicing generating a boundary surface between any two contiguous profile portions which extends parallel to an optical axis of said model light-redirecting surface; and collapsing along the optical axis each profile portion comprised between two consecutive boundary surfaces, thereby forming the calculated relief profile having a discontinuity along each boundary surface, at a), collapsing a profile portion of the initial relief pattern profile, of which height is measured with respect to the optical axis of said model light-redirecting surface and which extends above a base plane perpendicular to said optical axis, is performed by translating, parallel to the optical axis and toward the base plane, the profile portion by a distance value corresponding to a minimal height at which its boundary surfaces intersect said profile portion, thereby obtaining the calculated relief profile having a relief pattern of reduced depth less than δi; and at b), the surface of the optical material piece is machined according to the calculated relief pattern profile of reduced depth less than δi, thereby obtaining the machined reflective light-redirecting surface, or a refractive transparent or partially transparent light-redirecting surface, of the optical security element with the relief pattern of reduced depth δf less than δi. ### Claim 8 (depends on 7) The method according to claim 7, wherein the machining of the surface of the optical material piece comprises any one of ultra-precision machining, laser ablation and lithography. ### Claim 9 (depends on 7) The method according to claim 7, further comprising that the machined reflective light-redirecting surface, or a refractive transparent or partially transparent light-redirecting surface, is a master light-redirecting surface to be used to build a replica of the light-redirecting surface. ### Claim 10 (depends on 9) The method according to claim 9, further comprising replicating the machined reflective light-redirecting surface, or a refractive transparent or partially transparent light-redirecting surface, on a substrate. ### Claim 11 (depends on 9) The method according to claim 9, wherein replication comprises one of UV casting and embossing.