# US 11,077,699 B2 · Security elements and methods of manufacture thereof

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- Number: US 11,077,699 B2
- Document ID: US11077699B2
- Status: Granted
- Kind: B2
- Application number: 17/040,289
- Filed: 2019-03-22
- Published: 2021-02-04
- Granted: 2021-08-03
- Earliest claimed: 2018-03-22
- Assignees: De La Rue International Limited
- Applicants: De La Rue International Limited
- Inventors: Brian Holmes; Fred Fournier; Maria King
- Web page: https://patentgrep.com/patent/US11077699B2

## CPC

- B42D 25/328: Diffraction gratings; Holograms
- B42D 25/324: Reliefs
- B42D 25/45: Associating two or more layers
- G02B 5/1819: {Plural gratings positioned on the same surface, e.g. array of gratings (plural diffractive elements positioned sequentially along the optical path G02B27/4272)}
- G02B 5/1847: {Manufacturing methods}
- G02B 5/1857: {using exposure or etching means, e.g. holography, photolithography, exposure to electron or ion beams}
- B42D 25/23: Identity cards
- B42D 25/24: Passports
- B42D 25/29: Securities; Bank notes
- B42D 25/373: Metallic materials
- B42D: BOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS
- G02B: OPTICAL ELEMENTS, SYSTEMS OR APPARATUS

## Abstract

A security element including: a first layer having a first surface; an array of image regions across the first surface arranged along at least a second direction, each region including at least a first image sub-region having an average inclination defining an angle, relative to a plane of the security element, about an image region axis extending along a first direction; a diffractive optically variable effect generating structure provided in or on the first surface across the first image sub-regions, the structure including diffractive elements that extend along a direction within 45° of the first direction, wherein the structure is provided across the first image sub-regions and spatially arranged and/or modulated across the first image sub-regions in accordance with a first image so the first image is displayed by the first image sub-regions in combination at least at a first viewing angle. Also, a method of manufacturing the security element.

## Claims

### Claim 1

A security element comprising:
a first layer having a first surface extending along a first direction and a second direction;
an array of image regions across the first surface arranged along at least the second direction, each image region comprising at least a first image sub-region having an average inclination defining an angle, relative to a plane of the security element, about an image region axis extending along the first direction;
a diffractive optically variable effect generating structure provided in or on the first surface across the first image sub-regions, the diffractive optically variable effect generating structure comprising diffractive elements that extend along a direction within 45° of the first direction,
wherein the diffractive optically variable effect generating structure is provided across the first image sub-regions and spatially arranged and/or modulated across the first image sub-regions in accordance with a first image such that the first image is displayed by the first image sub-regions in combination at least at a first viewing angle,
wherein each image region further comprises at least a second image sub-region having an average inclination defining an angle, relative to the plane of the security element, about the image region axis extending along the first direction, and
wherein the diffractive optically variable effect generating structure is provided across the second image sub-regions and spatially arranged and/or modulated across the second image sub-regions in accordance with a second image such that the second image, preferably different from the first image, is displayed by the second image sub-regions in combination at least at a second viewing angle, different from the first viewing angle.

### Claim 2 (depends on 1)

A security element according to claim 1, wherein the first direction is substantially perpendicular to the second direction.

### Claim 3 (depends on 1)

A security element according to claim 1, wherein the diffractive optically variable effect generating structure is a dispersive structure.

### Claim 4 (depends on 1)

A security element according to claim 1, wherein the diffractive optically variable effect generating structure has a pitch of 600 nm or less.

### Claim 5 (depends on 1)

A security element according to claim 1, wherein each first image sub-region has substantially the same average inclination relative to the plane of the security element.

### Claim 6 (depends on 1)

A security element according to claim 1, wherein the diffractive optically variable effect generating structure varies in one or more of a pitch, an orientation and a size, a shape and/or a profile of the elements of the structure across the first image sub-regions so as to define different areas of the first image.

### Claim 7 (depends on 1)

A security element according to claim 1, wherein each first and second image sub-region define an angle, relative to the plane of the security element, in the same direction about the image region axis extending along the first direction.

### Claim 8 (depends on 1)

A security element according to claim 1, wherein each first and second image sub-region within each image region have substantially the same average inclination.

### Claim 9 (depends on 8)

A security element according to claim 8, wherein the diffractive optically variable effect generating structure provided across the second image sub-regions differs from the diffractive optically variable effect generating structure provided across the first image sub-regions in at least one of a pitch of the structure, an orientation of the structure and a size, a shape and/or a profile of the elements of the structure such that the second viewing angle is different from the first viewing angle.

### Claim 10 (depends on 1)

A security element according to claim 1, wherein each first image sub-region has a different average inclination from a corresponding second image sub-region within each image region.

### Claim 11 (depends on 10)

A security element according to claim 10, wherein each first image sub-region defines a different angle, relative to a plane of the security element, about a second image region axis extending along the second direction than is defined by the corresponding second image sub-region within each image region, such that the second viewing angle is different from the first viewing angle.

### Claim 12 (depends on 1)

A security element according to claim 1, wherein each first image sub-region defines a different angle, relative to a plane of the security element, about the image region axis extending along the first direction than is defined by a corresponding second image sub-region within each image region, such that the second viewing angle is different from the first viewing angle.

### Claim 13 (depends on 1)

A security element according to claim 1, wherein the array of image regions defines an array of interlaced image sub-regions, the interlaced image sub-regions being interlaced at least along the second direction.

### Claim 14 (depends on 1)

A security element according to claim 1, wherein the image regions define a two-dimensional array of image regions across the first surface.

### Claim 15

A security element comprising:
a first layer having a first surface extending along a first direction and a second direction;
an array of image regions across the first surface arranged along at least the second direction, each image region comprising at least a first image sub-region having an average inclination defining an angle, relative to a plane of the security element, about an image region axis extending along the first direction;
a diffractive optically variable effect generating structure provided in or on the first surface across the first image sub-regions, the diffractive optically variable effect generating structure comprising diffractive elements that extend along a direction within 45° of the first direction,
wherein the diffractive optically variable effect generating structure is provided across the first image sub-regions and spatially arranged and/or modulated across the first image sub-regions in accordance with a first image such that the first image is displayed by the first image sub-regions in combination at least at a first viewing angle,
wherein the image regions define a two-dimensional array of image regions across the first surface, and
wherein each sub-region within each image region defines a pixel of a corresponding image exhibited at a corresponding viewing angle.

### Claim 16

A security element comprising:
a first layer having a first surface extending along a first direction and a second direction;
an array of image regions across the first surface arranged along at least the second direction, each image region comprising at least a first image sub-region having an average inclination defining an angle, relative to a plane of the security element, about an image region axis extending along the first direction;
a diffractive optically variable effect generating structure provided in or on the first surface across the first image sub-regions, the diffractive optically variable effect generating structure comprising diffractive elements that extend along a direction within 45° of the first direction,
wherein the diffractive optically variable effect generating structure is provided across the first image sub-regions and spatially arranged and/or modulated across the first image sub-regions in accordance with a first image such that the first image is displayed by the first image sub-regions in combination at least at a first viewing angle,
wherein the array of first image sub-regions comprises an array of primary areas and an array of secondary areas,
wherein the diffractive optically variable effect generating structure comprises a primary diffractive optically variable effect generating structure provided across the primary areas and a secondary diffractive optically variable effect generating structure provided across the secondary areas, and
wherein the primary diffractive optically variable effect generating structure differs from the secondary diffractive optically variable effect generating structure in at least one of a pitch of the structure, an orientation of the structure and a size, a shape and/or a profile of the elements of the structure such that the primary and secondary areas appear different at least at the first viewing angle.

### Claim 17 (depends on 16)

A security element according to claim 16, wherein the primary diffractive optically variable effect generating structure differs from the secondary diffractive optically variable effect generating structure in at least one of the pitch of the structure, the orientation of the structure and the size, the shape and/or the profile of the elements of the structure such that the primary diffractive optically variable effect generating structure and the secondary diffractive optically variable effect generating structure exhibit their diffractive effects at different viewing angles.

### Claim 18

A security element comprising:
a first layer having a first surface extending along a first direction and a second direction;
an array of image regions across the first surface arranged along at least the second direction, each image region comprising at least a first image sub-region having an average inclination defining an angle, relative to a plane of the security element, about an image region axis extending along the first direction;
a diffractive optically variable effect generating structure provided in or on the first surface across the first image sub-regions, the diffractive optically variable effect generating structure comprising diffractive elements that extend along a direction within 45° of the first direction,
wherein the diffractive optically variable effect generating structure is provided across the first image sub-regions and spatially arranged and/or modulated across the first image sub-regions in accordance with a first image such that the first image is displayed by the first image sub-regions in combination at least at a first viewing angle, and
wherein the or each sub-region within each image region has an average inclination that defines an angle of between 1° and 70° relative to the plane of the security element, about the image region axis extending along the first direction.
