# US 10,871,298 B2 · HVAC system with multi-state predictive free cooling control > Agents: this data is available as JSON from the patentgrep API and MCP server — see https://patentgrep.com/llms.txt - Number: US 10,871,298 B2 - Document ID: US10871298B2 - Status: Granted - Kind: B2 - Application number: 16/402,437 - Filed: 2019-05-03 - Published: 2019-08-22 - Granted: 2020-12-22 - Earliest claimed: 2017-01-20 - Assignees: Johnson Controls Technology Company - Applicants: Johnson Controls Technology Company - Inventors: Bradley J. Ridder; Graeme Willmott; Matthew J. Asmus - Web page: https://patentgrep.com/patent/US10871298B2 ## CPC - F24F 11/0001: {for ventilation (F24F11/30 takes precedence)} - F24F 11/30: for purposes related to the operation of the system, e.g. for safety or monitoring - F24F 11/46: Improving electric energy efficiency or saving - F24F 11/62: characterised by the type of control or by internal processing, e.g. using fuzzy logic, adaptive control or estimation of values - F24F 11/70: Control systems characterised by their outputs; Constructional details thereof - G01W 1/10: Devices for predicting weather conditions (computers per se G06; display devices G09) - F24F 2011/0002: {for admittance of outside air} - F24F 2011/0006: {using low temperature external supply air to assist cooling} - F24F 2110/10: Temperature - F24F 2110/12: of the outside air - F24F 2140/60: Energy consumption - Y02B 30/54: Free-cooling systems - F24F: AIR-CONDITIONING; AIR-HUMIDIFICATION; VENTILATION; USE OF AIR CURRENTS FOR SCREENING (removing dirt or fumes from areas where they are produced B08B15/00; vertical ducts for carrying away waste gases from buildings E04F17/02; tops for chimneys or ventilating shafts, terminals for flues F23L17/02) - G01W: METEOROLOGY (radar, sonar, lidar or analogous systems, designed for meteorological use G01S13/95, G01S15/88, G01S17/95) - Y02B: CLIMATE CHANGE MITIGATION TECHNOLOGIES RELATED TO BUILDINGS, e.g. HOUSING, HOUSE APPLIANCES OR RELATED END-USER APPLICATIONS ## Abstract A control system includes equipment and a controller. The equipment produces a resource by executing a first process when in a first state, and produces the resource by executing a second process when in a second state. The controller calculates a minimum second state operating time based on estimated cost savings resulting from operating in the second state relative to the first state. The minimum second state operating time is a minimum time amount that the equipment must operate in the second state for the estimated cost savings to offset cost of transitioning into the second state. The controller predicts whether the second process will be available for the minimum second state operating time during future time steps. The controller transitions the equipment from the first state to the second state in response to predicting that the second process will be available for the minimum second operating state time. ## Claims ### Claim 1 A heating, ventilation, or air conditioning (HVAC) control system comprising: equipment configured to: produce a resource by mechanical cooling by executing a first process when operating in a first state; and produce the resource by free cooling by executing a second process when operating in a second state; and a controller configured to: predict whether the second process will be available for at least a minimum second state operating time during a plurality of future time steps, wherein availability of the second process is determined based on outside air temperature; transition the equipment from operating in the first state to operating in the second state in response to a prediction that the second process will be available for at least the minimum second state operating time; and transition the equipment from operating in the second state to operating in a third state during which the equipment does not produce the resource in response to a determination that the second process is unavailable and predicted to remain unavailable for less than a minimum first state operating time required to transition back to the first state. ### Claim 2 (depends on 1) The HVAC control system of claim 1, wherein the controller is configured to calculate the minimum second state operating time by: identifying a cost incurred as a result of transitioning the equipment into the second state; estimating a cost savings resulting from operating the equipment to execute the second process in the second state relative to operating the equipment to execute the first process in the first state as a function of an amount of time the equipment operates in the second state; and determining a minimum amount of time the equipment is required to operate in the second state for the cost savings to be greater than or equal to the cost incurred. ### Claim 3 (depends on 2) The HVAC control system of claim 2, wherein the controller is configured to estimate the cost savings by: determining an amount of energy savings resulting from operating the equipment in the second state relative to operating the equipment in the first state; identifying a cost per unit energy for each of the plurality of future time steps during which the equipment will operate in the second state; and calculating the cost savings by multiplying the amount of energy savings by the cost per unit energy. ### Claim 4 (depends on 2) The HVAC control system of claim 2, wherein the cost incurred comprises at least one of an economic cost of equipment degradation and an increase in electricity cost resulting from stopping and restarting the equipment. ### Claim 5 (depends on 1) The HVAC control system of claim 1, wherein predicting whether the second process will be available for at least the minimum second state operating time during the plurality of future time steps comprises: predicting a value of a variable that indicates the availability of the second process during each of the plurality of future time steps; and for each time step of the plurality of future time steps, determining whether the second process will be available during the time step by comparing the value of the variable to a threshold value. ### Claim 6 (depends on 1) The HVAC control system of claim 1, wherein the controller is configured to: predict whether the second process will be unavailable for at least the minimum first state operating time; and transition the equipment from operating in the second state to operating in the first state in response to a prediction that the second process will be unavailable for at least the minimum first state operating time. ### Claim 7 (depends on 1) The HVAC control system of claim 1, wherein the controller is configured to: determine whether the second process is available at a current time; predict whether the second process will be unavailable for at least the minimum first state operating time; and transition the equipment from operating in the second state to operating in the third state during which the equipment does not produce the resource in response to a determination that the second process is unavailable at the current time and predicted to remain unavailable for less than the minimum first state operating time required to transition back to the first state. ### Claim 8 (depends on 7) The HVAC control system of claim 7, wherein the controller is configured to transition the equipment from operating in the second state to operating in the third state in response to a determination that the second process is unavailable at the current time and predicted to become available within a predetermined amount of time. ### Claim 9 A heating, ventilation, or air conditioning (HVAC) controller for equipment, the HVAC controller comprising: one or more processors; and one or more non-transitory computer-readable storage media communicably coupled to the one or more processors and having instructions stored thereon that, when executed by the one or more processors, cause the one or more processors to: operate the equipment to execute a first process in a first state to produce a resource by mechanical cooling; operate the equipment to execute a second process in a second state to produce the resource by free cooling; predict whether the second process will be available for at least a minimum second state operating time during a plurality of future time steps, wherein availability of the second process is determined based on outside air temperature; transition the equipment from operating in the first state to operating in the second state in response to a prediction that the second process will be available for at least the minimum second state operating time; and transition the equipment from operating in the second state to operating in a third state during which the equipment does not produce the resource in response to a determination that the second process is unavailable and predicted to remain unavailable for less than a minimum first state operating time required to transition back to the first state. ### Claim 10 (depends on 9) The HVAC controller of claim 9, wherein the instructions cause the one or more processors to calculate the minimum second state operating time by: identifying a cost incurred as a result of transitioning the equipment into the second state; estimating a cost savings resulting from operating the equipment in the second state relative to operating the equipment in the first state as a function of an amount of time the equipment operates in the second state; and determining a minimum amount of time the equipment is required to operate in the second state for the cost savings to be greater than or equal to the cost incurred. ### Claim 11 (depends on 10) The HVAC controller of claim 10, wherein the instructions cause the one or more processors to estimate the cost savings by: determining an amount of energy savings resulting from operating the equipment in the second state relative to operating the equipment in the first state; identifying a cost per unit energy for each of the plurality of future time steps during which the equipment will operate in the second state; and calculating the cost savings by multiplying the amount of energy savings by the cost per unit energy. ### Claim 12 (depends on 10) The HVAC controller of claim 10, wherein the cost incurred comprises at least one of an economic cost of equipment degradation and an increase in electricity cost resulting from stopping and restarting the equipment. ### Claim 13 (depends on 9) The HVAC controller of claim 9, wherein predicting whether the second process will be available for at least the minimum second state operating time during the plurality of future time steps comprises: predicting a value of a variable that identifies the availability of the second process for the plurality of future time steps; and for each time step of the plurality of future time steps, determining whether the second process will be available during the time step by comparing the value of the variable to a threshold value. ### Claim 14 (depends on 9) The HVAC controller of claim 9, wherein the instructions cause the one or more processors to: predict whether the second process will be unavailable for at least the minimum first state operating time; and transition the equipment from operating in the second state to operating in the first state in response to a prediction that the second process will be unavailable for at least the minimum first state operating time. ### Claim 15 (depends on 9) The HVAC controller of claim 9, wherein the instructions cause the one or more processors to: determine whether the second process is available at a current time; predict whether the second process will be unavailable for at least the minimum first state operating time; and transition the equipment from operating in the second state to operating in the third state during which the equipment does not produce the resource in response to a determination that the second process is unavailable at the current time and predicted to remain unavailable for less than the minimum first state operating time required to transition back to the first state. ### Claim 16 A method for controlling equipment in a heating, ventilation, or air conditioning (HVAC) system, the method comprising: producing a resource by mechanical cooling by operating equipment to execute a first process when operating in a first state; and producing the resource by free cooling by operating the equipment to execute a second process when operating in a second state; predicting whether the second process will be available for at least a minimum second state operating time during a plurality of future time steps, wherein availability of the second process is determined based on outside air temperature; transitioning the equipment from operating in the first state to operating in the second state in response to a prediction that the second process will be available for at least the minimum second state operating time; and transitioning the equipment from operating in the second state to operating in a third state during which the equipment does not produce the resource in response to a determination that the second process is unavailable and predicted to remain unavailable for less than a minimum first state operating time required to transition back to the first state. ### Claim 17 (depends on 16) The method of claim 16, further comprising calculating the minimum second state operating time by: identifying a cost incurred as a result of transitioning the equipment into the second state; estimating a cost savings resulting from operating the equipment to execute the second process in the second state relative to operating the equipment to execute the first process in the first state as a function of an amount of time the equipment operates in the second state; and determining a minimum amount of time the equipment is required to operate in the second state for the cost savings to be greater than or equal to the cost incurred. ### Claim 18 (depends on 17) The method of claim 17, wherein estimating the cost savings comprises: determining an amount of energy savings resulting from operating the equipment in the second state relative to operating the equipment in the first state; identifying a cost per unit energy for each of the plurality of future time steps during which the equipment will operate in the second state; and calculating the cost savings by multiplying the amount of energy savings by the cost per unit energy. ### Claim 19 (depends on 16) The method of claim 16, wherein predicting whether the second process will be available for at least the minimum second state operating time during the plurality of future time steps comprises: predicting a value of a variable that indicates the availability of the second process during each of the plurality of future time steps; and for each time step of the plurality of future time steps, determining whether the second process will be available during the time step by comparing the value of the variable to a threshold value. ### Claim 20 (depends on 16) The method of claim 16, further comprising: predicting whether the second process will be unavailable for at least the minimum first state operating time; and transitioning the equipment from operating in the second state to operating in the third state during which the equipment does not produce the resource in response to a prediction that the second process is unavailable and predicted to remain unavailable for less than the minimum first state operating time required to transition back to the first state.