# US 10,869,939 B2 · Delivery system in micellar form having modular spectral response based on enzyme-responsive amphiphilic PEG-dendron hybrid polymers

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- Number: US 10,869,939 B2
- Document ID: US10869939B2
- Status: Granted
- Kind: B2
- Application number: 15/227,305
- Filed: 2016-08-03
- Published: 2017-02-09
- Granted: 2020-12-22
- Earliest claimed: 2015-08-03
- Assignees: Ramot at Tel-Aviv University Ltd.
- Applicants: Ramot at Tel-Aviv University Ltd.
- Inventors: Roey Jacob Amir; Marina Buzhor; Assaf Josef Harnoy
- Web page: https://patentgrep.com/patent/US10869939B2

## CPC

- A61K 49/1809: {Micelles, e.g. phospholipidic or polymeric micelles}
- A61K 45/00: Medicinal preparations containing active ingredients not provided for in groups A61K31/00 - A61K41/00
- A61K 49/0021: {the fluorescent group being a small organic molecule}
- A61K 49/0039: {Coumarin dyes}
- A61K 49/0043: {Fluorescein, used in vivo}
- A61K 49/0054: {Macromolecular compounds, i.e. oligomers, polymers, dendrimers}
- A61K 49/0082: {micelle, e.g. phospholipidic micelle and polymeric micelle}
- A61K 49/124: {dendrimers, dendrons, hyperbranched compounds}
- C08G 83/003: {Dendrimers}
- C08G 2650/32: dendritic or similar
- C08G 2650/40: containing ketone groups, e.g. polyarylethylketones, PEEK or PEK
- C08G 2650/48: containing fluorine, e.g. perfluropolyethers
- C08G 2650/50: containing nitrogen, e.g. polyetheramines or Jeffamines(r)
- C08G 2650/58: Ethylene oxide or propylene oxide copolymers, e.g. pluronics
- A61K: PREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES (devices or methods specially adapted for bringing pharmaceutical products into particular physical or administering forms A61J3/00; chemical aspects of, or use of materials for deodorisation of air, for disinfection or sterilisation, or for bandages, dressings, absorbent pads or surgical articles A61L; soap compositions C11D)
- C08G: MACROMOLECULAR COMPOUNDS OBTAINED OTHERWISE THAN BY REACTIONS ONLY INVOLVING UNSATURATED CARBON-TO-CARBON BONDS

## Abstract

The present invention relates to new molecular design that allows micelles to report their activation and disassembly by an enzymatic trigger. The molecular design is based on introduction of a labeling moiety selected from a fluorescent dye, a dark quencher, combinations of dyes or dyes/quenchers, and a fluorinated moiety (a 19F-magenetic resonance (MR) probe for turn ON/OFF of a 19F-MR signal) through covalent binding to the focal point of amphiphilic polymer-dendron hybrids with the labeling moiety. At the assembled micellar state, the dyes are closely packed and hence the probability for intermolecular interactions increases significantly, leading to alteration of the fluorescent properties (signal quench or shift) or the 19F-MR signal (OFF state) of the micelles. Upon enzymatic cleavage of the hydrophobic end-groups from enzyme-responsive dendron, the polymers become hydrophilic and disassemble. This structural change is then translated into a spectral change as dye-dye interactions are halted and the dyes regain their intrinsic fluorescent properties, or alternatively by turn ON the 19F-MR signal. The high modularity of the design allows the introduction of various types of dyes and thus enables rational adjustment of the spectral response. Two major types of responses are described: Turn-On/Off and spectral shift, depending on the type of labeling dye. The present invention further provides methods of use of the hybrid delivery system and to a kit comprising the same.

## Claims

### Claim 1

A hybrid polymer comprising:
a hydrophilic polyethylene glycol (PEG) polymer;
a hydrophobic dendron, the dendron comprising at least one enzymatically cleavable hydrophobic end group that is covalently attached to the dendron; and
at least one labeling moiety selected from a fluorescent dye, a dark quencher, and a fluorinated labeling moiety,
wherein the PEG polymer, hydrophobic dendron and labeling moiety are covalently attached through a trifunctional moiety that is capable of attaching to the hydrophobic dendron, the PEG polymer, and the labeling moiety, and wherein the trifunctional moiety is present at a focal point between the PEG polymer and the hydrophobic dendron.

### Claim 2 (depends on 1)

The hybrid polymer according to claim 1, wherein the labeling moiety is a fluorescent dye or a dark quencher.

### Claim 3 (depends on 2)

The hybrid polymer according to claim 2, wherein the fluorescent dye or dark quencher is selected from the group consisting of a coumarin, a cyanine dye, an azo dye, an acridine, a fluorone, an oxazine, a phenanthridine, a naphthalimide, a rhodamine, a benzopyrone, a perylene, a benzanthrone, and a benzoxanthrone.

### Claim 4 (depends on 3)

The hybrid polymer according to claim 3, wherein the fluorescent dye or dark quencher is or is the residue of a compound selected from the group consisting of Coumarin, Fluorescein, Cyanine 3 (Cy3), Cyanine 5 (Cy5), Cyanine 7 (Cy7), Alexa dyes, bodipy derivatives, (E)-2-(4-(phenyldiazenyl)phenoxy)acetic acid, 3-(3′,3′-dimethyl-6-nitrospiro[chromene-2,2′-indolin]-1′-yl)propanoate (Spiropyran), 3,5-dihydroxybenzoate, (E)-2-(4-(phenyldiazenyl)phenoxy)acetic acid, and combinations thereof.

### Claim 5 (depends on 1)

The hybrid polymer according to claim 1, wherein the labeling moiety is a fluorinated labeling moiety, the fluorinated labeling moiety being a magnetic resonance (MR) probe capable of turning on a 19F-MR signal.

### Claim 6 (depends on 1)

The hybrid polymer according to claim 1, wherein the trifunctional moiety is selected from the group consisting of an amino acid, a C1-C20 alkylene, a C2-C20 alkenylene, a C2-C20 alkynylene and an arylene, each comprising at least three functional groups selected from the group consisting of —C(═O)—O—, —NH—, —O—, —S—, —C(═O)—, —O—C(═O)—O—, —C(═O)—NH—, —NH—C(═O)—NH—, —NH—C(═O)—O—, —S(═O)—, —S(═O)—O—, —PO(═O)—O—, and any combination thereof.

### Claim 7 (depends on 6)

The hybrid polymer according to claim 6, wherein the trifunctional moiety is an amino acid capable of attaching to the hydrophobic dendron, the PEG polymer, and the fluorescent dye through its carboxyl group, amino group, and side chain.

### Claim 8 (depends on 7)

The hybrid polymer according to claim 7, wherein the trifunctional moiety is an alpha-amino acid selected from the group consisting of lysine, aspartic acid, glutamic acid, tyrosine, asparagine, serine, homoserine, cysteine, homocysteine, glutamine, threonine, ornithine, citrulline and arginine, preferably wherein the alpha-amino acid is lysine.

### Claim 9 (depends on 1)

The hybrid polymer according to claim 1, wherein the enzymatically cleavable hydrophobic end group is conjugated to the dendron through an enzymatically cleavable functional group selected from the group consisting of an ester, an amide, a carbamate, a carbonate, a urea, a sulfate, an amidine, an ether, a phosphate, a phosphoamide, sulfamates, and a trithionate.

### Claim 10 (depends on 9)

The hybrid polymer according to claim 9, wherein the enzymatically cleavable hydrophobic end group is conjugated to the dendron through an ester which is cleavable by an esterase.

### Claim 11 (depends on 10)

The hybrid polymer according to claim 10, wherein the esterase is selected from the group consisting of carboxylesterase, arylesterase, and acetylesterase.

### Claim 12 (depends on 9)

The hybrid polymer according to claim 9, wherein the enzymatically cleavable hydrophobic end group is conjugated to the dendron through an amide which is cleavable by an amidase.

### Claim 13 (depends on 12)

The hybrid polymer according to claim 12, wherein the amidase is selected from the group consisting of aryl-acylamidase, aminoacylase, alkylamidase, and phthalyl amidase.

### Claim 14 (depends on 1)

The hybrid polymer according to claim 1, wherein the enzymatically cleavable hydrophobic end group is represented by the structure —O—C(O)—R′, —C(O)—OR′—NH—C(O)—R′ or —C(O)—NHR′ wherein R′ is C1-C12 alkyl or an aryl.

### Claim 15 (depends on 1)

The hybrid polymer according to claim 1, wherein the dendron comprises a plurality of enzymatically cleavable hydrophobic end groups, and wherein the enzymatically cleavable hydrophobic end groups are present at one or more terminal repeating units (terminal generation) of the hydrophobic dendron.

### Claim 16 (depends on 1)

The hybrid polymer system according to claim 1, wherein the PEG has an average molecular weight between 0.5 and 70 kDa; or wherein the PEG has at least 10 repeating units of ethylene glycol monomers.

### Claim 17 (depends on 1)

The hybrid polymer according to claim 1, wherein the PEG is linked to the dendron or the trifunctional moiety through a PEG terminal group selected from the group consisting of —(CH2)t—X—(CH2)t—X—, —X—(CH2)t—X—, —(CH2)t— wherein X is independently at each occurrence selected from O, S and NH, and t is independently at each occurrence 1-10; —O—, —S—, —NH—, —C(═O)—, —C(═O)—O—, —O—C(═O)—O—, —C(═O)—NH—, —NH—C(═O)—NH—, —NH—C(═O)—O—, —S(═O)—, —S(═O)—O—, —PO(═O)—O—, —C≡C—, triazolyl, and any combination thereof, preferably, wherein the PEG terminal functional group is —(CH2)3—S—(CH2)2—NH—.

### Claim 18 (depends on 1)

The hybrid polymer according to claim 1, comprising:
a trifunctional moiety having a first bond to a PEG polymer, a second bond to a labeling moiety selected from a fluorescent dye, a dark quencher and a fluorinated labeling moiety, and a third bond, directly or through a linker or branching unit, to a first generation dendron which comprises at least one functional group capable of binding to a further generation or to said enzymatically cleavable hydrophobic end group; and
optionally, at least one additional generation which is covalently bound to said first generation or preceding generation, and optionally to a further generation, wherein each of said optional generations comprises at least one functional group capable of binding to said first generation, to a preceding generation, to a further generation, and/or to said enzymatically cleavable hydrophobic end group, each of said bonds being formed directly or through a linker or branching unit.

### Claim 19 (depends on 1)

The hybrid polymer according to claim 1, wherein each generation of the hydrophobic dendron comprises a linear or branched C1-C20 alkylene, C2-C20 alkenylene, C2-C20 alkynylene or arylene moiety which is substituted at each end with a group selected from the group consisting of —O—, —S—, —NH—, —C(═O)—, —C(═O)—O—, —O—C(═O)—O—, —C(═O)—NH—, —NH—C(═O)—NH—, —NH—C(═O)—O—, —S(═O)—, —S(═O)—O—, —PO(═O)—O—, and any combination thereof.

### Claim 20 (depends on 19)

The hybrid polymer according to claim 19, wherein each generation of the dendron is derived from a compound selected from the group consisting of HX—CH2—CH2—XH, HX—(CH2)1-3—CO2H and HX—CH2—CH(XH)—CH2—XH wherein X is independently at each occurrence NH, S or O.

### Claim 21 (depends on 20)

The hybrid polymer according to claim 20, wherein each generation of the dendron is derived from a compound selected from the group consisting of HS—CH2—CH2—OH, HS—(CH2)1-3—CO2H and HS—CH2—CH(OH)—CH2—OH.

### Claim 22 (depends on 1)

The hybrid polymer according to claim 1, further comprising a linker or branching unit which connects the trifunctional moiety to the first generation dendron and/or which forms a part of the first generation dendron, and/or which connects between dendron generations.

### Claim 23 (depends on 22)

The hybrid polymer according to claim 22, wherein the linker/branching unit moiety is selected from a group consisting of a substituted or unsubstituted acyclic, cyclic or aromatic hydrocarbon moiety, heterocyclic moiety, a heteroaromatic moiety or any combination thereof, preferably wherein the linker moiety/branching unit is a substituted arylene, a C1-C20 alkylene, a C2-C20 alkenylene, or a C2-C20 alkynylene each comprising at least one functional group selected from the group consisting of —O—, —S—, —NH—, —C(═O)—, —O—C(═O)—O—, —C(═O)—O—, —C(═O)—NH—, —NH—C(═O)—NH—, —NH—C(═O)—O—, —S(═O)—, —S(═O)—O—, —PO(═O)—O—, —C═C—, —(CH2)t— wherein t is an integer of 1-10, and any combination thereof.

### Claim 24 (depends on 1)

The hybrid polymer according to claim 1, which is represented by the structure of formula (I):
wherein Q is selected from the group consisting of OR wherein is H or a C1-C4 alkyl;
NH2, SH and COOH;
T is absent or is a functional group selected from the group consisting of —(CH2)t—X—(CH2)t—X—, —X—(CH2)t—X—, —(CH2)t— wherein X is independently at each occurrence selected from O, S and NH, and t is independently at each occurrence 1-10; —O—, —S—, —NH—, —C(═O)—, —C(═O)—O—, —O—C(═O)—O—, —C(═O)—NH—, —NH—C(═O)—NH—, —NH—C(═O)—O—, —S(═O)—, —S(═O)—O—, —PO(═O)—O—, —C═C—S≡C—, any combination thereof;
B is a trifunctional moiety comprising a labeling moiety covalently attached thereto;
Y is independently at each occurrence absent or is a linker moiety/branching unit;
Z is independently at each occurrence a dendron repeating unit selected from the group consisting of:
and any combination of the foregoing;
wherein X1 is independently, at each occurrence, selected from the group consisting of O, S and NH;
A represents a multiplicity of hydrophobic end groups conjugated to terminal units of the dendron through at least one enzymatically cleavable functional group selected from the group consisting of an ester, an amide, a carbamate, a carbonate, a urea, a sulfate, an amidine, an ether, a phosphate, a phosphoamide, sulfamates, and a trithionate;
n is an integer in the range of 1 to 1,500; and
m and z are each an integer of 1 to 15.

### Claim 25 (depends on 24)

The hybrid polymer according to claim 24, wherein the trifunctional moiety B is lysine, which is linked to a labeling moiety through its side chain amino group:

### Claim 26 (depends on 24)

The hybrid polymer according to claim 24, wherein the terminal unit of said dendron is represented by any of the following structures:
wherein X2 has the same meaning as X1.

### Claim 27 (depends on 24)

The hybrid polymer according to claim 24, wherein each hydrophobic end group A is conjugated to the dendron through an enzymatically cleavable functional group represented by the structure:
wherein X2 is a part of the terminal unit of said dendron and C(═O) is part of hydrophobic end group; or wherein X2 is part of the hydrophobic end group and C(═O) is a part of the terminal repeating unit of said dendron, or wherein X2—C(═O) are part of the hydrophobic end group, or wherein X2—C(═O) is part of the terminal unit of said dendron; and wherein X2 has the same meaning as X1.

### Claim 28 (depends on 24)

The hybrid polymer according to claim 24, which is represented by the structure of formula (II):

### Claim 29 (depends on 28)

The hybrid polymer according to claim 28, which is represented by the structure of formula (IIa):

### Claim 30 (depends on 1)

The hybrid polymer according to claim 1, which is represented by the structure of any of formulae 1C, 1F, 8C, 8F, 12a, 12b, 13a, 13b, 14a, 14b, 15a, 15b, 16a, 16b, 18 or 20.

### Claim 31 (depends on 1)

A self-assembled amphiphilic delivery system in micellar form, comprising at least one hybrid polymer according to claim 1, wherein the micelle disassembles upon enzymatic cleavage of the hydrophobic end group; and wherein the labeling moiety provides a different signal in the assembled vs. unassembled state of the micelle.

### Claim 32 (depends on 31)

The delivery system according to claim 31, wherein the labeling moiety in the hybrid polymer is a fluorescent dye, wherein the fluorescent dye is a self-quenching dye or an excimer forming dye, and wherein the fluorescence of the dye, when used alone or in combination with another dye or a dark quencher, is wholly or partially quenched or is shifted upon micelle assembly, and said dye regains its intrinsic fluorescence upon micelle disassembly.

### Claim 33 (depends on 31)

The delivery system according to claim 31, comprising a multiplicity of hybrid polymers containing the same labeling moiety, or mixture of hybrid polymers containing different labeling groups.

### Claim 34 (depends on 31)

The delivery system according to claim 31 comprising:
(a) a hybrid polymer comprising a self-quenching fluorescent dye (FRET), wherein the fluorescence of the dye is wholly or partially quenched upon micelle assembly (TURN OFF);
(b) a mixture of a hybrid polymer comprising a fluorescent dye and a hybrid polymer comprising dark quencher, wherein the fluorescence of the dye is wholly or partially quenched upon micelle assembly (TURN OFF);
(c) a mixture of hybrid polymers comprising two or more different fluorescent dyes, wherein the fluorescence of the dyes is shifted upon micelle assembly (FRET) and disassembly (spectral shift); or
(d) a hybrid polymer comprising an excimer forming fluorescent dye, wherein the fluorescence of the dye is shifted upon micelle assembly and disassembly (spectral shift).

### Claim 35 (depends on 31)

The delivery system according to claim 31, wherein the labeling moiety is a fluorinated labeling moiety, the fluorinated labeling moiety being a magnetic resonance (MR) probe capable of turning on a 19F-MR signal, and wherein the 19F-MR signal is turned OFF upon micelle assembly, and turned ON upon enzymatic activation and micelle disassembly.

### Claim 36 (depends on 31)

The delivery system according to claim 31, wherein the micelle has an average particle size of less than about 100 nm, preferably, between about 10 nm and 50 nm, more preferably about 10 nm or 20 nm.

### Claim 37 (depends on 31)

A method of delivering the delivery system according to claim 31, comprising the step of contacting the delivery system with an enzyme to induce cleavage of the enzymatically cleavable hydrophobic end group, thereby disassembling said micelle.

### Claim 38 (depends on 31)

A kit for delivering the delivery system according to claim 31, comprising in one compartment the delivery system, and in a second compartment an enzyme capable of cleaving the enzymatically cleavable hydrophobic end group so as to disassemble said micelle.

### Claim 39 (depends on 1)

A method of monitoring enzymatic activity in a biological system, the method comprising the step of contacting the biological system with a delivery system according to claim 1, and monitoring said enzymatic activity by fluorescence or 19F-magnetic resonance (MR).

### Claim 40 (depends on 1)

The hybrid polymer according to claim 1, in the form of a self-assembled micelle, wherein the micelle disassembles upon enzymatic cleavage of the hydrophobic end group; and wherein the labeling moiety provides a different signal in the assembled vs. unassembled state of the micelle.

### Claim 41 (depends on 40)

The hybrid polymer according to claim 40, wherein the labeling moiety in the hybrid polymer is a fluorescent dye, wherein the fluorescent dye is a self-quenching dye or an excimer forming dye, and wherein the fluorescence of the dye, when used alone or in combination with another dye or a dark quencher, is wholly or partially quenched or is shifted upon micelle assembly, and said dye regains its intrinsic fluorescence upon micelle disassembly.

### Claim 42 (depends on 1)

A mixture comprising a multiplicity of hybrid polymers according to claim 1, in the form of a self-assembled micelle, wherein the multiplicity of hybrid polymers contain the same labeling moiety or different labeling moiety.

### Claim 43 (depends on 42)

The mixture according to claim 42 comprising:
(a) a hybrid polymer comprising a self-quenching fluorescent dye (FRET), wherein the fluorescence of the dye is wholly or partially quenched upon micelle assembly (TURN OFF);
(b) a mixture of a hybrid polymer comprising a fluorescent dye and a hybrid polymer comprising dark quencher, wherein the fluorescence of the dye is wholly or partially quenched upon micelle assembly (TURN OFF);
(c) a mixture of hybrid polymers comprising two or more different fluorescent dyes, wherein the fluorescence of the dyes is shifted upon micelle assembly (FRET) and disassembly (spectral shift); or
(d) a hybrid polymer comprising an excimer forming fluorescent dye, wherein the fluorescence of the dye is shifted upon micelle assembly and disassembly (spectral shift).

### Claim 44 (depends on 40)

The hybrid polymer according to claim 40, wherein the labeling moiety is a fluorinated labeling moiety, the fluorinated labeling moiety being a magnetic resonance (MR) probe capable of turning on a 19F-MR signal, and wherein the 19F-MR signal is turned OFF upon micelle assembly, and turned ON upon enzymatic activation and micelle disassembly.

### Claim 45 (depends on 40)

The hybrid polymer according to claim 40, wherein the micelle has an average particle size of less than about 100 nm, preferably, between about 10 nm and 50 nm, more preferably about 10 nm or 20 nm.

### Claim 46 (depends on 40)

The hybrid delivery polymer according to claim 40, which self-assembles into a therapeutic drug delivery platform in micellar form that self-reports its location and degree of activation.