# US 10,869,703 B2 · Polyaxial bone plate and locking assembly

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- Number: US 10,869,703 B2
- Document ID: US10869703B2
- Status: Granted
- Kind: B2
- Application number: 16/103,734
- Filed: 2018-08-14
- Published: 2018-12-06
- Granted: 2020-12-22
- Earliest claimed: 2014-11-10
- Assignees: Meditech Spine, LLC
- Applicants: Meditech Spine, LLC
- Inventors: Robert Bruce Dunaway
- Web page: https://patentgrep.com/patent/US10869703B2

## CPC

- A61B 17/8042: {the additional component being a cover over the screw head}
- A61B 17/7059: {Cortical plates (A61B17/7007, A61B17/7058 take precedence)}
- A61B 17/80: Cortical plates {, i.e. bone plates; Instruments for holding or positioning cortical plates, or for compressing bones attached to cortical plates}
- A61B 17/8033: {having indirect contact with screw heads, or having contact with screw heads maintained with the aid of additional components, e.g. nuts, wedges or head covers}
- A61B: DIAGNOSIS; SURGERY; IDENTIFICATION (usefulness limited to only animals A61D)

## Abstract

A cervical plate and one or more locking assemblies that help prevent screw backout without impinging on therapeutically valuable settling of the screws. In some cases, the locking assembly is configured to be permanently attached to the plate, to be securely but efficiently locked, to be readily unlocked for revision surgery, and/or to reduce the possibility of operator error in installation by providing simplified visible and tactile indicia of the locked and unlocked positions.

## Claims

### Claim 1

A locking bone plate apparatus, comprising:
a bone plate and a rotatable lock, wherein:
the bone plate comprises a screw through-hole, a locking bore that extends into a superior surface of the bone plate along a longitudinal axis, the locking bore configured to receive the rotatable lock, and a flexible locking device in the locking bore having a c-shaped curvature that defines a partial arc around the longitudinal axis of the locking bore when the flexible locking device is not flexed;
the rotatable lock comprises an elongated head portion and a shaft comprising a first radial feature; wherein:
when the rotatable lock is received in the locking bore of the bone plate, the elongated head portion of the rotatable lock is configured to physically obstruct a region above the screw through-hole when the rotatable lock is in a locked position and to not physically obstruct said region when the rotatable lock is in an unlocked position;
when the rotatable lock is in the unlocked position, the first radial feature is positioned to mate with a first depression of the flexible locking device to cause the rotatable lock to resist rotation away from the unlocked position; and
when the rotatable lock is in the locked position, the first radial feature is positioned to mate with a second depression of the flexible locking device to cause the rotatable lock to resist rotation away from the locked position.

### Claim 2 (depends on 1)

The locking bone plate apparatus of claim 1, wherein the first radial feature is configured to interact with an interior feature of the locking bore such that the first radial feature limits rotation of the rotatable lock.

### Claim 3 (depends on 1)

The locking bone plate apparatus of claim 1, wherein the rotatable lock further comprises a second radial feature from the shaft opposite the first radial feature.

### Claim 4 (depends on 1)

The locking bone plate apparatus of claim 1, wherein the rotatable lock comprises a flanged end opposite the elongated head portion.

### Claim 5 (depends on 1)

The locking bone plate apparatus of claim 1, wherein the flexible locking device comprises a curved inner surface positioned to interact with the first radial feature of the rotatable lock when the rotatable lock is rotated within the locking bore.

### Claim 6 (depends on 5)

The locking bone plate apparatus of claim 5, wherein the curved inner surface comprises an irregular internal radius with local maxima disposed at intervals.

### Claim 7 (depends on 5)

The locking bone plate apparatus of claim 5, wherein the flexible locking device is configured to elastically flex outward when the rotatable lock is rotated from the unlocked position or the locked position in response to radial force exerted by the first radial feature, and to elastically return inward when the rotatable lock completes rotation to the locked position or the unlocked position.

### Claim 8 (depends on 5)

The locking bone plate apparatus of claim 5, wherein:
the curved inner surface comprises a third depression and a fourth depression;
the rotatable lock further comprises a second radial feature from the shaft opposite the first radial feature; and
when the rotatable lock is in the unlocked position, the third depression receives the second radial feature; and
when the rotatable lock is in the locked position, the fourth depression receives the second radial feature.

### Claim 9 (depends on 5)

The locking bone plate apparatus of claim 5, wherein the first depression and second depression are separated by an angle of 90 degrees.

### Claim 10 (depends on 5)

The locking bone plate apparatus of claim 5, wherein when the rotatable lock is rotated away from the locked position, the flexible locking device exerts a rotational counter force on the rotating lock via the first radial feature.

### Claim 11 (depends on 5)

The locking bone plate apparatus of claim 5, wherein the flexible locking device partially circumscribes the shaft of the rotatable lock when the rotatable lock is received in the locking bore.

### Claim 12 (depends on 1)

The locking bone plate apparatus of claim 1, wherein the locking bore comprises a lock through-hole configured to receive the rotatable lock.

### Claim 13 (depends on 1)

The locking bone plate apparatus of claim 1, wherein:
the flexible locking device is inserted into the locking bore; and
the locking bore comprises one or more retaining features that extend into the locking bore and are configured to prevent rotation of the flexible locking device.

### Claim 14

A locking bone plate apparatus, comprising:
a bone plate and a plurality of rotatable locks, wherein:
the bone plate comprises a plurality of screw through-holes and a plurality of bores that extend into a superior surface of the bone plate along respective longitudinal axes, the plurality of screw through-holes arranged in sets that are each positioned proximate to one of the plurality of bores, each bore of the plurality of bores comprising a flexible locking device positioned in the bore, each flexible locking device having a curved inner surface and a c-shaped curvature that defines a partial arc around the respective longitudinal axis of the bore when the flexible locking device is not flexed; and
each rotatable lock of the plurality of rotatable locks comprises an elongated head portion and a shaft configured to be received in one of the plurality of bores, each shaft comprising a respective radial feature configured to interact with the flexible locking device of the one of the plurality of bores when the shaft is received in the one of the plurality of bores, wherein:
when one of the plurality of rotatable locks is received in one of the plurality of bores of the bone plate, the one of the plurality of rotatable locks is configured to rotate between an unlocked position and a locked position;
in the unlocked position, the elongated head portion does not obstruct a screw backout path of an adjacent screw through-hole of the plurality of screw through-holes;
in the locked position, the elongated head portion obstructs the screw backout path of the adjacent screw through-hole; and
the radial feature of the one of the plurality of rotatable locks is configured to interact with the flexible locking device to cause the rotatable lock to resist rotation away from the unlocked position or away from the locked position.

### Claim 15 (depends on 14)

The locking bone plate apparatus of claim 14, wherein the flexible locking device partially circumscribes the shaft of the rotatable lock when the rotatable lock is installed in the bone plate.

### Claim 16 (depends on 15)

The locking bone plate apparatus of claim 15, wherein the curved inner surface of the flexible locking device comprises a first depression and a second depression separated from each other, each depression shaped to receive the first radial feature such that, when the rotatable lock is in the unlocked position, the first depression receives the first radial feature, and when the rotatable lock is in the locked position, the second depression receives the radial feature.

### Claim 17 (depends on 14)

The locking bone plate apparatus of claim 14, wherein the radial feature is configured to interact with an interior feature of the respective bore in which the one of the rotatable locks is received such that the radial feature limits rotation of the rotatable lock.

### Claim 18

A method of securing a bone plate in a bone plate assembly comprising a bone plate and a rotatable lock, the bone plate comprising a screw through-hole, a bore that extends into a superior surface of the bone plate along a longitudinal axis, the bore configured to receive the rotatable lock, and a flexible locking device positioned in the bore having a c-shaped curvature that defines a partial arc around the longitudinal axis of the locking bore when the flexible locking device is not flexed, and the rotatable lock comprising an elongated head portion, a shaft that extends into the bore, and a radial feature from the shaft, the method comprising:
rotating the rotatable lock within the bore from an unlocked position to a locked position, wherein:
in the unlocked position, the radial feature is received in a first depression of the flexible locking device, the elongated head portion is positioned to not obstruct a backout path above the screw through-hole, and the radial feature interacts with the flexible locking device to cause the rotatable lock to resist rotation away from the unlocked position; and
in the locked position, the radial feature is received in a second depression of the flexible locking device separated from the first depression, the elongated head portion is positioned to obstruct the backout path, and the radial feature interacts with the flexible locking device to cause the rotatable lock to resist rotation away from the locked position.

### Claim 19 (depends on 18)

The method of claim 18, further comprising:
installing a bone screw through the screw through-hole prior to rotating the rotatable lock.

### Claim 20 (depends on 18)

The method of claim 18, further comprising:
when the rotatable lock is in the locked position, rotating the rotatable lock within the bore from the locked position to the unlocked position.
