# US 10,481,069 B2 · Method and apparatus for monitoring and optimizing microfluidic particle sorting > Agents: this data is available as JSON from the patentgrep API and MCP server — see https://patentgrep.com/llms.txt - Number: US 10,481,069 B2 - Document ID: US10481069B2 - Status: Granted - Kind: B2 - Application number: 13/342,756 - Filed: 2012-01-03 - Published: 2012-11-01 - Granted: 2019-11-19 - Earliest claimed: 2011-01-03 - Assignees: Cytonome/St, LLC - Applicants: Johnathan Charles Sharpe; Donald F. Perrault, Jr.; Blair Morad - Inventors: Johnathan Charles Sharpe; Donald F. Perrault, Jr.; Blair Morad - Web page: https://patentgrep.com/patent/US10481069B2 ## CPC - G01N 15/1404: Handling flow, e.g. hydrodynamic focusing - B07C 5/342: according to optical properties, e.g. colour {(according to radiation transmittivity B07C5/3416)} - B07C 5/3425: {of granular material, e.g. ore particles, grain (investigation moving fluids or granular solids using optical means G01N21/85)} - G01N 15/0205: by optical means - G01N 15/1031: by measuring electrical or magnetic effects - G01N 15/1459: {the analysis being performed on a sample stream} - G01N 15/1484: {microstructural devices} - G01N 15/149: specially adapted for sorting particles, e.g. by their size or optical properties - G01N 2015/1027: {Determining speed or velocity of a particle} - G01N 2015/1028: {Sorting particles} - G01N 2015/1486: {Counting the particles} - G01N 2015/1493: {Particle size} - G01N: INVESTIGATING OR ANALYSING MATERIALS BY DETERMINING THEIR CHEMICAL OR PHYSICAL PROPERTIES (measuring or testing apparatus or processes other than immunoassay, involving enzymes or microorganisms C12M, C12Q) - B07C: POSTAL SORTING; SORTING INDIVIDUAL ARTICLES, OR BULK MATERIAL FIT TO BE SORTED PIECE-MEAL, e.g. BY PICKING (specially adapted for a specific purpose covered by another class, see the relevant place, e.g. A43D33/06, B23Q7/12) ## Abstract Particle processing systems and methods utilize a sort monitoring system to monitor an operational characteristic for a particle sorting system. The operational characteristic may be related to the performance and operation of a sorter or a group of sorters in the particle sorting system. The operational characteristic may be monitored based on monitoring particles for an output of a sorter or of a group of sorters. Operational characteristics which may be monitored include sort error, sort fraction, yield, purity and recovery percentage. The sort monitoring system may evaluate the monitored operational characteristic, for example, as related to sort performance, and take an action, for example, a corrective action or a notifying action, based on the evaluation of the operational characteristic. ## Claims ### Claim 1 A particle processing system comprising: a microfluidic sort module having a branched flow-channel defined in a substrate to receive a stream of particles, the branched flow-channel including a flow-path that branches at a branch point into a first output branch channel and a second output branch channel, the microfluidic sort module further having a particle sorter operable to selectively sort particles between the first output branch channel and the second output branch channel; a first sensor system optically coupled to the flow-path upstream of the branch point having focusing optics and a first optical sensor to sense a particle characteristic of a particle flowing through the flow path to control a sorting operation of the microfluidic sort module; a capillary tube fluidically coupled to one of the first output branch channel or the second output branch channel; and a sort monitoring system having a second sensor system optically coupled to the capillary tube to monitor a performance of the sorting operation by detecting and collecting particle data that characterizes individual particles downstream of the particle sorter using focusing optics to direct light through the capillary tube and onto a second optical sensor to determine a statistically-based characteristic of a composition of a sorted sample from the data collected from the individual particles detected downstream of the particle sorter, and wherein the sort monitoring system is configured to real-time evaluate the statistically-based characteristic of the composition of the sorted sample. ### Claim 2 (depends on 1) The particle processing system of claim 1, further comprising a programmable controller responsive to an output of the sort monitoring system and configured to control one or more operations of the particle processing system. ### Claim 3 (depends on 1) The particle processing system of claim 1, further comprising a programmable controller configured to adjust a flow rate of the stream of suspended particles as the stream continues to flow through the particle sorter based on an evaluation of the statistically-based characteristic of the composition of the sorted sample. ### Claim 4 (depends on 1) The particle processing system of claim 1, wherein the sort monitoring system is configured to track a particle at different locations in the particle processing system. ### Claim 5 (depends on 1) The particle processing system of claim 1, further comprising a programmable controller configured to increase particle throughput when the evaluation of the statistically-based characteristic of the composition of the sorted sample relative to a predetermined sort performance criteria shows that the particle processing system is over performing. ### Claim 6 (depends on 1) The particle processing system of claim 1, wherein the sort monitoring system is configured to real-time evaluate the performance of the sorting operation based on one or more sort parameters, and wherein the one or more sort parameters include a baseline event rate or a baseline margin of error for one of the output branch channels. ### Claim 7 (depends on 1) The particle processing system of claim 1, wherein the microfluidic sort module includes a plurality of the branched channels and a plurality of the particle sorters for sorting particles within the branched channels, wherein the sort monitoring system includes a monitor sensor configured to monitor a statistically-based operational characteristic of a sorted sample, and wherein the sort monitoring system is configured to real-time evaluate a collective performance of the plurality of particle sorters. ### Claim 8 (depends on 7) The particle processing system of claim 7, wherein the monitor sensor is configured to detect a presence or an absence of particles in a first monitor region downstream of at least two of the sorters. ### Claim 9 (depends on 7) The particle processing system of claim 7, wherein the monitor sensor is configured to monitor a merged output of at least two of the sorters. ### Claim 10 (depends on 7) The particle processing system of claim 7, wherein the monitor sensor is configured to monitor an individual output of one of the sorters. ### Claim 11 (depends on 10) The particle processing system of claim 10, wherein the monitoring system further includes a second monitor sensor configured to monitor a merged output of at least two of the sorters. ### Claim 12 (depends on 7) The particle processing system of claim 7, wherein a first of the sorters is upstream of a second of the sorters and the monitor sensor is configured to detect a presence or absence of particles at monitor region downstream of both the first and second of the sorters. ### Claim 13 (depends on 7) The particle processing system of claim 7, wherein the monitor sensor is configured to detect a presence or absence particles at a monitor region downstream of a first of the sorters and upstream of a second of the sorters. ### Claim 14 (depends on 13) The particle processing system of claim 13, wherein the monitoring system further comprises a second monitor sensor configured to detect a presence or absence of particles at a second monitor region downstream of the second of the sorters. ### Claim 15 (depends on 7) The particle processing system of claim 7, wherein the operational characteristic is related to a collective performance of a plurality of the sorters. ### Claim 16 (depends on 7) The particle processing system of claim 7, wherein the operational characteristic is related to an individual performance of one of the sorters. ### Claim 17 (depends on 7) The particle processing system of claim 7, further comprising a programmable microprocessor for evaluating the operational characteristic and taking an action based thereon. ### Claim 18 A method for processing particles flowing through a particle sorting system, the method comprising: receiving a stream of particles in a branched flow-channel defined in a substrate of the particle sorting system, the branched flow-channel including a flow-path that branches at a branch point into a first output branch channel and a second output branch channel; detecting a particle characteristic of one or more of the particles in the stream of particles using a first sensor system optically coupled to the flow-path having focusing optics and a first optical sensor; using a particle sorter to selectively sort the particles in the stream of suspended particles between the first output branch channel and the second output branch channel based on the detected particle characteristic; flowing particles from one of the first output branch channel or the second output branch through a capillary tube fluidically coupled to the substrate; monitoring a sorting operation of the particle sorter using a second sensor system having focusing optics to direct light through the capillary tube and onto a second optical sensor to detect and collect particle data that characterizes individual particles downstream of the particle sorter to determine a statistically-based characteristic of a composition of a sorted sample from the data collected from the individual particles detected downstream of the particle sorter; and evaluating the statistically-based characteristic of the composition of the sorted sample in real-time relative to a predetermined sort performance criteria. ### Claim 19 (depends on 18) The method of claim 18, further comprising controlling the operation of the particle sorting system based on the evaluated statistically-based characteristic of the composition of the sorted sample. ### Claim 20 (depends on 18) The method of claim 18, further comprising adjusting a flow rate of the stream of suspended particles as the stream continues to flow through the particle sorting system based on an evaluation of the statistically-based characteristic of the composition of the sorted sample. ### Claim 21 (depends on 18) The method of claim 18, further comprising tracking a particle at different locations in the particle sorting system. ### Claim 22 (depends on 18) The method of claim 18, further comprising increasing particle throughput when the evaluation of the statistically-based characteristic of the composition of the sorted sample relative to the predetermined sort performance criteria shows that the particle sorting system is over performing. ### Claim 23 (depends on 18) The particle processing system of claim 18, wherein the predetermined sort performance criteria include a baseline event rate or a baseline margin of error for one of the output branch channels. ### Claim 24 (depends on 18) The method of claim 18, wherein the particle sorting system includes a plurality of particle sorters, the method further comprising: sorting particles in the plurality of particle sorters; and evaluating in real-time a collective performance of the plurality of particle sorters. ### Claim 25 (depends on 24) The method of claim 24, further comprising detecting a presence or an absence of particles in a first monitor region downstream of at least two of the particle sorters. ### Claim 26 (depends on 24) The method of claim 24, further comprising monitoring a merged output of at least two of the particle sorters. ### Claim 27 (depends on 24) The method of claim 24, further comprising monitoring an individual output of one of the particle sorters. ### Claim 28 (depends on 24) The method of claim 24, further comprising detecting a presence or absence of particles at monitor region downstream of both a first and second of the particle sorters, wherein the first of the particle sorters is upstream of the second of the particle sorters. ### Claim 29 (depends on 24) The method of claim 24, further comprising detecting a presence or absence particles at a monitor region downstream of a first of the particle sorters and upstream of a second of the particle sorters. ### Claim 30 (depends on 29) The method of claim 29, further comprising detecting a presence or absence of particles at a second monitor region downstream of the second of the particle sorters. ### Claim 31 (depends on 24) The method of claim 24, wherein the statistically-based operational characteristic is related to a collective performance of a plurality of the particle sorters. ### Claim 32 (depends on 24) The method of claim 24, wherein the statistically-based operational characteristic is related to an individual performance of one of the particle sorters. ### Claim 33 (depends on 24) The method of claim 24, further comprising evaluating the statistically-based operational characteristic and taking an action based thereon. ### Claim 34 (depends on 1) The particle processing system of claim 1, wherein the sort monitoring system is a modular component of the particle processing system separate from the particle sorter. ### Claim 35 (depends on 34) The particle processing system of claim 34, wherein the sort monitoring system is an interchangeable component of the particle processing system. ### Claim 36 (depends on 34) The particle processing system of claim 34, wherein the sort monitoring system includes a cutout for receiving a flow-channel associated with an output of the particle sorter. ### Claim 37 (depends on 18) The method of claim 18, further comprising: monitoring an electric property for a pair of conductive tracers associated with a channel; and detecting a particle in the channel based on changes in the monitored electric property. ### Claim 38 (depends on 37) The method of claim 37, wherein the channel is an output branch channel of a sorter module for sorting particles. ### Claim 39 (depends on 37) The method of claim 37, wherein the electric property is a conductive property of the tracers across the channel. ### Claim 40 (depends on 37) The method of claim 37, wherein the electric property is a capacitive property of the tracers across the channel. ### Claim 41 (depends on 1) The particle processing system of claim 1, further comprising: a pair of conductive tracers associated with a channel; and a detector system adapted to monitor an electric property across the pair of conductive tracers and detect a particle in the channel based on changes in the monitored electric property. ### Claim 42 (depends on 1) The particle processing system of claim 1, wherein the statistically-based operational characteristic of the sorted sample is at least one of a purity of the sorted sample, a retention of a predetermined particle type in the sorted sample, an exclusion of a predetermined particle type in the sorted sample, an expected sort particle count of the sorted sample, a sort fraction of the sorted sample, or a sort accuracy of the sorted sample.