# US 10,375,739 B2 · Random access procedure for unlicensed cells

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- Number: US 10,375,739 B2
- Document ID: US10375739B2
- Status: Granted
- Kind: B2
- Application number: 15/755,048
- Filed: 2015-08-26
- Published: 2018-09-06
- Granted: 2019-08-06
- Earliest claimed: 2015-08-26
- Assignees: Panasonic Intellectual Property Corporation of America
- Applicants: Panasonic Intellectual Property Corporation of America
- Inventors: Michael Einhaus; Joachim Loehr; Hidetoshi Suzuki; Li Wang
- Web page: https://patentgrep.com/patent/US10375739B2

## CPC

- H04W 72/02: Selection of wireless resources by user or terminal
- H04J 13/00: Code division multiplex systems (for frequency hopping H04B1/713)
- H04L 5/00: Arrangements affording multiple use of the transmission path
- H04L 5/0064: {Rate requirement of the data, e.g. scalable bandwidth, data priority}
- H04L 5/0082: {at predetermined intervals}
- H04L 27/0006: {Assessment of spectral gaps suitable for allocating digitally modulated signals, e.g. for carrier allocation in cognitive radio (for spectrum sharing between different networks H04W16/14)}
- H04W 52/00: Power management {, e.g. Transmission Power Control [TPC] or power classes}
- H04W 52/0216: {using a pre-established activity schedule, e.g. traffic indication frame}
- H04W 52/0219: {where the power saving management affects multiple terminals}
- H04W 72/0453: Resources in frequency domain, e.g. a carrier in FDMA
- H04W 72/21: in the uplink direction of a wireless link, i.e. towards the network
- H04W 74/002: {Transmission of channel access control information}
- H04W 74/0833: Random access procedures, e.g. with 4-step access
- H04L 5/0007: {the frequencies being orthogonal, e.g. OFDM(A) or DMT}
- H04L 5/001: {the frequencies being arranged in component carriers}
- H04L 5/0053: {Allocation of signalling, i.e. of overhead other than pilot signals}
- H04W 16/14: Spectrum sharing arrangements {between different networks}
- H04W 52/242: {taking into account path loss}
- H04W 52/50: at the moment of starting communication in a multiple access environment
- H04W 74/0838: using contention-free random access [CFRA]
- Y02D 30/70: in wireless communication networks
- H04W: WIRELESS COMMUNICATION NETWORKS (broadcast communication H04H; communication systems using wireless links for non-selective communication, e.g. wireless extensions H04M1/72)
- H04J: MULTIPLEX COMMUNICATION (transmission in general H04B; peculiar to transmission of digital information H04L5/00; systems for the simultaneous or sequential transmission of more than one television signal H04N7/08; in exchanges H04Q11/00; stereophonic systems H04S)
- H04L: TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION (arrangements common to telegraphic and telephonic communication H04M)
- Y02D: CLIMATE CHANGE MITIGATION TECHNOLOGIES IN INFORMATION AND COMMUNICATION TECHNOLOGIES [ICT], I.E. INFORMATION AND COMMUNICATION TECHNOLOGIES AIMING AT THE REDUCTION OF THEIR OWN ENERGY USE

## Abstract

The disclosure relates to a method for performing a random access procedure between a user equipment and a radio base station. The UE is configured with at least one unlicensed cell having an unlicensed cell frequency, via which the UE performs the random access procedure bandwidth. A minimum frequency bandwidth threshold is defined for transmissions via the unlicensed cell. The user equipment selects a random access preamble sequence for the random access procedure. A frequency bandwidth is determined by the UE for transmitting the random access preamble sequence via the unlicensed cell, the determined frequency bandwidth of the random access preamble sequence being at least the minimum frequency bandwidth threshold. The UE then transmits the random access preamble sequence to the radio base station such that at least the determined frequency bandwidth of the unlicensed cell is occupied.

## Claims

### Claim 1

A method for performing a random access procedure between a user equipment and a radio base station in a mobile communication system, wherein the user equipment is configured with at least one unlicensed cell, the random access procedure being performed via the unlicensed cell having an unlicensed cell frequency bandwidth,
wherein a minimum frequency bandwidth threshold is defined for transmissions via the unlicensed cell, and
wherein the method comprises the following steps performed by the user equipment for the random access procedure:
selecting a random access preamble sequence for the random access procedure,
determining a frequency bandwidth for transmitting the random access preamble sequence via the unlicensed cell, the determined frequency bandwidth being at least the minimum frequency bandwidth threshold, and
transmitting the random access preamble sequence to the radio base station such that at least the determined frequency bandwidth of the unlicensed cell is occupied.

### Claim 2 (depends on 1)

The method according to claim 1, wherein a transmission of a random access preamble sequence via a licensed cell occupies a predetermined frequency bandwidth,
wherein the step of transmitting the random access preamble sequence via the unlicensed cell comprises:
repeating the transmission of the generated random access preamble sequence at different positions in the frequency domain so as to occupy at least the determined frequency bandwidth of the unlicensed cell,
wherein the user equipment determines a number of repetitions necessary for occupying the determined frequency bandwidth of the unlicensed cell, the determination being based on the determined frequency bandwidth for transmitting the random access preamble sequence via the unlicensed cell and on the predetermined frequency bandwidth for transmitting the random access preamble sequence via the licensed cell, and
wherein the repeated transmissions of the generated random access preamble sequence are adjacent in the frequency domain.

### Claim 3 (depends on 2)

The method according to claim 2, further comprising the steps of:
selecting at least a second random access preamble sequence, different from the random access preamble sequence, and
transmitting the at least second random access preamble sequence to the radio base station,
wherein the step of transmitting the at least second random access preamble sequence via the unlicensed cell comprises repeating the transmission of the generated at least second random access preamble sequence at different positions in the frequency domain,
wherein the step of transmitting the random access preamble sequence and the at least second random access preamble sequence are performed together such that at least the determined frequency bandwidth of the unlicensed cell is occupied, and
wherein the step of selecting the second random access preamble sequence is based on an association between the second random access preamble sequence and the random access preamble sequence.

### Claim 4 (depends on 1)

The method according to claim 1, wherein a set of random access preamble sequences is generated by the user equipment available for performing the random access procedure via the unlicensed cell and via one of at least one licensed cell with which the user equipment is further configured,
wherein the step of selecting the random access preamble sequence selects one random access preamble sequence from the generated set, and
wherein, when performing a random access procedure via the licensed cell, the user equipment selects a third random access preamble sequence from the generated set and transmits the selected third random access preamble sequence via the licensed cell to the radio base station occupying a predetermined frequency bandwidth of the licensed cell.

### Claim 5 (depends on 1)

The method according to claim 1, wherein the step of transmitting the random access preamble sequence is performed with a length of the random access preamble sequence and a subcarrier frequency spacing for frequency subcarriers used for transmitting the random access preamble sequence such that the transmission of the random access preamble sequence occupies at least the determined frequency bandwidth,
wherein the length of the random access preamble sequence corresponds to the number of frequency subcarriers used for transmitting the random access preamble sequence, and the frequency subcarriers used for transmitting the random access preamble sequence are spaced apart from each other by the subcarrier frequency spacing,
wherein the subcarrier frequency spacing is an integer fraction of a subcarrier frequency spacing for frequency subcarriers used for transmitting a data channel, and
wherein the length of the random access preamble sequence and/or the subcarrier frequency spacing for the random access preamble sequence are/is determined based on the minimum frequency bandwidth threshold by either the user equipment or by the radio base station which indicates them/it to the user equipment.

### Claim 6 (depends on 5)

The method according to claim 5, wherein a first set of random access preamble sequences is generated by the user equipment for performing the random access procedure via the unlicensed cell,
wherein the step of selecting the random access preamble sequence selects one random access preamble sequence of the generated set,
wherein a second set of random access preamble sequences is generated by the user equipment for performing the random access procedure via one of at least one licensed cell with which the user equipment is further configured,
wherein, when performing a random access procedure via the licensed cell, the user equipment selects a fourth random access preamble sequence from the second set and transmits the selected fourth random access preamble sequence via the licensed cell to the radio base station occupying a predetermined frequency bandwidth of the licensed cell, and
wherein the predetermined frequency bandwidth is 1,08 MHz comprising either 839 subcarriers with a 1,25 kHz subcarrier frequency spacing or 139 subcarriers with a 7,5 kHz subcarrier frequency spacing.

### Claim 7 (depends on 5)

The method according to claim 5, wherein each random access preamble sequence of the first set is generated by respectively performing a different cyclic shift of a root sequence, and wherein the root sequence and/or the length of the root sequence to be used by the user equipment to generate the set of random access preamble sequences are/is indicated by the radio base station.

### Claim 8 (depends on 5)

The method according to claim 5, wherein a transmission power is configured for transmitting random access preamble sequences via a licensed cell, and the transmission of the random access preamble via the unlicensed cell is performed either:
with the transmission power configured for transmitting random access preamble sequences via the licensed cell, or
with a transmission power that is increased compared to the transmission power configured for transmitting random access preamble sequences via the licensed cell, wherein the increase of the transmission power is such that a power density over the determined frequency bandwidth stays the same as for the transmission of random access preamble sequences via the licensed cell.

### Claim 9 (depends on 1)

The method according to claim 1, wherein the minimum frequency bandwidth threshold is determined:
by the user equipment as a predetermined percentage of the unlicensed cell frequency bandwidth, wherein the radio base station determines the minimum frequency bandwidth threshold as a predetermined percentage of the unlicensed cell frequency bandwidth, or
by the radio base station as a predetermined percentage of the unlicensed cell frequency bandwidth, wherein information on the determined minimum frequency bandwidth threshold is transmitted by the radio base station to the user equipment, and wherein the determined minimum frequency threshold is transmitted by the radio base station in a system information broadcast or in a message at the beginning of the random access procedure.

### Claim 10 (depends on 1)

The method according to claim 1, further comprising the step of receiving by the user equipment an indication from the radio base station indicating which random access preamble sequence to select, and wherein the step of selecting the random access preamble sequence selects the indicated random access preamble sequence, or
wherein the step of selecting is performed by the user equipment without an indication from the radio base station indicating which random access preamble sequence to select, and wherein a set of random access preamble sequences is divided into two subgroups and the user equipment selects the random access preamble sequence from one of the two subgroups depending on transmission resources necessary for transmitting by the user equipment a subsequent message of the random access procedure to the radio base station.

### Claim 11

A radio base station for performing a random access procedure with a user equipment in a mobile communication system, wherein the user equipment is configured with at least one unlicensed cell, the random access procedure being performed via the unlicensed cell having an unlicensed cell frequency bandwidth, wherein a minimum frequency bandwidth threshold is defined for transmissions via the unlicensed cell, wherein a frequency bandwidth is determined for the user equipment to transmit the random access preamble sequence via the unlicensed cell, the determined frequency bandwidth being at least the minimum frequency bandwidth threshold, and wherein the radio base station comprises:
a receiver which, in operation, receives the random access preamble sequence, selected by the user equipment for the random access procedure, such that at least a determined frequency bandwidth of the unlicensed cell is occupied, the determined frequency bandwidth being at least the minimum frequency bandwidth threshold.

### Claim 12

A user equipment for performing a random access procedure with a radio base station in a mobile communication system, wherein the user equipment is configured with at least one unlicensed cell, the random access procedure being performed via the unlicensed cell having an unlicensed cell frequency bandwidth, wherein a minimum frequency bandwidth threshold is defined for transmissions via the unlicensed cell, and wherein the user equipment comprises:
a processor which, in operation, selects a random access preamble sequence for the random access procedure,
wherein the processor, in operation, determines a frequency bandwidth for transmitting the random access preamble sequence via the unlicensed cell, the determined frequency bandwidth being at least the minimum frequency bandwidth threshold, and
a transmitter which, in operation, transmits the random access preamble sequence to the radio base station such that at least the determined frequency bandwidth of the unlicensed cell is occupied.

### Claim 13 (depends on 12)

The user equipment according to claim 12, wherein a transmission of a random access preamble sequence via a licensed cell occupies a predetermined frequency bandwidth,
wherein the transmitter, when transmitting the random access preamble sequence, repeats the transmission of the generated random access preamble sequence at different positions in the frequency domain so as to occupy at least the determined frequency bandwidth of the unlicensed cell,
wherein the processor determines a number of repetitions necessary for occupying the determined frequency bandwidth of the unlicensed cell, the determination being based on the determined frequency bandwidth for transmitting the random access preamble sequence via the unlicensed cell and on the predetermined frequency bandwidth for transmitting the random access preamble sequence via the licensed cell, and
wherein the repeated transmissions of the generated random access preamble sequence are adjacent in the frequency domain.

### Claim 14 (depends on 12)

The user equipment according to claim 12, wherein the processor selects at least a second random access preamble sequence, different from the random access preamble sequence, and the transmitter transmits the at least second random access preamble sequence to the radio base station,
wherein the transmitter, when transmitting the second random access preamble sequence, repeats the transmission of the second random access preamble sequence at different positions in the frequency domain,
wherein the random access preamble sequence and the at least second random access preamble sequence are transmitted together such that at least the determined frequency bandwidth of the unlicensed cell is occupied, and
wherein the second random access preamble sequence is selected based on an association between the second random access preamble sequence and the random access preamble sequence.

### Claim 15 (depends on 12)

The user equipment according to claim 12, wherein the processor generates a set of random access preamble sequences available for performing the random access procedure via the unlicensed cell and via one of at least one licensed cell with which the user equipment is further configured,
wherein the processor, when selecting the random access preamble sequence for the random access procedure, selects one random access preamble sequence from the generated set, and
wherein, when performing a random access procedure via the licensed cell, the processor selects a third random access preamble sequence from the generated set, and the transmitter transmits the selected third random access preamble sequence via the licensed cell to the radio base station occupying a predetermined frequency bandwidth of the licensed cell.

### Claim 16 (depends on 12)

The user equipment according to claim 12, wherein the transmitter performs the transmission of the random access preamble sequence with a length of the random access preamble sequence and a subcarrier frequency spacing for frequency subcarriers used for transmitting the random access preamble sequence such that the transmission of the random access preamble sequence occupies at least the determined frequency bandwidth,
wherein the length of the random access preamble sequence corresponds to the number of frequency subcarriers used for transmitting the random access preamble sequence, and the frequency subcarriers used for transmitting the random access preamble sequence are spaced apart from each other by the subcarrier frequency spacing,
wherein the subcarrier frequency spacing is an integer fraction of a subcarrier frequency spacing for frequency subcarriers used for transmitting a data channel, and
wherein the processor determines the length of the random access preamble sequence and/or the subcarrier frequency spacing for the random access preamble sequence based on the minimum frequency bandwidth threshold.

### Claim 17 (depends on 16)

The user equipment according to claim 16, wherein the processor generates a first set of random access preamble sequences for performing the random access procedure via the unlicensed cell,
wherein the processor, when selecting the random access preamble sequence for the random access procedure, selects one random access preamble sequence of the generated set,
wherein the processor generates a second set of random access preamble sequences for performing the random access procedure via one of at least one licensed cell with which the user equipment is further configured, and
wherein, when performing a random access procedure via the at least one licensed cell, the processor selects a fourth random access preamble sequence from the second set, and the transmitter transmits the selected fourth random access preamble sequence via the licensed cell to the radio base station occupying a predetermined frequency bandwidth of the licensed cell.

### Claim 18 (depends on 16)

The user equipment according to claim 16, wherein a transmission power is configured for transmitting random access preamble sequences via a licensed cell, and the transmission of the random access preamble via the unlicensed cell is performed either:
with the transmission power configured for transmitting random access preamble sequences via the licensed cell, or
with a transmission power that is increased compared to the transmission power configured for transmitting random access preamble sequences via the licensed cell, wherein the increase of the transmission power is such that a power density over the determined frequency bandwidth stays the same as for the transmission of random access preamble sequences via the licensed cell.

### Claim 19 (depends on 12)

The user equipment according to claim 12, further comprising a receiver which, in operation, receives an indication from the radio base station indicating which random access preamble sequence to select, wherein the processor, when selecting the random access preamble sequence for the random access procedure, selects the indicated random access preamble sequence, or
the processor performs the selection of the random access preamble sequence for the random access procedure without an indication from the radio base station indicating which random access preamble sequence to select, wherein a set of random access preamble sequences is divided into two subgroups and the processor selects the random access preamble sequence from one of the two subgroups depending on transmission resources necessary for transmitting by the user equipment a subsequent message of the random access procedure to the radio base station.

### Claim 20 (depends on 12)

The user equipment according to claim 12, further comprising a receiver which, in operation, receives from the radio base station a random access response message, including at least an uplink resource assignment,
wherein the transmitter transmits a message to the radio base station, using the assigned uplink resources, and
wherein the random access response message further includes one or more of:
a timing alignment instruction for the user equipment to synchronize uplink transmissions to the radio base station,
a temporary identifier for the user equipment used for transmitting the message to the radio base station, and
an identification of the random access preamble sequence transmitted by the user equipment to the radio base station.
