# US 10,374,723 B2 · Apparatus and methods for power efficient multi-format optical transmission

> Agents: this data is available as JSON from the patentgrep API and MCP server — see https://patentgrep.com/llms.txt

- Number: US 10,374,723 B2
- Document ID: US10374723B2
- Status: Granted
- Kind: B2
- Application number: 15/881,388
- Filed: 2018-01-26
- Published: 2018-11-29
- Granted: 2019-08-06
- Earliest claimed: 2017-01-26
- Assignees: Massachusetts Institute of Technology
- Applicants: Massachusetts Institute of Technology
- Inventors: David O. Caplan
- Web page: https://patentgrep.com/patent/US10374723B2

## CPC

- H04B 10/5561: {Digital phase modulation}
- H04B 10/11: Arrangements specific to free-space transmission, i.e. transmission through air or vacuum
- H04B 10/5055: {using a pre-coder}
- H04B 10/50577: {to control the phase of the modulating signal}
- H04B 10/556: Digital modulation, e.g. differential phase shift keying [DPSK] or frequency shift keying [FSK]
- H04B 10/677: {for differentially modulated signal, e.g. DPSK signals}
- H04J 14/02: Wavelength-division multiplex systems
- H04B: TRANSMISSION
- H04J: MULTIPLEX COMMUNICATION (transmission in general H04B; peculiar to transmission of digital information H04L5/00; systems for the simultaneous or sequential transmission of more than one television signal H04N7/08; in exchanges H04Q11/00; stereophonic systems H04S)

## Abstract

An apparatus for generating a processed optical signal includes a first laser configured to emit a first optical signal in response to a first drive signal. The first optical signal has a first phase shift depending on a first integrated amplitude of the first drive signal. The apparatus also includes a spectral-temporal filter, in optical communication with the first laser, to change a first spectral profile and a first temporal profile of the first optical pulse so as to generate the processed optical signal. Replacing a conventional continuous-wave (CW) laser and external modulation with filter-based modulation can achieve the same or better performance without high-fidelity low-noise input signals.

## Claims

### Claim 1

An apparatus for generating a processed optical signal, the apparatus comprising:
a first laser configured to emit a first optical signal in response to a first drive signal, the first optical signal having a first phase shift depending on a first integrated amplitude of the first drive signal, the first phase shift having a value selected from the group consisting of −π, −π/2, 0, π/2, and π; and
a spectral-temporal filter in optical communication with the first laser and configured to change a first spectral profile and a first temporal profile of the first optical signal so as to generate the processed optical signal.

### Claim 2 (depends on 1)

The apparatus of claim 1, wherein the first laser comprises a current-driven laser, the drive signal comprises an electrical current of about 30 mA or less, and the processed optical signal has a data rate of about 2 gigabits per second or greater.

### Claim 3 (depends on 1)

The apparatus of claim 1, wherein the spectral-temporal filter comprises:
a spectral filter configured to change the first spectral profile of the first optical signal; and
a temporal filter in optical communication with the spectral filter and configured to change the first temporal profile of the first optical signal.

### Claim 4 (depends on 3)

The apparatus of claim 3, wherein the temporal filter is configured to attenuate at least one transition region in a waveform of the first optical signal so as to reduce power and/or phase fluctuation in the first optical signal.

### Claim 5 (depends on 3)

The apparatus of claim 3, wherein the processed optical signal has a symbol rate and the spectral filter has a bandwidth substantially equal to or less than three times the symbol rate.

### Claim 6 (depends on 3)

The apparatus of claim 3, wherein the temporal filter has a duty cycle substantially equal to or less than 50%.

### Claim 7 (depends on 1)

The apparatus of claim 1, wherein the first optical signal is at a first carrier wavelength, and the apparatus further comprises:
a second laser configured to emit a second optical signal in response to a second drive signal, the second optical signal having a second phase shift based on the second drive signal and a second carrier wavelength different from the first carrier wavelength of the first optical signal; and
a wavelength-division multiplexer in optical communication with the first laser and the second laser and configured to multiplex the first optical signal and the second optical signal, wherein the spectral filter is configured to change a second spectral profile of the second optical signal and the temporal filter is configured to change a second temporal profile of the second optical signal.

### Claim 8 (depends on 1)

The apparatus of claim 1, wherein the spectral-temporal filter has a spectral pass band, and the apparatus further comprises:
a driver operably coupled to the first laser and configured to generate a burst-off signal between symbols of the first optical signal so as to cause the first laser to emit a third optical signal having a wavelength outside the spectral pass band of the spectral filter such that the spectral filter attenuates the optical beam.

### Claim 9 (depends on 8)

The apparatus of claim 8, wherein:
the driver is configured to generate the burst-off signal having multiple cycles,
each cycle of the burst-off signal has a positive half cycle and a negative half cycle, and
a first power in the positive half cycle is less than a second power in the negative half cycle.

### Claim 10 (depends on 8)

The apparatus of claim 8, wherein the driver is operably coupled to a temporal filter in the spectral-temporal filter and is configured to attenuate the third optical signal by at least 15 dB with the temporal filter.

### Claim 11 (depends on 8)

The apparatus of claim 8, wherein the driver is configured to change a duty cycle of the processed optical signal from about 2.5% to about 100%.

### Claim 12 (depends on 8)

The apparatus of claim 8, wherein the burst-off driver is configured to change a data rate of the processed optical signal by between about 1 megabits per second to about 2.5 gigabits per second.

### Claim 13 (depends on 8)

The apparatus of claim 8, wherein the driver comprises:
a signal driver configured to generate the first drive signal; and
a burst-off driver configured to generate the burst-off signal.

### Claim 14

A method of generating a processed optical signal, the method comprising:
causing a first laser to emit a first optical signal having a first phase shift depending on a first integrated amplitude of a first drive signal, the first phase shift having a value selected from the group consisting of −π, −π/2, 0, π/2, and π; and
passing the first optical signal through a spectral-temporal filter to change a first spectral profile and a first temporal profile of the first optical signal so as to generate the processed optical signal.

### Claim 15 (depends on 14)

The method of claim 14, wherein causing the first laser to emit the first optical signal comprises modulating the first laser with an electrical current of about 30 mA or less and a data rate of about 2 gigabits per second or greater.

### Claim 16 (depends on 14)

The method of claim 14, wherein passing the first optical signal through the spectral-temporal filter comprises:
passing the first optical signal through a spectral filter to change the spectral profile of the first optical signal; and
passing the first optical signal through a temporal filter to change the temporal profile of the first optical signal.

### Claim 17 (depends on 16)

The method of claim 16, wherein passing the first optical signal through the temporal filter comprises attenuating at least one transition region in a waveform of the first optical signal so as to reduce a power and/or phase fluctuation in the first optical signal.

### Claim 18 (depends on 14)

The method of claim 14, wherein the first optical signal is at a first carrier wavelength, and the method further comprises:
causing a second laser to emit a second optical signal having a second phase shift depending on a second amplitude of a second drive signal, the second optical signal being at a second carrier wavelength different from the first carrier wavelength of the first optical signal;
multiplexing the second optical signal with the first optical signal to generate the processed optical signal.

### Claim 19 (depends on 14)

The method of claim 14, further comprising:
converting a data signal into a pre-coded differential phase shift keying (DPSK) signal; and
converting the pre-coded DPSK signal into the first drive signal.

### Claim 20 (depends on 14)

The method of claim 14, wherein the spectral filter has a spectral pass band, and the method further comprises:
sending a burst-off signal to the first laser so as to cause the first laser to generate a third optical signal at a wavelength outside the spectral pass band of the spectral filter.

### Claim 21 (depends on 20)

The method of claim 20, wherein the burst-off signal has multiple cycles, each cycle of the burst-off signal having a positive half cycle and a negative half cycle, and a first power in the positive half cycle is less than a second power in the negative half cycle.

### Claim 22 (depends on 20)

The method of claim 20, further comprising:
attenuating the third optical signal with a temporal filter in the spectral-temporal filter.

### Claim 23 (depends on 20)

The method of claim 20, further comprising:
changing a duty cycle of the processed optical signal from about 2.5% to about 100% using the burst-off signal.

### Claim 24 (depends on 20)

The method of claim 20, further comprising:
changing a data rate of the processed optical signal by between about 1 megabits per second to about 2.5 gigabits per second using the burst-off signal.

### Claim 25

A transmitter for generating a differential phase shift keyed (DPSK) optical signal, the apparatus comprising:
a DPSK encoder to convert a data signal into a pre-coded DPSK signal;
a first driver, operably coupled to the DPSK encoder, to convert the pre-coded DPSK signal into a first drive signal;
a laser, operably coupled to the first driver, to emit a first optical signal in response to the first drive signal, the first optical signal having a phase shift depending on an amplitude of the first drive signal;
a spectral filter, in optical communication with the laser and characterized by a spectral pass band, to spectrally filter the first optical signal;
a temporal filter, in optical communication with the laser, to temporally filter the first optical signal so as to yield the DPSK optical signal; and
a second driver, operably coupled to the laser, to generate a second drive signal, the second drive signal causing the laser to generate an optical beam having a wavelength outside the spectral pass band of the first filter,
wherein the second driver is configured to change a duty cycle of the DPSK optical signal between about 2.5% and about 100%.

### Claim 26 (depends on 25)

The transmitter of claim 25, wherein the phase shift of the first optical signal further depends on a pulse width of the first drive signal.
